Inventing Vietnam

Like most Americans, I root against the New England Patriots.  It is nothing personal, but Americans root for the underdog, and the Patriots have been so successful they are never the underdog.  And yet, I can’t help but admire the brilliance of Bill Belichek.

He confirmed my admiration during a particular playoff game against the Steelers many years. ago.  The Patriots held a slim lead early in the game but the Steelers had a built a nice drive.  They resided just out of field goal range and faced a 4th and 1 somewhere around the Patriots 40 yard line.  The Steelers decided to go for it, and their home crowd cheered.

At this time the Steelers built their identity around a “smash-mouth” style of play and relied heavily on running back Jerome Bettis.  Everyone knew the Steelers would want to run the ball.  The Patriots of course also knew this.  They stacked the line of scrimmage and their defense sold out on the run.  I don’t recall if they had any safeties behind the line of scrimmage.  Their defensive formation triple-dog-dared Pittsburgh to pass.

I remember yelling at the TV for Pittsburgh to call a timeout.  They were obviously going to run, but if they had just flared out a tight-end it could have gone for a touchdown.  But Pittsburgh went ahead and ran the ball anyway.  And of course New England, having every single player right at the line of scrimmage, stopped it easily.  After taking over on downs Brady promptly completed a long pass for a touchdown and broke the will of the Steelers.

Game over.  In the first quarter.

I thought to myself, “How did Belichek know Pittsburgh would run?”  Of course he didn’t really know, but his defense said to me that he knew.  What Belichek, knew, I think, is that under stress, we revert to our comfort foods.  We can’t help it.  In a regular season game, with stress levels lower, maybe Pittsburgh calls a different play.  But in the playoffs?  He knew they would stress-eat the Ritz crackers and run Jerome Bettis over left-tackle even when a voice inside them probably told them to eat carrot sticks instead.  They couldn’t help it.

Civilizations contain a vast aggregate of personalities, but have a undeniable personality and predelictions all their own.  When we picture someone wearing a t-shirt and blue jeans, of course it fails to cover everything about America, but it covers enough.

Toynbee believed that western civilization reveals itself in its passion for mechanics.  He wrote,

The Hellenic civilization displays a manifest tendency towards a predominantly aesthetic rubric for orienting and defining itself.   The Hellenic tendency to view life as a whole distinctively in such terms that the ancient Greek adjective “kalos,” which denotes what is aesthetically beautiful, is used in addition to describe what is morally good.  In other words, Greek concepts of beauty and morality . . . were indistinguishable.

When we come to our own western civilization we find no difficulty discovering our own bent or bias.  It is, of course, a penchant towards machinery: a concentration of interest and effort upon applying discoveries of Natural Science to material purposes through the creation of social-clockwork devices, i.e. steam engines, motor cars, but also social engines like representative governments and military mobilizations.

We sometimes talk as if this appetite for mechanics was a quite recent occurrence in western civilization  . . . But this is precisely how westerners were viewed by the courts in Japan and China [in the early 1800’s, just prior to the Industrial Revolution]–as “barbarians” redeemed partially by our manifest and outsized technical ability.   The Byzantine princess Anna Comnena had the same impression of the first crusaders in 1099 A.D.  She called  their  crossbow a “devilish construction” that, while ingenious in its mechanics, fitted perfectly the barbarians who wielded it . . .

I thought of Toynbee’s analysis reading James Carter’s Inventing Vietnam.  A lot about this book revealed little about the Vietnam War that I had not read elsewhere.  I thought Carter missed some important opportunities to illumine the conflict.  But his basic thesis, that America essentially tried to invent, i.e. “call int0 existence” a country that did not really exist makes sense.  South Vietnam had no real governance, no real culture, no real identity at all, apart from some lines on paper at the U.N.

Carter demonstrates that we tried to create South Vietnam in the only way we knew how.  We went to our comfort food . . . lots and lots of mechanical stuff.

Everyone recognized fairly early on that South Vietnam occupied a precarious position in Southeast Asia.  President Diem failed to inspire confidence.  The North had nearly all the best political leadership.  The major battles of the war against France, and thus, the major political infrastructure to handle the war, happened in the North.  Even in the late 1950’s we realized the South Vietnam could collapse not so much because of the actions of North Vietnam but under its own weight.  Castles cannot built on air.*

But for many reasons, some well-intentioned and justifiable, and some not, we felt that we had to try.**  We sought to modernize their economy, and give thousands of South Vietnamese jobs through our massive construction projects.  We could maybe, just maybe “fast-track” their way towards gaining some kind of statehood.  If nothing else, in attempting this we stayed on familiar territory.  We knew how to provide material goods and benefits.

While Carter’s book disappointed me overall, he proves his main point.  Our efforts to “create” South Vietnam massively undermined our stated goals.

  • The massive surge in U.S. dollars in South Vietnam destabilized their economy
  • South Vietnam’s economy and infrastructure could not absorb the massive inflow of goods, which created a black-market economy almost immediately.  This “shadow economy” further eroded governmental authority.
  • Most significantly, construction projects facilitated the expansion of our war effort.  The expansion of the war effort led to more bombing in South Vietnam, and more troop activity.  The more war South Vietnam experienced, the more disruption they faced, the less chance the South Vietnamese government had of establishing themselves.

Each of these problems served to ensure that the South Vietnamese government had no control over its own destiny.  Many in the State Department and military realized this, but could do little else but press on.  We couldn’t help ourselves.  This is what we knew how to do.  We can reasonably assume that if we had defeated the North Vietnamese militarily, the overall strategic situation would have changed hardly at all since the 1954 Geneva Accords which divided Vietnam in the first place.  South Vietnam would not have been an independent country.

When our war in Afghanistan seemingly went well in late 2001, Secretary of Defense Donald Rumsfeld was a media darling.  His “transformation” doctrine of war, which emphasized smaller troop levels and increased use of technology, seemed to work.  But by 2006 Iraq was a mess, and by 2009 the situation in Afghanistan had significantly eroded.  In truth, much of the Rumsfeld doctrine hardly broke new ground.  It appealed directly to our comfort food of believing in, and relying upon, bigger and better stuff to solve our problems.  Some tech oriented environmentalists tap into this again with their pledge that new green technologies will solve economic and environmental problems.  If we looked closer we would see that our weaknesses, and of course also our strengths, have deeper roots than this.

Dave

*Marine General Victor Krulak commented in 1966 that, “Despite all our assertions to the contrary, the South Vietnamese are not–and have never been–a nation.

For a postscript below, Raymond Fitts’ article entitled, The Uses and Abuses of Technology in War

“The American effort in Vietnam was the best that modern military science could offer. The array of sophisticated weapons used against the enemy boggles the mind. Combat units applied massive firepower using the most advanced scientific methods. Military and civilian managers employed the most advanced techniques of management science to support combat units in the field. The result was an almost unbroken series of American victories that somehow became irrelevant to the war. In the end, the best that military science could offer was not good enough . . .”1

How is it that such a paradox developed? How could a world Super Power lose a war to a third or forth rate military power? The answer has many parts. One part of the answer must lie in the difference between military science and military art. The more technology a country has developed, the more it seems to depend on military science in stead of military art. Another part is in the make up of the combatants and their outlook toward warfare.

Despite the many analyses of the Vietnam war produced by the military, none has adequately considered the fundamental question of how the U.S. could so completely dominate the battlefield and yet lose the war. Senior military officers have published books and memoirs about Vietnam. They have all nearly ignored the insurgent portions of the war and devoted themselves to the conventional side of the conflict. The most celebrated analysis of the war made by a military officer was produced by Col. Harry G. Summers, Jr. His basic treatment of the entire war was as it ended, i.e., in a conventional invasion of South Vietnam by North Vietnam. He ignored the guerrilla tactics and insurgent strategies of the war. All these personal accounts of the war seem to be best summarized by the adage “If they has just turned us loose in 1965, the war would have been over quickly.”2 It is clear that had the war been nothing more than a conventional one, the US should have been more successful than it was.

A clue to understanding the Vietnam paradox lies in the term “military science.” No one can doubt the importance of military science to the success of military operations in today’s world. The firepower provided by today’s weapons dominates the modern battlefield. The procurement of those same systems is a complex science in itself. However, successful military operations are a combination of the application of military science and military art.3

As the term implies, military science is a systematic body of knowledge about the conduct of military affairs. It deals with issues that can be quantified with a considerable degree of precision. It generally deals with what one can or cannot do in military operations–the technical aspects of developing and employing military forces.

Military art is the systematic study and creative planing and conduct of military affairs.4 It involves strategy (including tactics), political-military affairs, leadership, and morale. In short, it deals with the inexact side of military operations. It is concerned with what military forces should or should not do and why. It is learned through a study of history.

Successful military campaigns are the result of some sort of balance between the two. The balance may, in fact, depend on the status of the opposing forces–their equality. Reasonable equality may not exist between opposing forces. The weaker side must then depend on superior military art to achieve victory.

The North Vietnamese and Viet Cong were forced to depend on the use of military art because of the overwhelming resources and superior technology of the U.S. The Communist confused the Americans with a package of political, psychological, economic and military warfare.

There is a considerable body of literature that suggests that the warfare of the future, especially with the end of the Cold War, will be on the low-intensity end of the conflict spectrum. If indeed such is the case, then the U.S. will need to rethink how it uses its technology to fight at this end of the spectrum. But to understand what constitutes the low-intensity conflict some definitions are necessary. Applications of technology in this environment will be explored to evaluate the effects of the use of technology.

Definitions

Low-Intensity Conflict

The American military establishment considers low-intensity conflict to be manifested in four different ways: (1) counterterrorism (assuming there is a terrorist to counter); (2) peace keeping: (3) peacetime contingencies (quick sharp, peacetime military actions like the air raid on Libya in 1986); and (4) insurgency/counterinsurgency. The inclusion of some of these terms in the definition of low-intensity conflict is debatable. Terrorism can be considered a tactic that can be used in any type of warfare. Peace keeping missions are meant to prevent the outbreak of a conflict. The essential difference between war-fighting and peace-keeping missions is that one makes the maximum use of force while the latter is committed to the minimum use of force. Direct action missions tend to be high in intensity but short in duration, a situation that is particularly unsuited for the term “low-intensity conflict.” We are thus left with insurgency and counterinsurgency claiming any legitimacy to the title “low-intensity” conflict.6 A low-intensity conflict includes not only the unconventional aspects of warfare but also economic, political and psychological warfare.

There is an important aspect about low-intensity conflict that needs emphasis. The level of intensity is a relative thing. For the soldier in the trenches, combat is always intense–he’s the one getting shot at. For the United States, Vietnam was not a highly intense conflict because it did not require the full resources of the country. For the North Vietnamese, the war was a high intensity conflict because it involved all the nation’s resources. The level of intensity is usually associated with the probability of occurrence of a certain level of conflict. Terrorism is at one end of the spectrum and is highly probable while all-out nuclear war is at the other end and is least likely.

Partisan vs. Insurgent Warfare

The difference between partisan warfare and an insurgency is what the guerrilla is trying to do to the government. The partisan is merely interested in throwing out a conquering power. The partisan may need help from an outside source. An example might the East Europeans trying to expel the Germans during World War II. An insurgent is trying to overthrow an existing government by any means. Insurgencies are the more insidious of the two in as much as it has no definite beginning; its origins are not military, they are political, economic, and psychological. The insurgency is self-sustaining; and does not need outside support. An insurgency sneaks up on the existing government slowly and quietly.

Successful insurgencies have a number of elements in common. Four characteristics are particularly important for the American military: the protracted nature of the war; the central role of the insurgent political infrastructure; the secondary role of the insurgent military; and the use of guerrilla tactics in military operations.7 An insurgency represents the total integration of political and military factors with the political factors always in complete domination.

Conditions are ripe for insurgencies in many parts of the Third World. They all have several things in common: the stark contrasts between incredible poverty for the vast majority of the population and the extreme wealth for the ruling elite; a small to non-existent middle class that can be a stabilizing influence and a conduit for the upwardly mobile; these same areas often times sit astride important trade routes or trade-route chokepoints; they might contain important deposits of raw material vital to the industrialized world.8 The insurgencies of the twentieth century have been scattered all over the world and have been the result, for the most part, of real or imagined inequities in political and economic power coupled with the perception of minimal opportunity for reform, either political or economic. When taken together, the unique aspects of insurgent warfare suggests that such struggles are different from conventional warfare.

The most important aspect of an insurgency is time. Both the French and the Americans found that their enemies used time as a weapon against them. The Vietminh and later the Vietcong purposely made the struggle longer waiting for the Americans and French to get tired of the endless blood letting and look for a way out of the conflict.

The rebels also need time to build up their political support and military strength relative to the government they are trying to overthrow. Time works for the insurgent in another way: every day the rebellion exists is another day that discredits the government and its ability to govern and control its own destiny. The defeat of the insurgent military threat is only an adjunct to buying time for the government to implement reforms and for those reforms to work..

Guerrilla Warfare

Guerrilla warfare is the classic ploy of the weaker against the stronger. The conventional European military operations are planned to obtain a quick victory while guerrilla warfare tactics are geared for the long haul. The guerrilla attempts to avoid a decisive defeat at the hands of the stronger enemy. They operate in small groups to avoid presenting tempting targets for government forces that usually have vastly superior firepower for its use.9

In fact, a guerrilla wins by not losing, while the government loses by not winning. In short, there is no room for the status quo. Each side must discredit the other by some means whether it be political, economic, psychological, or military. Generally, it is s combination of all these elements. The military aspects usually are fought to make space for the other aspects to work on the minds and pocket books of the population.

The American Way of War

There are several deep-seated reasons for the condition of the American armed forces: military men are still highly regarded in Europe but not much here; the European tradition of martial exploits is missing in America; a technological bias to create weapons that can kill from a distance; and a failure to create a well-motivated, well trained military force.10 Most Americans have not had to come to grips with the central role that military forces play in international settings Americans have not had to confront war as a political act.

Its long span of oceanic-based isolation has led the Americans to think of war as an aberration, a failure of political policy Americans see warfare as a great crusade to over-come a well defined enemy who was definitely evil. Simplistic approaches to political military problems are also indications that Americans have not been forced to deal with the role of force. Despite obstacles, Americans have expected to achieve their goals; the spirit of “can-do” has been a permanent part of their collective psyche.11

The Civil War was the first American conflict observed by professional European soldiers. The British, French and Greater Prussian General Staff sent representatives to observe both sides at war. The observers noted, with some distain, the American penchant for standing off at some distance from each other and throw enormous amounts of lead at each other, often times for hours on end. This method has become ineluctably part of the American way of war.

This proclivity to conserve lives has been all the more difficult because of a distinction in the military tradition: the population has always distrusted a large standing army, it has thus developed a strong militia to fight its wars. American armies have had to learn to fight by fighting. The U.S. has been willing to compensate for what it lacked in preparation by spending its national wealth. America’s war industry has overwhelmed its enemies with weaponry.12

The U.S. military has concentrated on the sciences of developing, deploying, and employing America’s overwhelming resources since the Civil War. The military has, as a result, not had to be very clever in the military arts because it could overwhelm its opponents in a sea of men, weapons, firepower, and logistics.13 This ability has lead to a 20th Century American trend in American thinking: modern American strategists and tacticians have sought to substitute fire and steel for American blood.14 General James Van Fleet, then commander of the Korean based 8th Army in 1952, is a good example of this mode of thinking. He was determined to use his artillery as a substitute for U.S. infantrymen.

The basic aim of the U.S. military, it seems, in peacetime is to buy hardware rather than use it. The main aim of each service is to get from Congress as much money as it wants. The peacetime emphasis has moved from fighting skills to procurement and the management of technology. The best way to a promotion is through running a successful procurement program in the Pentagon. Leadership in the field is a secondary consideration. What the American military has developed is a distorted sense of priorities and a general lack of seriousness about warfare. It has fallen into a push-button mentality that has a developed a passion for hardware to the neglect of strategy, tactics, and the intangibles of warfare.15 We have done a marvelous job of preparing for the next war only to find that we cannot afford to fight it.

In spite of all this high-technology, it has never been the decisive factor in any American war. The struggle to use technology and to deal with the enemies technology has been much more important.16 Using history as a guide, the American record with military aviation technology has been mixed at best. In World War I, the U.S. flew European designed and, for the most part, built aircraft. World War II showed the Japanese Zero was better than any U.S. front line aircraft at the beginning of the war and the MiG-15 was a superior surprise during the Korean conflict.17

The French Experience

France was the last of the European imperial powers to resist, by force, the loss of its colonies following World War II. The wave of independence following the war swept over all of the former European colonies. The wave gave the colonies a moral advantage that made the war in Indochina increasingly unpopular in France.

The French experience in Indo-china finally ended with the signing of a treaty between the Viet Minh and the French. The treaty divided the country into two halves: one half went to the Vietnamese communists, the other went to what became the Republic of Vietnam. The political turmoil over the next decade brought the U. S. into a war that the French could not win. The final disaster for the French was at a small town in northwestern Vietnam called Dien Bien Phu. Hot on the heels of Vietnam was another colony of France: Algeria. It seems that the French didn’t learn enough from Vietnam because they went through the same traumatic experiences in Northern Africa that they had in Asia. The two places were very different, but the guerrilla war fought by France in both countries contained the same French military responses to the insurgents.

Vietnam18

The French experience in Vietnam lasted eight long years. The Viet Minh experienced tactical defeats with huge losses when faced with the terrible destructive power of the French firepower. The Viet Minh accepted their losses and learned from their mistakes. Over time, they succeeded in dominating Indochina except for a few French “safe areas” around Hanoi and its immediate vicinity.

The only real advantage the French had was their mastery of and ability to conduct European-style machine warfare. They believed to the very end that the enemy could be crushed and Indochina subdued by concentrated firepower. Early on, they also learned that artillery and airpower had little effect on an elusive enemy that avoided a fight. What the French wanted was a large-scale battle of attrition that would grind the Viet Minh into the ground under a final massive avalanche of bombs and artillery fire. The strategy has two fatal flaws: (1) the French were frustrated by their inability to find and fix an enemy in an inhospitable environment; and (2) the French assumed that they alone possessed the ability to apply firepower in a battle of attrition.

Giap keep the pressure on the French by infiltrating soldiers into the Delta lowlands around Hanoi thus tying down French units. He initiated local attacks against the French units creating havoc in the colonial heartland. Giap also conceded to the French their superior firepower and willing spent lives to accomplish two things: first, to maintain his offensive and secondly to buy time to build a firepower base that could challenge the French in open warfare. To accomplish such things, surprise and secrecy were essential.

The Viet Minh learned from experience that under no circumstances should a column be caught in the open to be devastated by French firepower. They traveled by night in small groups to lessen the probability of being detected. They stayed in areas firmly under their control. Limited attacks outside of their protective base areas were planned carefully and by moving to and from the objective area without delay. If they were caught in the open, the men would scatter and hide before the French were able to adjust in and mass artillery fire on the position. The elusiveness of their tactics in combination with the difficult terrain greatly reduced the killing power of French firepower.

The Viet Minh also learned something about the application of airpower. Initially, it frightened the green, inexperienced insurgents and forced them to break off attacks. The French could rarely afford to send more than single aircraft to turn back attacks. The Viet Minh learned quickly that airpower employed in small doses possessed little destructive power. They also effectively dissipated French firepower by using a “hugging” tactic that began with a concentrated recoilless rifle, mortar, and machine gun attack on a fire base with the express intent of knocking out the defender’s radio–the sole means of calling for friendly fire. They then moved the entire force within the barbed wire outside the fort. Fortress and firepower proved to be no match for cunning, patience, courage and a willingness to sacrifice lives to achieve an objective.

Close air support became more effective as time went on. The pilots got to know their assigned areas of responsibility. They could bomb and strafe with particular destructiveness because they did not need to worry about the location of their own soldiers.

The French lost the first round of the war when they lost effective control over most of the territory and population in North Vietnam. The lesson to be learned here was that no amount of firepower or fortification can be effective against an insurgent without first obtaining the support of the people who inhabit the country.

The most effective innovation in firepower control was the use of light observation aircraft, specifically the Morane, to control supporting fires in support of an infantry unit in heavy contact. Such control often meant the difference between victory and defeat for the supported unit. The pilot had to be able to put the fire at very close ranges to the friendly forces.

The American observers present were not particularly impressed with the French airsupport system. It had airplanes dashing about from one fire fight to another in small groups (often only a few planes at a time). It was not their idea of a concentrated air campaign because it seemed so disorganized and without purpose. The close air support provided by the French air force, however, was sufficient as long as the enemy restricted himself to low-level hit-and-run tactics.

Both sides were learning from the battles. Giap learned that his forces were too lightly equipped to slug it out with the French and their overwhelming firepower. He therefore resorted to guerrilla warfare tactics using irregular forces against enemy strength and main forces against French weaknesses. He committed his forces only when there was a high probability of success.

On the positive side, Giap learned that the ability to stand up of French firepower increased with experience. A few well hidden machine guns made the effectiveness of French air attacks decrease appreciably. Giap did not have to match French firepower gun for gun to reduce its effect.

Giap also realized his own impatience with his early attempts at open warfare. He then decided that he would fight on his own terms. He sought to draw the French away from their bases thereby weakening the French ability to project and supply large fire-power intensive forces. He then attacked when the right combination of circumstances (weather, lines of communication, terrain) and available forces reduced or eliminated the French firepower advantage.

For the French, their victories convinced several commanders that the war could be won by fighting a decisive set-piece battle of attrition. They therefore sought to lure the Viet Minh into attacking well-prepared positions thus letting the enemy bleed to death in the face of French firepower. In doing so, however, the French made two critical mistakes. The first was to assume that their firepower was more effective than it really was. It was indeed effective early on, but as the enemy became better able to avoid it and developed their own firepower base more and more ordnance was needed to achieve significant results. Their second mistake was in not realizing that unless the attacker has an overwhelming advantage in firepower, causalities were likely to be about the same on both sides.

The French infantry effectiveness began to decline as a result of an accumulation of all of these factors. The French soldiers, because they were often green or shaken, needed more and more concentrations of firepower to keep them effective. The guerrilla retains the strategic initiative because he can determine the level of the conflict whenever the enemy’s firepower proves to be too destructive.

The French left and the Americans began to replace them only to have to learn the same lessons the French had, but without the benefit of consulting the French.

Algeria

The Indochina war was hardly over when fresh trouble broke out in Algeria, France’s colony in Northern Africa. Trouble had been brewing there for some time, just as it had in Tunisia and Morocco. France had settled both of the latter problems by granting them independence. But Algeria was part of metropolitan France and would always be French.

Extensive European land ownership and a local Moslem elite that controlled the economic and financial structure while the bulk of the population went hungry and landless made Algeria look a lot like Vietnam. The French never ruled comfortably and force lay just below the governmental facade.19 Algeria was not France: 90 percent of the wealth was in the hands of 10 percent of the population, nearly a million people were unemployed while nearly two million were underemployed.

Both sides in the rebellion understood much about the other. The French refused to realize the strength of nationalist feelings while the rebels did not recognize the obstinacy of the Europeans or the French military against them.20

French military forces numbered about 50,000 when the rebellion started on the 1st of November, 1954. By May of the following year there were 100,000 French soldiers in Algeria. The military commanders were not worried about “bandits” who would yield rather quickly to the superior power of the French army; they thought nothing of sending mechanized columns to subdue them. Apparently the lessons of Vietnam had not yet sunk in because any Vietnam veteran could have told them that mechanized columns sent anywhere did little more that provide convenient targets for guerrillas.

The French aggravated their situation with the measures taken by the police; numerous arrests for nearly arbitrary reasons and the brutal treatment of the detainees just fed the fire. Further French counter tactics remained the rebels best friend. The build up was still under way and the military commanders did not have the forces to carry out the traditional pacification tactics. The Army was in a particularly dangerous frame of mind after the losses in 1940 and Indochina left it with a monstrous inferiority complex.21 The French guerrilla warfare doctrine applied to Algeria was doomed from the start because the French had ignored the aspirations of the population –in Mao’s doctrine the very first lesson. In spite of their revolutionary doctrine, and the results in Vietnam, the French army continued to rely on the traditional techniques of fighting the Algerian war.

Despite their inept military activities, the French did have some advantages: approximately 400,000 soldiers in Algeria; the factious nature of the rebellion; and the lack of rebellion’s internal cohesion played a disruptive role amongst the rebels.22

The Battle of Algiers occurred after the 10th Parachute Division took over counterterrorism duties. The division was not kind in its tactics. The battle that followed was an outgrowth of their brutality that left many dead behind. Controlled genocide as policy seemed to work though. The rebel infrastructure in Algiers was destroyed and the French efforts in the countryside seemed to be working. The battle in Algiers sent more moslems into the arms of the rebels.

But the French off-set their gains with their garrison concept that took the bulk of their forces. The concept left the countryside to the guerrilla (a failing seen in Indochina). Several other factors degraded the effects of French tactics: the use of inexperienced conscript soldiers, an inadequate force for the mission (again a notion left over from Indochina), guerrilla reinforcements coming in from neighboring sanctuaries, rebel determination to throw them out, French barbarism, and finally the overall extent of the destruction of the country.23 The French barbarism even reached into neighboring Tunisia when an air force colonel ordered a Tunisian village bombed on the pretext that machine guns fired at French aircraft–some three miles away in Algerian skies.24

The French attempted to seal off the Tunisian border with a fortified barrier that was 40 meters wide and just over 250 kilometers long. The Morice Line used an electrified fence as its core. It was surveyed by radar and human patrols, covered by searchlights and artillery in places, and had its approaches mined. It still had its disadvantages: it was expensive to build, it required thousands of soldiers to patrol, it was a far as 50 miles from the border in some places and it could be outflanked.25

French tactics eventually became more effective and more mobile with the use of helicopters. But by this time President Charles de Gaulle realized that the French could fight in Algeria for a hundred years without resolving the issues that brought on the conflict in the first place. He finally put an end to the madness by granting Algeria its long awaited and much desired independence. Algeria wasn’t out of the woods yet, but at least it could set its own course.

The American Experience

Americans have had a love affair with technology since the inception of the country. It helped to develop a new continent from coast to coast through the train and the telegraph. Technology made up for the lack of people in developing a new country. That very love affair carried into the way Americans fought their wars. They took it with them to all of their wars since the Civil War. In a recent example it contributed mightly to their undoing.

Gadgets in Vietnam

The Vietnam experience was a bewildering disaster for the U.S. military. The battlefield effort gave the U.S. military an almost unbroken string of victories. On the one occasion, Tet Offensive of 1968, that the enemy stood and fought the American forces in a conventional style, the enemy was so badly beaten that it could not launch another major offensive for four years.26 The U.S. still did not win the war. Apparent military success could not be translated into political success in the larger war. The United States is so dominated by its technologies and its wealth that it has lost touch with people. The United States believes it can spread democracy and maneuver politics by technology and money only. This may well be a fatal error in the life of our nation.27 The loss of China to the communists and the French loss in Indochina made for rather unpleasant news in the U.S. about a new type of warfare coming onto the world scene. Insurgency was a type of warfare that was wholly unknown and unanticipated in America. This isn’t too surprising because the Americans lacked a number of overpowering attitudes that were, and are still common in the Third World: the depth of belief that comes from desperation, a tradition of humiliation that begets hatred; the immediacy of wide spread starvation in the face of corrupt plenty; the zeal of the patriot in the face of foreign invaders and finally a basic lack of interest in war.28

In tune with their propensity to use gadgets, the Americans invented “think tanks” to think up new devices and ways to use them; the think tank was supposed to devise new policies that would allow the U.S. military to fight an insurgency war. The think tank was a development that followed the end of World War II when the Department of Defense didn’t want of lose all of the scientific talent it had accumulated during the war. Insurgency provided the think tank’s biggest challenge after the Korean war.

So we sent our soldiers to Vietnam unprepared for what they were to face. They were so unprepared, that even the soldiers responsible for intelligence gathering could not speak Vietnamese. They had to hire Vietnamese to translate for them. The translators were as ill-prepared for their task as the American intelligence specialists were; some could only barely speak English at all let alone translate Vietnamese into intelligible English. Given such a starting point, it was hardly unlikely that the wrong story got told, especially with the Oriental propensity to tell a Westerner what he wants to hear.

The toughest technical problem was to just find and identify the enemy. The VC and the NVA did not, as a rule, fight in regiments and divisions. The lengths to which the U.S. gadgeteers went to solve this problem are truly awesome.

The U.S. tried bedbugs to sniff out people.29 The bed bug is supposed to be able to smell human food from a long distance. It then moves around making some small noises. The noises were what the gadgeteers tried to use to operate a meter showing the proximity to people. The think tanks devised a machine to be carried by one soldier and operated by four or five bed bugs. The sniffing tube was pointed at a suspected ambush site thus providing a sign to the soldier that somebody was hidden there. The machine failed combat test.

A “people sniffer”, using a chemical-physical apparatus, did have some successful field tests. The machine was supposed to be able to detect body odor of concealed guerrillas from 200 yards away.

Small infantry units had a small personnel radar that could detect moving human beings and alert defenders in the dark of impending attack. The attacks happened anyway.

The starlight scope turned out to be a useful gadget. It allowed a soldier to see in the dark by concentrating the light of the stars. Aircraft were even using them.

Sound was also used as an indicator in several gadgets: one gadget detected the sound of clothing rubbing against clothing; sensors were used on the Ho Chi Minh trail to detect the sound of trucks and other vehicles. Seismic detectors were used to detect the trembling of the ground as heavy trucks and tanks drove by. Infrared detectors were developed for use to find heat sources beneath the jungle canopy. Special photographic films were developed to detect the dead vegetation used as camouflage.

American gadgeteers seldom reckoned with the propaganda effects of the usage of their gadgets. The bed-bug episode drew a wave of negative editorial comments in the Vietnamese press.

Then their was Operation Ranch Hand. The operation was designed to defoliate the jungle hide-outs of the VC and NVA. It was eventually used to destroy the rice crop. The trick back-fired in a big way because of the special status of rice in the Oriental mind: to waste it is a cardinal sin. Westerners killing whole fields not only deprived the owner of the rice but handed the Viet Cong a propaganda coup of the first magnitude. The destruction of the rice fields drove more peasants into the hands of the waiting VC. The VC then used it as the basis of a charge of germ warfare to exterminate the Vietnamese people.30

The Americans tried tear gas to disable people. The U.S. news men got a hold of the idea about “non-lethal” gas warfare in South Vietnam. The story drew instant and hostile reactions. Napalm also drew adverse reactions from the American public. Despite its military value, it provided a propaganda coup for its detractors.

The M-16 rifle that the infantry used in Vietnam generated a lot of controversy. There was its propensity to jam blamed on the users not keeping it clean while Marines died because of the defects. There was a controversy over the ammunition used–the contracts for its manufacture were suspect. And again the user did the dying.

Other gadgets included such things as the M-26 and M-79 grenade launchers, Claymore mines, airborne miniguns and the AC-47 that used them, Aluminum dust that was sprayed on trails so that radar could follow them, navigation systems for aircraft, Snake-eye bombs, CBU [Cluster Bomb Unit] that generated propaganda for the enemy because unexploded bomblets killed and maimed civilians that stumbled upon them, the Bullpup missile, special jungle clothing, a computer (IBM 1430) to help the intelligence specialists gather and sort data, and finally, of all things, lie detectors.31

The Army tried to use its old technology to provide target information. It brought in the AN/PQ-4 counter-mortar radar. The radar tracked an incoming mortar shell and back plotted its trajectory. A skilled operator could plot the mortar position to about 50 meters. Unfortunately, it was too old and easy to fool. It had a very narrow sector scan and the operator eventually got tired of looking at the screen. The enemy put his mortars where the radar wasn’t looking and fired when the operators were least likely to be alert.

The AN/TPS-25 ground surveillance radar was more modern and could detect a moving vehicle up to six miles away. It was meant for use in a conventional European war and couldn’t pick up small groups of men at a walking pace.32

Ground sensors were used as an aid in the search for targets. But for them to be effective, they had to be precisely located. Most of the sensors were dropped from slow-flying airplanes thus making them hard to locate accurately.

The enemy learned, in time, to counter the sensors in some fashion when he could not avoid them altogether. The sensor system was only effective when used in conjunction with other methods such as patrols, radars, scout dogs, and aerial sightings. Yet the system was all that provided the precision target information with the consistency necessary for effective target engagement by indirect fire.

There were some technological success stories. The AC-47 with its mini-guns proved to be great operational success. A few dedicated individuals managed to develop a system appropriate to the war being fought in Vietnam despite the Air Force’s denigration of the ideal of using an obsolete aircraft for anything (it wasn’t fast enough or the latest in technological innovations). The gunship was used to provide a large volume of firepower in a very small area for infantry engaged in heavy combat, especially at night. Other aircraft used in the gunship role, the AC-130 and AC-119, also saw action. The AC-130 saw action along the Ho Chi Minh trail in Laos.33

Americans have had a plethora of mechanical devices or military hardware in Vietnam. Unfortunately, in this war the relations between human beings and abstract ideas were decisive. Our gadgets were superb but just not enough.

Gadget Driven Tactics

Not long after the siege of Plei Mei (early in the war), in the Central Highlands, General Kinnard commanded the 1st Cavalry Division. He was instructed, by General Westmoreland, to destroy the forces that had attacked Plei Mei. The situation was considered perfect for the Division’s style of air mobile warfare. Kinnard moved his artillery into the battle area by helicopter so that it could support his infantry as soon as they touched the ground. General Kinnard hoped that his scattered units would lead the enemy to believe the units could be defeated in detail. Kinnard planned to use the units not engaged as a reserve to be moved by helicopter to reinforce any units in contact with the enemy. Holding terrain meant little in his style of warfare. The heavy lift helicopter gave isolated units the reassurance that they would and could be supported with an inexhaustible supple of artillery guns and ammunition.34 A road bound relief force could itself become a victim of an well planned ambush. The enemy commander, Colonel Ha, had learned that all he had to do to even the match was to separate the Americans from their firepower.

Another battle that made news was the battle of the Ia Drang. The lesson learned there was that firepower would be the pivotal factor in the tactical battle. The Americans goal was to use his firepower quickly to gain the advantage. (Throughout the war experienced infantry commanders were the loudest proponents of fighting battles with firepower.) The enemy’s objective was to separate the Americans from their firepower or to strike quickly and get away before firepower could shift the odds against them. The Ia Drang battle also taught the Americans that the only way to bring a reluctant enemy to battle was by sending out platoon sized units to search him out. Then the enemy was attacked with standard tactics. Unfortunately additional maneuver forces in the enemy’s rear didn’t mean that the enemy was trapped. In the jungle it was easy for him to disappear thus braking contact at will.

When an enemy base camp was found deep in the jungles and marshes of Vietnam, the conventional wisdom for attacking it was to determine its dimensions, isolate it with a strong cordon and then pound it with firepower. Occasional forays were made into the area to check on the results of the attack by fire, then the fire was repeated. This cycle was repeated as often as desired or needed. The preservation of soldier’s lives was the overriding tactical imperative.

Artillery became the fire support system of choice in Vietnam. It was always available in any weather or at any time of day. The artillery was scattered all over the countryside and concentrated by firing more shells at the enemy. Reinforcements from the Air Force and Army aviation ensured that overwhelming firepower would eventually be achieved. And despite the observer’s opinions of the French methods, the Americans learned to use spotter aircraft just as the French had during their stay in Vietnam.

Close air support from fighter aircraft was, and still is, the best way to deliver overwhelming firepower quickly and precisely against tanks, fortifications, and bunker complexes. Such bunker complexes made up enemy base camps in the deepest parts of the southern swamps and under the jungles of the rest of the country. But the enemy did not always stay at home. Often times, when major offensives were run against such base camps, it was found to be lightly defended or empty altogether. When the enemy did stay at home, a major battle ensued and airpower served its purpose very well.

Airpower in Vietnam followed a phenomenon of recent origin; a trend among Western nations to expect too much from aerial firepower, an expectation that might well be the product of our search for a technical means to win wars without expending lives.35 It took one 105 mm light artillery battery to fire 2000 rounds over a two hour period to equal the effects of a single pass of a flight of F-4s against a target thus making it more desirable for the Infantry to want to see the fighters work for them.

A major problem for fire support efforts was the acquisition of useful intelligence. A guerrilla force had to be found, fixed, targeted, and engaged with a fury of concentrated firepower that was timed to overwhelm it before it could break and run. All major ground forces eventually employed small patrols to destroy the enemy guerrilla with long-range fire power.

North Vietnam’s Giap finally realized the American public did not differentiate between front-line casualties and support troops. He then went after the fire bases used by the artillery. This did two things for him. It reduced the firepower available to the Americans and it caused casualties. Reducing the artillery available was an advantage to him because the Americans rarely moved against the NVA when the engagement was beyond the range of artillery. The less there was of it, the smaller the advantage to the enemy and the smaller the territory he could control. The enemy attacked the fire bases using a “hugging attack” that was launched from within the perimeter wire or from within the garrison itself. These tactics lessened the effectiveness of artillery and air strikes. The growing causality lists sapped morale and national will at home.

Giap tried to use tactics against the Americans that had worked against the French. The Americans fortified their fire bases to withstand the heaviest assaults and succeeded where the French had failed because of their overwhelming firepower.36 But military forces that concentrate on protecting itself forfeits the tactical and strategic initiative to the enemy. As the U.S. forces dug in, they also undermined their own offensive spirit.37

It was common practice to fire artillery at points in the jungle that were supposed to be enemy points of interest: assembly points, way points to elsewhere, temporary base camps of various sized units, and communications nodes. The Army fired and fired and fired with results that are still unknown. This type of fire was known as Harassment and Interdiction fire. Artillery units made very little effort to assess their H & I programs by early morning surveillance or the dispatch of ground patrols to investigate an area recently engaged. Perhaps this failure serves as the greatest indicator of the confidence fire planners placed in the value of H & Is.38

The Russian Experience

The Russians have not been immune from involvement in insurgencies as the counterinsurgent. They spend many years supporting “wars of national liberation” with advisors, equipment, money and weapons to make life difficult for the Western world. They were successful at making life difficult alright, but the results of the insurgencies were mixed.

Afghanistan39

The Soviet love affair with the tank soured quickly with their involvement in Afghanistan. Soviet tactical doctrine directed that tank forces operate as part of a combined arms force with mechanized infantry, artillery, and engineers. Yet in Afghanistan tank units went into combat with out the benefit of mechanized infantry. The tank’s clumsiness in rough terrain makes it vulnerable to ambushes when they have lost the advantage of surprise.

The actual invasion was the easiest part for the Soviet Army. It was, however, an army geared for conventional offensive warfare. Once in Afghanistan, it proved to be a lumbering beast better suited to fighting in the European low lands rather than the rag-tag civilians in the mountains and deserts of Afghanistan. The Soviet 40th Army rolled across the border after an airborne brigade landed at airports to take such places for themselves and to deny them to any resistance. The invasion was swift and surprising. It was planned for winter time when Western countries were preparing for Christmas and New Year’s Day. The weather was bad making guerrilla activity difficult.

Riots broke out in Kandahar. The rioters attacked anything representing either the Soviets or the new government. Soldiers sent in to control the riots couldn’t do so. MiG-17s were sent to strafe buildings and open areas but the Afghan pilots couldn’t attack their own people. The Russians sent in the 66th Motorized Division into Kandahar after the riots. The Soviet air force followed with a fleet of helicopter gunships and attacked positions in the nearby mountains almost immediately.

The Russians had tried initially, to overawe the resistance by a massive display of armor: six divisions in 4500 tanks, T-54s and T-64s, heavy artillery and APCs rolled into Afghanistan after the Airborne takeover of key locations. Afghan units were expected to subdue the rural resistance and keep it to a minimum. Bad planning was obvious from the beginning. Casualties were very high from the start and the population was not overawed. In fact, the resistance became more effective as the winter snows melted.

The Russians discovered that their main battle tank could not fight guerrillas entrenched in high mountain passes because the guns could not be elevated high enough or traversed far enough to fire at the enemy positions. The uneven terrain made it difficult to fire accurately and their engines overheated in the hot, thin air. Inexperience drivers often times snapped the treads trying to negotiate the difficult trails of the country. Some of the early battles were disasters for the round bound Soviet forces.

The Soviets also found it difficult to support their maneuver forces with firepower. Their doctrine was too firmly rooted in meticulous planning and deliberate bombardment by artillery and airpower. Obsessive obedience to a central authority permeated the higher reaches of the command structure. Change in the Soviet army came from the top down as befits a structured, autocratic society. Lower level commanders were driven by strict regulations and tactical “norms” in extreme detail. The result is a rigid method of warfare that leaves little to chance. When things go wrong, commanders excuse failure by showing his fidelity to the planned concept of operations. It is the operational norms that are at fault, that is, the scientific calculations are wrong. The solution was to change the norms.

The rebel leaders learned that they could, very often, attack a Soviet formation and get away without taking any artillery fire at all. This may well have been due to the cumbersome fire support system that was too inflexible to respond. It might well have been due to the reluctance of the ground commander to ask for the support unless it had been planned ahead of time. Not only was the system too “preplanned” oriented, it was also meant to support the main effort and not to save lives.

As in the Indochina wars, firepower played a key role in the protection of Soviet facilities and lines of communication. Mine fields were laid around major installations to such an extent that the Mujahideen did not dare attack the installations. By the summer of 1980 the ubiquitous fire base appeared as the Soviets and reliable Afghan forces sought to extend their influence farther and farther into the countryside.

The Soviets failed to solve the problem of convoy protection. The distances involved were to great for an interlocking, mutually supporting network of position artillery to cover main supply routes. The supplies had to be flown to their destination or sent by heavily protected convoy. Convoys were extremely vulnerable to ambushes without aircraft overhead. The Soviets paid a high price in men and equipment to supply their outposts because the Mujahideen ambushed so many convoys. That left a limited number of fuel and ammunition for the outpost to spend on local combat operations. Too many soldiers were tied up in convoy protection.

The Soviets experimented with various means to add more flexible firepower to their convoys: they tried putting a 4-barreled 23 mm anti-aircraft gun in a truck. They mounted a 30 mm grenade launcher in BTR-60 and some BMP vehicles. They also sent self-propelled guns with their convoys.

Two things became apparent to the Soviet commander: a war that had started out as a war of intervention had become a war of attrition, and a major transformation of Soviet tactical doctrine was necessary if the Army was to prosecute the war with any degree of proficiency. One change was their version of the forward detachment with its own organic firepower. They also decentralized their control of the artillery by splitting it up into less than the usual battery of 18 guns. They also learned that the most important single weapon in a war against a guerrilla was the helicopter–something that could well have been apparent from the French and American experiences. They also learned that to conduct a counter guerrilla campaign they needed to rely on the initiative and self-reliance amongst the junior leaders–the very things a centrally controlled army cannot deal with.

In a war without fronts or a clearly defined enemy, an infantry commander rarely knows what fire support he will need ahead of time. He must find and fix the enemy before he can employ heavy firepower with effect. The Soviets attempts to achieve decisive effect using ground delivered firepower was hampered by an obsolete and inflexible fire support doctrine. They also relearned that soldiers who are dug-in and defending mountainous terrain are nearly impossible to dislodge with indirect firepower.

The Mi-24 Hind was the Soviet version of the attack helicopter. It could carry a wide range of weapons and the pilots could talk directly to the ground commander. It could even carry a squad of infantry into a battle area. The Mujahideen learned to fear the Hind. It was the only weapon in the Soviet repertoire that could thwart effectively a guerrilla operation in the field and cause substantial casualties amongst the rebels. The Hind was the centerpiece of the firepower system in Afghanistan.

Soviet interdiction campaigns do not seem to have been very successful in reducing the fighting strength of the Mujahideen. Such campaigns have little effect against a light, mobile and thinly scattered guerrilla force despite the effects such a campaign might have against a conventional force. The Soviets could not stop movement of supply caravans along the borders or inside the country for the first three years of the war.

Several other reasons might also explain the ineffectiveness of the interdiction campaigns. Soviet munitions proved to be unreliable in the mountains.. The pilots were unable to exercise any initiative at all. They attacked what they were told to attack even if a village, for instance, was uninhabited and the rebels were driving down the road just a few miles away. There were numerous reports of such events. The pilots even flew, nearly right over, past rebel bands in the open without firing a shot at them.

The Soviets employed two basic tactical methods when they ventured into rebel-held territory. The first was to cordon off an area and then search for rebels from the population. The second was to organize “kill zones” (sounds like the Russian counterpart to the American “free-fire zone” of Vietnam) and then attempt to push the rebels into it and overwhelm them with firepower. The Soviets still lacked preparation: they used reserve soldiers who lacked even enough training to take cover from sniper fire; their officers had no maps of their routes; the officers weren’t briefed on the kind of resistance they might encounter; and the units were better versed in the local languages than they were in military tactics.

Despite their overwhelming military strength, the Soviet forces could not conquer Afghanistan. The cities, main roads, and the airbases were taken in a matter of days. Their mechanized army of more than a 100,000 made little progress in reducing insurgent control over the countryside and its control over the cities and the roads was increasingly challenged. They found that shock tactics based on massive air and armored firepower can hurt and scatter the guerrilla groups but not destroy them. The difficult terrain and fighting qualities of the Mujahideen made it evident that pacification would take more forces that the Soviets had deployed.

Road blocks made travel difficult and hazardous. Convoys were necessary with no garantees of their arrival at their destination. The effectiveness of the so-called bandits emphasized the failure of the Soviets to impose control. The Soviets were forced to use terror and destruction in order to crush the opposition. They depended on massive amounts of firepower in conducting search-and-destroy missions and punitive bombing attacks. They used gas and napalm in reprisals against resisting villages. There were many cases of indiscriminate slaughter as a result of bombing, strafing, artillery fire and helicopter attack. Terror weapons brought no advantage because the Soviets had too few soldiers to secure areas decimated by gas or bombing attacks. The population learned to anticipate such attacks thus lessening the effects. But the costs guaranteed nothing but hostility for use of such weapons.

Afghan Mujahideen tactics conformed to the classic requirements of guerrilla warfare. There were small group actions at night in territory remote from centers of power and within a supporting population that inflicted damage on the entrenched authority with vastly greater military resources. The Mujahideen were felt everywhere but lacked the weapons and organization to seriously threaten the Soviet position.

The rebels had a several things going for them in their fight against the Russians. They had the difficult countryside and their expertise with light weapons; their attacks often times took place at night while they hid in the general population when they weren’t actually fighting. They had their own stamina and ability to improvise that worked with their growing ability to organize themselves. Their motivation for the fight was a mixture of fatalism and dedication unique to Islam. They accepted the hardships of defending their way of life and religion.

Such were the conditions upon which they accepted the mission of holy warrior defending what is virtuous and meaningful against the destructive infidel. To die for such a cause was a good thing. The entire population faced massacres, weapons that it could not cope with and the presence of a superpower with a seemingly endless supply of manpower and firepower without letting up its resistance.

When the following spring arrived, the population rallied to fight the Soviets along with refugees who slipped back into the country. They fought with a hodge-podge of weapons that ranged from left-over WWI British Lee Enfields to home made flintlocks. The Soviets brought in seven motorized rifle divisions and the 105th Airborne for a total of 85,000 men. They also introduced five Air Assault brigades. By the end of two years, the Soviet force was at 105,000-110,000 soldiers. By 1985 the total stood at around 115,000 soldiers.

Their failed assault on the Kunar Valley despite overwhelming military superiority (200 MiGs, Su-24s, and helicopter gunships) left serious questions about their ability to contain, let alone destroy, a tightly organized and reasonably equipped resistance front.

The Soviets realized that more soldiers were needed but the Kremlin was unwilling to send them. They needed newer tactics and did manage to develop some that worked. The Russian Special Forces were respected by the Mujahideen for their ability to fight.

In the end, the Russians too left their insurgent war with a bad taste in their military mouths. They had the enemy outmanned and outgunned several times over but could do no better than the French and Americans in Indochina.

Chechnya40

The Russian experience of insurgent warfare wasn’t over just yet. The people of Chechnya wanted and demanded their own independent state. Their demand was the result of the break up of the former communist ruled USSR. Once again the Russians sent in the high technology equipment.

The Chichnians used classic insurgent warfare tactics in their conflict with the Russians. Only this time the rebels had a much better complement of high-technology equipment than the Afghans had. The Chechens made wide use of ambushes and good use of communications and intelligence from covert agents.

When the Russians sent their air force into the fight, the pilots had only a poor understanding of Chechen tactics. Part of those tactics included controlling mobile air defense weapons with radios and celluar phones and constantly changing the weapons systems positions. Because they had no reliable data on the disposition of Chechen weapons, the pilots were forced to operate from maximum possible ranges when using their weapons.

The Russians had learned to use a system developed in Indochina by both the French and Americans. They had learned to use the Forward Air Controller (FAC) to direct the aircraft in their attacks on the rebels. One of the primary Chechen targets for intelligence was the FAC. This mitigated the already disappointing results of the Russian air force.

Against no credible threat, other than a few ZSU-23/4 air defense artillery pieces, the Russian air force was unable to make any major impact on the course of the fighting. The performance of the air force against a lightly armed guerrilla force was less than sterling for several reasons: the rough terrain in which the combat took place; the harsh weather conditions; a general lack of training time for the pilots; old equipment; and finally poor stocks of supplies. One helicopter in ten was lost while one in four was damaged. One Russian Colonel blamed pilot performance on the tactics of retaliatory strikes against an enemy who used hit-and-run tactics constantly. Such tactics took the initiative away from the pilots; such a loss led to belated responses to rebel attacks thus reducing combat capability.

Results and Some Lessons Learned

The results of the intervention of France, the U.S. and the Russians were decidedly one-sided. The super powers of the First World overwhelmed their opponents with technology, equipment, and manpower and still lost the war. In the war of ideas its really true that the pen is mightier than the sword and ideas are harder than bullets and bombs. The wars were settled politically with the major powers leaving the country over which they fought–with the single exception of Checnya. Chechnya was unique in that it was surrounded by Russian territory; the rebels had no where to hide and no one to help them. While they made life difficult for the Russian military they would have a very difficult time obtaining their goals.

A common error in the cases studied here is readily apparent: the intervening power did not consider what it was that the people living in the country wanted for themselves. The major powers seemed to think that they already know what was best for the common people of the country when in fact the politicians had no real idea what was wanted at the grass-roots level.

For the Americans, their political objectives were poorly understood. The military strategy and tactics were designed for a very different sort of war. Morale in the field declined and support for the war disappeared because of the growing casualty list with no end of the war in sight. The problem was that the American version of reality no longer fit the real world.

A nation should never consider intervention in a small war without first considering what firepower and technology can do and what its limitations are. Modern nations have consistently overestimated the worth of their technology and the destructiveness of their firepower. Their expectations were greater than the machines they used could deliver. No matter how good the technology of target selection is, it will never be able to locate an irregular force in dense enough numbers for firepower to have a decisive effect.41

It is also apparent that such a lesson has not been learned. There are senior officers that still think that small detachments will escape detection but that larger, battalion size and bigger, will be found and decimated because when insurgents launch conventional operations they become exposed to crushing defeat.42 Experience dictates otherwise: the Chinese smuggled a quarter of a million men into Korea without anyone being the wiser; in Vietnam, 90 percent of the Viet Cong attacks were made with less than battalion sized units. The NVA moved down the Ho Chi Ming Trail in an uninterrupted, and increasingly large, stream despite the American interdiction campaigns against such traffic. At Dien Bien Phu, the Viet Minh decimated the French while at Khe Sanh it was the NVA and VC that was crushed. A mixed bag of results does not make a golden rule.

The unsuccessful American effort in Vietnam illustrated two important topics: the overwhelming tradition and the U.S. fascination with technology, it was supposed to be more efficient but efficiency does not equal effectiveness; victory on the battlefield does not necessarily mean victory in war.43

At best, modern firepower is an indiscriminate thing especially when used in populated areas. A misplaced artillery round can do more harm than good. It takes a disciplined and limited use of firepower to be effective. The fire controller must know when enough is enough and turn off the rain of destruction when that point has been reached. Firepower must be apportioned to the intensity of the conflict. It cannot compensate for bad strategy.

The American, French and Russians all discovered that there seems to be a relationship between the quality of the maneuver forces and the quantity of firepower necessary to make them effective in combat. In counterinsurgent warfare, massive firepower and large unit operations can be counterproductive. The Americans and Russians should have learned this from their search-and-destroy missions. The lesson seems to be that small units are what are needed for an effective counterinsurgency.

Another lesson all three powers should have learned from their experiences was that there is a premium placed on simple and durable equipment that requires a minimum of maintenance. The equipment must be cheap enough to be affordable by Third World countries or to be given freely by the U.S. Perhaps this is the reason the gunship did so well in Vietnam.

All three countries should have noticed that the insurgent is not without several tactical advantages: knowledge of the terrain: a very short logistical tail; they know the people who provide unlimited intelligence data; to win, the insurgent needs only to survive; the insurgent discovers that napalm is not the atomic bomb; shells do no harm when they are dropped in the wrong place; and many now enjoy having first-rate weaponry.44

In short, there is much to be learned by studying the history of insurgent warfare. Chief among them is that technology is not the answer to everything a country tries to do. In the end it is the human element that will persevere; it is the human element that makes the difference in winning and losing an insurgency. Without recognizing this, technology will be to no avail.

Rumplestiltskin

Greetings all,

Democracies have rarely struggled with fascist ideologies. The early part of the 20th century shows us that fascism does indeed emerge from democratic regimes, just as communism does. But, for the most part, I believe that democracies have “solved” fascism. It may still threaten us, but almost everyone agrees that fascism is indeed a threat.

Not so communism and Marxism. On this topic, democracies have a much more difficult time pinning down the nature of the problem. This remains true despite the fact that wherever communism has been tried (Soviet Union, China, North Korea, Cambodia, Romania, etc., etc.) it has resulted in, at minimum, low living standards and loss of civil liberties, and at maximum, mass psychosis and murder. Yet still it persists as a viable option in much our culture and political discourse.

Nearly two centuries ago Tocqueville noted that democracies, when forced to choose, will always pick equality over liberty, writing in a famous passage,

That political freedom may compromise in its excesses the tranquillity, the property, the lives of individuals, is obvious to the narrowest and most unthinking minds. But, on the contrary, none but attentive and clear-sighted men perceive the perils with which equality threatens us, and they commonly avoid pointing them out. They know that the calamities they apprehend are remote, and flatter themselves that they will only fall upon future generations, for which the present generation takes but little thought. The evils which freedom sometimes brings with it are immediate; they are apparent to all, and all are more or less affected by them. The evils which extreme equality may produce are slowly disclosed; they creep gradually into the social frame; they are only seen at intervals, and at the moment at which they become most violent habit already causes them to be no longer felt. The advantages which freedom brings are only shown by length of time; and it is always easy to mistake the cause in which they originate. The advantages of equality are instantaneous, and they may constantly be traced from their source. Political liberty bestows exalted pleasures, from time to time, upon a certain number of citizens. Equality every day confers a number of small enjoyments on every man. The charms of equality are every instant felt, and are within the reach of all; the noblest hearts are not insensible to them, and the most vulgar souls exult in them. The passion which equality engenders must therefore be at once strong and general. Men cannot enjoy political liberty unpurchased by some sacrifices, and they never obtain it without great exertions. But the pleasures of equality are self-proffered: each of the petty incidents of life seems to occasion them, and in order to taste them nothing is required but to live.

Democratic nations are at all times fond of equality, but there are certain epochs at which the passion they entertain for it swells to the height of fury.

His comments make historical sense if we remember that democracies made their entrance into the modern world in America, and especially in France, with the rejection of hierarchy at its intellectual root. Obviously every socieity needs some form of hierarchy, and so democracies have to develop structures of authority. However, democracies have never been entirely comfortable with such structures. So, communism, which promises equality in misery if nothing else, will always whisper lovingly in the ear of any democracy.

But a more pointed reason for its emergence in our modern discourse has to do with the collapse of the world W.W. II made, and the faustian bargain the United States and England made with the Stalin and the Soviet Union to win that war.

Jonathan Pageau makes a number of incisive points in his video on the narrative confusion of the modern world, which he relates to the “death” of the world made by W.W. II.

Pageau notes that every creation narrative has dark secret of sorts, or something that is brushed aside for the sake of the coherence of the narrative. Sometimes this takes the form of murdered gods (Tiamat for the Babylonians, Ymir for the Norse, etc.), other times murdered siblings (such as Remus for Rome). For any world-founding event, a meta-narrative develops that functions akin to a creation account. The dark secret of WW II, according to Pageau, was that western democracies did not win the war against fascism. For the most part at least, the Soviet Union, a nation led by a paranoid mass murderer (Stalin) dedicated to communist totalitarianism, actually did the most to win the war against Germany.

A war of democracies against the totalitarian societies of German and the Soviet Union would have been more coherent, but history had other ideas. Our alliance with Stalin meant that we had to entirely whitewash the reality of the Soviet Union. Many in the west had already been duped by Stalin in the 1930’s, as journalist after journalist reported how rosy things were there in the 1930’s. Time magazine named Stalin their “Man of the Year” twice (1939, 1943).

Even before the war ended, Stalin won over Roosevelt to a degree that allowed him to spread his influence throughout eastern and central Europe. The evils of Stalin were fully exposed by another Soviet dictator, and yet still Che Guevara, Castro, and Viet Cong fighters functioned as folk heroes for much of the western world.

All of this proves what Tocqueville wrote, but Tocqueville has no solution for the problem. For that, we look beyond political analysis, and examine something more fundamental, the realm of folklore. I am hardly qualified to write about the merits of folklore. I still confidently assert however, that folktales reveal deep truths. The stories have lasted for generations for a reason, honed and refined as they are by history not just for their entertainment value, but also their wisdom.

In case you are not familiar with the story of Rumplestiltskin, it goes something like this:

  • A poor peasant, eager for status, boasts to the king that his daughter can spin gold out of straw.
  • The king invites the daughter to the castle, but threatens her with death if she fails to fulfill her father’s word and make gold out of the pile of straw.
  • The daughter, distraught and weeping, is visited by a strange little man who offers to do the job for her, if she gives him the ring on her finger. She gladly parts with the ring and the next morning, the king discovers a pile of gold.
  • This happens again, and then a third time. On the third visit, the daughter promises the man her first child should she ever marry the king. She agrees, thinking nothing of such a pledge. What are the chances?
  • Well, the king does marry her, and she becomes queen and gives birth to a son. The strange man appears again and demands that she fulfill her pledge. The queen weeps and wails. The little man feels sorry for her, and gives her three days to discover his name. If she can do so, she will be freed from the pledge.
  • By good fortune, the queen finds out that his name is Rumplestiltskin, and the man is so enraged that he splits in two and is no more. The queen’s family can continue their happy life together.

First, we can note that Rumplestiltskin stands for anything we use as a supplement that at its root, threatens us. We could do this even with something very minor like caffeine. We need to get through the day and use caffeine to prop us up. Relying on this supplement can be fine or even proper if done occassionally. If we do this continually, caffeine will eventually become the master, and not the servant. We will be at its beck and call. One cup a day becomes several. This happens because we have failed to adequately “name” caffeine, to call a spade a spade about what we are doing. At the start, perhaps we understood the tradeoffs. But now . . . now we are lost, and so we pass off our addiction as no big deal, or reseach all the health benefits of coffee, and so on.

We can regain our freedom only come when we know how to define our actions, to give it a proper name. Once we have the wisdom and the courage to say, “I’m a caffeine addict,” then we can go through the aggravating process of severing our ties. This is why Adam naming the animals in Genesis 2 is such an important part of the creation narrative. Naming allows him to particpate in the differentiation of creation, of separating one thing from another, of making order out of chaos.

Without proper names, we have the chaos of Genesis 1:2. For our purposes the US/England is the peasant’s daughter, and Rumplestiltskin is Stalin. We needed him as a supplement to the war effort, and then, he came to collect in the form of ideological confusion.

One of my frustrations is how effective contemporary Marxists are at avoiding being named. Somehow, neither Stalin, Maoist China, Pol Pot, North Korea, etc., etc. are actually Marxists despite basing their societies on his ideas. Fascists, thankfully, we properly categorize, though sometimes overzealously. Rumplestiltskin inutuitively knew something that many of us have forgotten. We cannot get the ugly little demons to truly disappear until we give them a name.

Dave

6th Grade: Empire as Underdog

Greetings to all,

This week we continued our look at Elizabeth’s reign in England, and began our special focus on the Spanish Armada of 1588.  This crucial naval battle was the high water mark of the Hapsburg Empire.  With hindsight, we can see that Spain’s defeat here sent them spiraling into a decline for the next few centuries.  Traditionally, the conflict between England and Spain is viewed through the following lens:

1. Spain was the big dominant empire, with all the advantages that brings, led by an intolerant king bent only on increasing his power.

2. England was the ‘Little Island that Could’ — the huge underdog that through scrap and pluck defeated the big bully.

I think this analysis is flawed for a number of reasons:

  • Did Spain have a legitimate strategic reason to attack England?  The English had been raiding the Spanish coastline, as well as Spanish ships in the Atlantic, for years.  England’s support of the Dutch’s rebellion against the Spanish would have made communication and supply very difficult for the Spanish.  None of this is to say that Spain had a good plan, or that you have to root for Spain — but it is important to understand what might have motivated the Spanish in the first place.
  • England’s ‘privateering’ could in one sense be called ‘state-sponsored piracy,’ and what the Spanish might have called, ‘State-Sponsored Terrorism’ (though the Spanish, with the conditions of their mines and their treatment of the natives across the Atlantic, cannot claim moral high ground either).  The English knew they could not beat Spain in the purely conventional sense.  But they also knew they did not need to.  If they could hit them here and there unpredictably, the Spanish would be forced to expend a great deal of resources to cover themselves everywhere.  Maybe Spain could be slowly weakened not by destroying them from without, but putting too much strain on them from within.
 We can see Spain in the mirror when we look at our current situation.  In some ways, we are the Spain of today, one of the few nations with a truly global reach of power and presence.  Al Queda and other like minded groups are in some ways in the position of England.  What happened on 9/11 was devastating in the sense of shock and loss of life.  The ripple effects, both financial (new government agencies, extra security measures, wars, etc.) and psychological continue to this day.  They don’t have to hit us everywhere all the time to hurt us.  To help identify with Phillip further I  asked the students to consider the following hypothetical possibility:
  • You are president, and your Secretary of Defense comes to you with a plan.  If the U.S. acts quickly, he has an idea, that if successful, could end the War on Terror and bring peace to the Mid East for the next 50 years.  The plan is realistic and achievable
  • However, the plan requires a large commitment of our available forces
  • The plan has about a 50% chance of success
  • If the plan fails, perhaps as much as 1/3 of our forces might be wiped out.

Would you approve of the plan and take the risk?  Most students said they would.  Though if it failed, history would likely paint you as an ignorant fool who had blind faith, just as Phillip tended to get portrayed until the latter 20th century.

3. What were the strategic burdens the Spanish faced?  They had more ships, but their ship were bigger, slower, and of course, needed to carry a lot of men and supplies (for the invasion).  Spanish ships had, at best, 5% of their weight as weaponry, while the average English ship had about 14% of its weight as weapons.  Who is the real underdog?

Below is the image of the newly designed English “race” ship:

And here we have the a typical Spanish ship of the time:

Of course, these differences in their respective ships are not the product of coincidence, but of the overall culture of Spain and England.  Spain and England had many similarities, with neither monarch presenting us with either the image of a saint or sinner.  Spain fought Protestants, but Elizabeth persecuted Catholics.   We must careful to find good and bad guys too quickly.

I do think we can say with confidence that England was a more ‘open’ society.  Next week we will examine the relative advantages more open societies have over their more ‘closed society’ counterparts.  England was not necessarily more tolerant than Spain.  They persecuted Catholics with the same zeal as Spain persecuted Protestants.   But England had more social mobility.  For example, in England non-nobles like Francis Drake could have enormous influence.  In Spain, Philip II appointed the Duke of Medina Sedona as the top commander of the Armada, chiefly I think because he was the highest ranking nobleman available.  He did this in spite of the fact that the Duke had rarely even been at sea, let alone commanded ships at sea.  The Duke protested to the king to no avail.  For Philip, the nature of things dictated that the highest ranking nobleman command the fleet.

Philip II may not have been tyrannical, but he did close himself off from his people.  He never communicated in person – it was all done through official letters.  While he communicated frequently with people, it was not in a manner that would generate a free flow of ideas.   He issued pronouncements, and did not invite dialogue.  Take a look at his palace in this image here, which shows his physical as well as psychological isolation:

In any contest, there are many factors at work, including what we might call luck.  But we should not be surprised to see connections between winning and losing armies, and the respective contexts from which they are born.
As a total aside, here is a painting of Philip II, not afraid to show a little leg!  Elizabethan fashion remains a mystery to me.  When I asked what fashion accessory future generations will scratch their heads at, a few students said, “Ties.”  I say, “Stiletto heels.”
Blessings,

Dave Mathwin

8th Grade Civics: Aristotle and the Veiling of Authority

This week we continued with Aristotle and examined the idea of how monarchies function and preserve their power. Aristotle was a good Greek, and so in the final analysis he did not view monarchy as the best form of government. However, he acknowledged that monarchies had strengths, and we looked at his advice (which Machiavelli likely would have agreed with) regarding how kings can maintain their power and authority.

He wrote that,

A king will best preserve his throne through moderation. The less he exercises authority, and in the fewest areas of civic life, the greater his power. 

To start, kingship in certain religious contexts is best preserved through mystique, which is ruined by excessive action. The less areas of action, the less his subjects will envy him. The survival of Spartan kingship may be attributed partly to the original division of power between two kings, and partly to the moderation afterwards by Theopompous. He may have strengthened the kingship by divesting himself of some of its powers.

Despotic tyrannies may be preserved in two ways, one of which was proved by Periander of Corinth, who found men of spirit who might oppose him and had them executed. But additional measures are possible, the main being the forbidding of common meals, associations, clubs, and education, or in other words, making every citizen a stranger to his fellow man.

Another line of policy involves getting information about everyone through a network of spies. This entails a secret police, like the female spies employed at Syracuse, or the eavesdroppers sent by the tyrant Hiero to public gatherings.

We can consider both the legitimate and illegitimate use of moderation and “veiling” one’s power.

Aristotle alludes to the mystique of kingship that exists in part because of its overt connections to religion. In pre-modern Christian societies one assumed the throne “by the grace of God.” There was a conscious acknowledment that one did not “earn” the kingship through merit. Being the oldest son of the reigning monarch meant nothing in of itself. In other ancient societies, some kings reputedly had special connections to the gods, and in some places (such as Egypt), kings were demi-gods themselves.

Religion has power both through what it reveals and what it conceals. Recall the times in the gospel when Christ tells people not to tell about His healing miracles (ex: Mt. 16:20), or the fact that He spoke in parables (Mk. 4:12) to obscure meaning.

Veils are meant on one hand to obscure our view, but on they other, they reveal something else. Think, for example, of the robes and regalia of a king. In part such accoutrements are there for symbolic purposes. They also help the ordinary man disappear, and then subsequently reveal “the king.” In crucial moments (such as depicted in the video, when Charles II dissolved Parliament) words are best kept to a necessary minimum.

In a more down to earth manner, most parents know that they cannot comment about everything their kids do. They instinctively know that if they comment on everything they will soon lack the ability to speak about anything to their kids. Especially as your kids get older, you have to pick your spots. When my own kids were teenagers, I remember discovering that my attempts to rationally explain why they could not go “X” party only resulted in prolonged arguing and frustration. After I switched to simply stating “You cannot do ‘X,’ end of story, there was still anger, but less frustration, and it was much less prolonged. Such is the power that comes with veiling authority.

As your status elevates, you should speak less, but conversely, what you say carries greater weight. My paternal grandparents, for example, never told me what to do, except on two occasions, once when I was twelve, once when I was nineteen. In both instances, there was no question in my mind about heeding their advice. Asking something significant from me so rarely meant their words carried great weight. Of course my parents dealt with me in a more direct manner on a daily basis, and consequently had to say much to me than my grandparents. Naturally, sometimes I listened to my parents, and sometimes I did not.*

In monarchies no necessary “reason” existed as to why a particular family assumed the throne. No one needed a “reason.” Someone in medieval France or ancient Babylon did not need “convinced,” no defender of the king needed to syllogistically prove why “X” should reign. It was an accepted fact of their existence, akin to the rising and setting of the sun. In democracies, the very fact that we have choice means that person X might not have been president if only a, b, or c had happened. The opposition party immediately tries to minimize the reach of the current president, and begins planning to unseat him in the next election.

Aristotle mentions how monarchy can distort itself into a tyranny through the use of informants and a secret police. Such measures make sense for monarchies, in a way, for they parody the power that comes from the mystery of kingship. A well trained secret police can have great effectiveness because we both fear and revere secrets. Secrets have authority, whatever the end to which they are put.

Democracies value transparency and openness. We naturally distrust those who keep secrets, and voters need informed on the issues. Many see the rise of social media and Youtube as a great boon to our democratic political life. I grew up in an age of curated information. For political news to reach me, it had to pass down through various institutional filters in government and the media. Now we can get so much more information so much more quickly, and have no need of the institutional filters that existed for so long. Politicians can also speak more directly to people anytime they want on any issue.

But politicians, like parents, should not spout off indescriminately. They should in some measure hoard their ammunition and craft something of a mystique.** We can grant that democratic leaders need more visibility to the people they represent. But if everything is worthy of comment, quite soon nothing will matter to anyone. Those in power will find their arsenals either empty or full of duds.

Dave

*This dynamic may explain a common frustration of parents–they tell their kid to do ‘x,’ dozens of times and get no result. Someone adjacent to the family says the same thing and their children immediately think it’s a great idea.

**Teachers should do the same. Don’t be the teacher that lets your students know a laundry list of your personal likes, dislikes, voting habits, etc. or students will not see you in the mantle of “teacher,” but just as another regular Joe on Instagram.

6th Grade: Domino Theory

Greetings Everyone,

This week we continued to look at the effects of the Reformation as they played out in the actions of nations. We began looking at the different religious paths different people took in the early decades of the Reformation, whether they embraced conservative or radical Protestantism. This week we began looking at the political fallout from these religious changes, with a special focus on the Spanish Armada, a conflict bewteen Spain and England.

To enter this world we should begin by trying to understand the idea of religious wars. We are used to seeing how religion can influence politics, but we have an aversion to wars fought directly for religious goal and aims. Certainly, such conflicts have mixed results in the annals of history. We may not see religion as a worthy cause because we do not believe that fighting could create a new religious reality.

But, a look at history does reveal that sometimes this does happen. The Moslem conquests of Arabia and North Africa bear this out.

In addition, there are two reasons to fight wars: 1) You believe you can win, and 2) You believe it is your duty. Sometimes the two overlap.

G.K. Chesterton’s famous quote (spoken by a character in his novella The Napoleon of Notting Hill, so it may not fully represent his own views) reads,

There were never any just wars but the religious wars.  There were never any humane wars, but the religious wars. For these men fought for something they claimed at least, to be the happiness of a man, the virtue  of a man.  A Crusader at least thought that Islam hurt the soul of every man, king, or tinker that it could capture.

Chesterton reminds us that if our faith truly forms the heart of who we are, fighting for something like resources or even security seem petty in comparison.

Finally, we can say that if a person or country’s faith truly forms the center of their life, when politics and religion overlap, one should be the cart, and the other, the horse.

Hopefully this sets the context for what we see in Europe in the late 16th century.

The Reformation brought about religious persecution on all sides. In general I see it shaking out this way:

  • In Germany whether or not Catholics persecuted Protestants or vice-versa depended on circumstances and locale.
  • In France, Catholics persecuted Protestants, and
  • In England, Protestants persecuted Catholics (the reign of “Bloody” Mary notwithstanding).

Catholic persecution in England heightened significantly under Elizabeth I. Priests were hunted down and executed. Catholic nobleman had their property seized and their fortunes confiscated. As Elizabeth was the head of the country politically and religously, Catholicism was viewed as treason. Hence, the methods of execution involved, among other things, drawing and quartering. Catholics considered Elizabeth a heretic and Catholics were excused from the need to obey her authority. This raised the temperature considerably, as we might imagine.

We perhaps can identify more with the situation if we think of hypothetical conditions more in line with our own experience. At this time, religious identity formed the core of political reality. Imagine a world where at some point, the US had a revolution where the winners altered the constitution not completely, but significantly. We then lived with this new political reality and new constitution for 50 years. Suddenly, a faction arises that wanted to fully restore governance under the original Constitution. They have strong backing from other countries and good international connections, but lack significant support within the US itself. Which side would be right, and which wrong, in this scenario?

Mary Queen of Scots’ entrance into England and her seeking of asylum further complicated matters. Elizabeth and Mary were cousins, and had a long relationship/friendship. But now both were queens, and while Elizabeth was Protestant, Mary stayed Catholic.

Mary was on the run for her possible involvement with the murder of Lord Darnley in Scotland, or at least, her support of his murder. Protestants had gained the upper hand in Scotland, and she abdicated the throne. She came south hoping that Elizabeth would protect her. Perhaps she had purely personal motives. But perhaps, as some suggest, she came into England as a potential heir to the throne. As a Catholic, she would undue the work of Henry VIII and throw England back into chaos again.

So, while she was Elizabeth’s personal friend, she was simultaneously her political enemy. In time, she had Mary executed for treason, under debatable circumstances.

Spain’s king Phillip II had been married to Mary I (Bloody Mary) for a few years before her early death. In the late 16th century Spain was one of the more powerful countries in Europe, with a large navy and geo-political interests outside of Europe. England’s navy had attacked Spanish ships continuously over the past several years, and raided the Spanish coast to destroy parts of Spanish ports. Finally, Spain was in a war to try and keep their holdings in the Netherlands. Dutch Protestants fought for their independance, and England kept funneling aid to them.

So, for a combination of religious, political, and strategic reasons, Phillip II attempted to invade England. He sent a huge fleet of ships to land off the Dutch coast to pick up troops, which would then be ferried across the sea to land in England. A combination of terrible weather and poor decisions doomed the fleet to decimation. Some ships returned to Spain eventually, but Spain’s power received a check from which they never quite recovered. In turn, the status of England rose tremendously.

When we examine the past, we often seek to find good guys and bad guys. This is natural and often appropriate. But sometimes we face a situation where this type of clarity eludes us. This should push us towards humility and empathy for those that struggled differently to live rightlty before God in their own time.

Dave

The Mysteries of the Monotheistic Pharaoh

I loved The City of Akenaten and Nefertiti: Amarna and its People. I loved it even though I skipped large chunks of it, and some of what I read went beyond my understanding.  This may sound strange, but Barry Kemp’s work is such an obviously great achievement that it goes beyond whether I like it or not.   All that to say, I do really like the book, and wish I had knowledge and the ability to follow him all the way down the marvelous rabbit holes he traverses.

The book puts a capstone on Kemp’s 35 years excavating the city of Amarna, a city built by Akenaten IV (sometimes known as Ikhneton).  Akenaten has long fascinated Egyptian scholars, mostly because of his religious beliefs.  He departed from the religious beliefs that dominated Egypt for centuries and clearly attempted to change the religious landscape of Egypt in general.  He may have been a monotheist, which adds to the potentially radical nature of his rule.

Differing interpretations swirl around his time in power, as we might expect.  Some like to view him as a great rebel against the constraints of his society.  Some view him as a great religious reformer.  Today, given the overwhelming influence of tolerance, the mood has switched to seeing him as a tyrant and usurper.  I hoped Kemp could help sort out some of these dilemmas.  His book reveals much, and also creates more mystery at the same time.  After reading we get no absolute conclusions.  Usually when authors do this I get frustrated.  But in Kemp’s case, who can blame him?  The historical record is 3400 years old.

But before we get to this, Kemp and the publisher deserve praise for the aesthetic aspects of the book.  It feels good in your hands.  It has thick and glossy paper.  The text and numerous illustrations mesh very nicely.  The book has an almost ennobling quality.  You feel smart just looking at it.

I also have to admire Kemp’s style.  If I had spent 35 years in excavations at Amarna and then wrote a book it would almost certainly have a shrill, demanding tone.  “I spent all this time here and now you are going to look, see, and appreciate it all!”  But Kemp writes in a relaxed, thoughtful manner that seems to say, “Ah, how nice of you to drop by.  If you’d like, I have something to show you.”

So many kudos to Kemp.

But now on to Akhenaten himself.

What was he really trying to do, and how did he try and accomplish it?

Clearly Akenaten wanted something of a fresh start for Egypt.  He moved his whole seat of government and started building a new city called Amarna.  In Egypt’s history this in itself was not all that radical, and other rulers have done something similar, notably Constantine with “New Rome.”  Unlike “New Rome”/Constantinople, however, Amarna appears to be way off of Egypt’s beaten path.  This idea in Egypt means something different than it might for us, as nearly all of life got compressed within a few miles of the Nile.  Even so, Akenaten chose a place rather out of the way by Egyptian standards, perhaps the equivalent of the U.S. making its new capital Des Moines.

Perhaps Akenaten didn’t just want a fresh start, he wanted a totally clean slate upon which to build, free from all outside interference (shot from British excavations in the 1930’s below).

Early Excavations at Amarna

So he was a radical, then?

Perhaps, but in building a city, how radical could one be?  Most cities tend to look like other cities.  He faced limits of resources and experience.  So Amarna looked like most other cities, but a few subtle differences might reveal a lot.

For example, the builders made the entrance to the “Great Aten Temple” much wider than usual temples, so wide that one could not envision doors ever being present.  This may mean nothing other than they ran out of material.  But interestingly, most city-dwellings had this same open feel to it.  In great detail Kemp describes how the houses in the city had few boundaries.  Slaves, officials, and commoners would use the same pathways in and out of the same houses.

Kemp also mentions that the plain of Amarna itself presented itself as very open and flat.

No conclusion forces itself as definitive here.  We can say that,

  • Most places in Egypt had a similar geographic layout to Amarna
  • The houses may have been constructed in an ad-hoc fashion due to lack of resources or time
  • Maybe Akhenaten wanted a really open feel to the front of the Great Temple, but that may not have any particular connection to anything else.  Or maybe they had a plan for very large, ostentatious doors that never got realized.

Or perhaps we should see intentionality in all these elements.  And if intentionality is indeed present, what might that reveal that he really did have a grand vision for real change in Egyptian society.

Another intriguing problem deals with Akhenaten himself.  The most famous statues linked to him and his reign look generally like this:

This one makes him look more thoughtful and perhaps more humanized

Akhenaten

Both statues reveal an intense and thoughtful man, given to much introspection.  Or possibly, obsession?  Kemp points out that the offering tables in the temples stood much larger than those in other standard Egyptian temples.  Was he consumed by an idea, or a Reality?  His faces here perhaps reveal just this.

And yet, it is entirely possible (though far from certain) that he actually looked like this:

What should we make of this?

One possibility is that the last image is not of Akhenaten at all, and this solves the riddle by eliminating it.  But Kemp thinks this last sculpture to be an accurate portrayal of what he really looked like.  I’ll go with the guy who spent his life studying the ruins.

So if he portrayed himself differently than he actually looked, it must have been a propaganda tool of manipulation?

No, Kemp thinks not.  Pharaoh’s often had the moniker, “Lord of the Appearances.”  They would be seen by people often, even commoners.  And this would likely be all the more true in the isolated and not terribly large city of Amarna.  Besides, the statue directly above dates from Akhenaten’s time and surely was “official” and not black market.  Kemp often cautions us not to look for consistency in Ancient Egypt, or at least our modern and Greek influenced sense of consistency.

Kemp suggests that the image Akhenaten projected may have had to do with his role as teacher of righteous living.  Certainly it seems he viewed himself this way, and others did too.  This may not make him a prig necessarily, because it was a role Pharaoh’s often assumed, perhaps as a matter of tradition.  The austere intensity of the first two busts (at least 6 ft. high) help confer the image of a deeply felt inner life that he wanted to communicate.  And since the Egyptians loved visuals more than the written word, his busts carry his theological message.

I didn’t buy the modern, “Akhenaten as a religious tyrant” argument before reading the book, and I think Kemp indirectly argues against this.  For one, we find small statues of other gods in scattered Amarna households.  Their houses were small and the statues of normal size.  Given the free-flowing nature of Amarna neighborhoods, other citizens would easily know about the statues.  For Akhenaten to have no awareness of these gods would mean that he had no secret police, no informants, and this speaks against the possibility of ‘tyrannical rule.’  He almost certainly knew about the gods, and tolerated them, however grudgingly.

Or perhaps he actually wasn’t a monotheist?  But then, how radical could he have been?  Or perhaps he had strong views and wanted wholesale change but approached the issue pragmatically.  Neither option gives us a Stalin-esque tyrant.

Other curious details make me lean away from the “tyrant” position.  Cities designed before Akhenaten had rigid layouts and exacting aesthetics.  But as Kemp writes elsewhere, “Most of this city was built around a rejection of, or an indifference to, a social prescription and a geometric aesthetic.” Instead, “organic harmonies” and “personal decision making prevail instead.”  My bet is that Akhenaten may have been too consumed with his religious ideas to really be a tyrant even if he wanted to.

Akhenaten seems to have had a “smart-bomb” approach to religious reform, at least politically.  His main innovation/change might appear slight to some of us.  The Egyptians depicted their gods in at least partial human form.

But over and over again, Akhenaten depicted himself only with Aten, and in these images, Aten has no quasi-human form.  The sun itself sufficed for him.

And this image from the Aten temple . . .

So perhaps in this area we see clarity of vision and consistency of follow-through, as to what it means, I don’t know.  It fits, though, with his overall theme of simplifying religious belief.

Kemp shows us that Akhenaten worked hard at cultivating the image of a good life at Amarna.  Many wall murals show him as a generous provider and consumer of goods.  Excavations reveal that this may not have been entirely propaganda, but Kemp reminds us Akhenaten reigned during a prosperous and secure time in Egypt.  But in 2006 excavators discovered a series of tombs for commoners that reveal high incidents of early childhood death, malnutrition,or skeletal injury.   This could throw us right back to the Stalinist image some have of him.  But the high incidents of childhood death could reveal an epidemic in Amarna, which would spread rapidly in its densely packed population.  Hittite records tell of a plague that spread from Egyptian prisoners of war during Akhenaten’s time.  As to the injuries, I can’t say whether or not this is typical for when new cities get built.  Akhenaten may have harshly driven the people to work harder and more dangerously than normal, or it may have been par for the course with ancient construction projects.

The insistence on building a new city may reveal an element of monomania, but certainly other pharaohs did the same thing.  The pyramid builders demanded vastly more labor from their people/slaves.  Besides, Akhenaten had many critics within Egypt after his death, but no one blamed him for building a city.  This fit within the normal roles pharaohs played.

Akhenaten likely saw himself as a religious liberator of the people.  I see a man with a purity of vision, but also a pragmatist in good and bad ways.  He possessed great intelligence and valued introspection.  I see him dialoguing with himself, along the lines of, “I want ‘x.’  But the people only know ‘y’ and expect ‘y.’  So I will try and lead to them to ‘x’ through a modified version of ‘y’ — not to say that I hate everything about ‘y’ — just some things.” If I’m right, this  inner wrestling match would lead to inconsistency and confusion in his own mind.  Perhaps he lost his way a bit.  “I must have a nice new city to show the people the greatness of the truth,” or something like that.

Or maybe not.  I wish I knew more.  Akhenaten provides a great template for a historical novel.

Perhaps he went too far, but I do think he had good intentions.  Of course much evil gets done with this mindset.  We all know where the road of “good intentions” leads.  But it’s hard to say for certain what evil he actually did.   But he did seek to remove certain key beliefs about the afterlife.  The traditional Egyptian’s journey to eternity had many perils and thus required many charms, protections, and so forth.  All this gave a lot of power to certain priests.  Akhenaten’s tomb stands in marked contrast to almost all other kings for its simplicity.  Clearly he sought in some ways to “democratize” death in his religious beliefs.  I think that Akhenaten wanted to simplify things in general for the common man.  But then again, his tomb contains other traditional pieces, such as the “shabti” — special figures designed to do conscripted labor in the next life.  So even the intense, focused Akehenaten either conceded to some traditional beliefs or really believed these apparently inconsistent ideas.

The mystery of Akhenaten continues.

We know that his religious ideas more or less died with him, and indications exist that foreshadow this even during his lifetime. Very few people changed their names to reflect the new ‘Atenist’ belief, and this we know from the many tombs in the area.  Had his beliefs caught on the switch in names would have also, as happened at other times in Egyptian history.  The narrative that we naturally accept about his attempt at religious change sounds similar to this text from Tutankamun, who may have been his son.

…the temples and the cities of the gods and goddesses, starting from Elephantine as far as the Delta marshes . . .were fallen into decay and their shrines fallen into ruin, having become mounds overgrown with grass . . .   The gods were ignoring this land.  If an army was sent to Syria to extend the boundaries of Egypt it met with no success at all.  If one beseeched any goddess in the same way, she did not respond at all.  Their hearts were faint in their bodies, and they destroyed what was made.

But Kemp shows that the above text doesn’t reflect the truth.  Akhenaten kept open most all the temples in the land, and left his reforms for Amarna.  And as we’ve seen, he apparently let the worship of other gods go on unofficially even in Amarna itself.  So if Akhenaten engaged in political hocus-pocus (and maybe he didn’t) then at least two played that game.

So by the end of the book we arrive where we started.  But Kemp’s extraordinary archaeological skills take the reader as far as they can go.  From here on, one must take a leap into the realms of poetry, which is where History really belongs.

9th Grade: Elements of the Exodus Debate

Greetings,

Last week we looked at the monotheistic pharaoh Akhenation IV, also known as Ikhneton.  Ikhneton had many distinctive qualities — a most unusual pharaoh.

  • He was a monotheist, a tremendous contrast to the polytheism of his surrounding culture.
  • He likely had only one wife — a significant departure from the usual practice of pharaoh
  • He wrote poetry

The surviving images of Ikhneton are not typical for pharaohs either.  His bust does not exude power, but rather thoughtfulness, depth, and caring.  The image to the right with his family highlights this as well.  Again, as far as I know, for pharaoh’s to depict themselves like this in public was quite unusual.

Where did these beliefs and practices come from?  A few theories exist:

1. He learned them from the Jews, possibly enslaved during his reign.

2. He learned them from stories he heard about the Exodus, which may have happened about 75-100 years before he came to power.

3. Perhaps God appeared to him in a vision.

4. Perhaps he learned it from creation around him.

Did he believe in the true God under a different name?  I wanted to pose the following to the students:

  • Whether or not Ikhneton believed in the true God, he was certainly at least far closer to the truth than his countrymen.  What should he do with this knowledge?  If people don’t believe him, should he use force?  What would the responsibility be of the average Egyptian who agreed with him?  Is Ikhneton responsibility different because of his position of power?
  •  Ikhneton’s project to ‘convert’ his countrymen failed almost entirely.  Why was this?  Can any kind of force ever work in religious matters?  If so, which kind?  What does his failure tell us about the power of tradition.
  • While many historians come down hard on Ikhneteon, we looked at the Book of the Dead to understand exactly what it was that Ikhneton fought against.  Here we see inside Egyptian religion, and are confronted with a maze of charms, spells, and formulas to assure a good afterlife.  I can’t imagine anyone keeping it all straight, and this gave enormous power to the priesthood of their hundreds and hundreds of gods.  Ikhneton did fail, and perhaps went about his project in the wrong way.  But Egypt remained trapped in a religion that gave enormous power to the priesthood.

In this way, Ikhenton’s story can have meaning for our own day.  We too need to consider the strengths and weaknesses that come whenever religion is associated with law.

We also looked at the Exodus.  As Christians we can have confidence that the Exodus was an historical event, but there is not a great deal of evidence within  Egypt itself to support it.  Some modern scholars use this as evidence against the Exodus, but we discussed in class why Egypt might want to “cover-up” such events.

An interesting possibility involves the presence of the Hyksos in Egyptian history.   The word “hyksos” can apparently mean either “foreign invader,” or “foreign dweller.”  Egyptologists propound different theories as to their identity, with some believing them to have been occasional foreign invaders, others foreign immigrants.  A couple of curious details, however, may link the Hyksos to the Exodus:

  • The dates given for the Hyksos presence in Egypt correspond roughly to the time span the Israelites spent in Egypt (ca. 1800-1300 B.C.)
  • Many Hyksos names appear to be semitic in origin
  • Many debate whether or not the Hyksos coexisted peacefully or not with Egyptians.  But if their co-existence was sometimes peaceful, sometimes not, that would fit the Exodus narrative.

I am intrigued by the theory that suggests that the Hyksos may have been the Israelites.  It would fit with the “foreign immigrant” theory, and melds also with the narrative in Exodus 1, which indicates that the as the Israelites grew more numerous they had less favor with some in Egypt.  Thus, when the Egyptians talk about “expelling” them from the land in possibly ca. 1300-1200 B.C. they may have engaged in the ultimate historical spin.  In the official Egyptian narrative then, the Israelites didn’t leave due to plagues, God, etc., but because we forced them to leave!  It was a great moment of national pride!  I should stress, however, that this is only a theory–a lot disagreement exists over who the Hyksos were and when they resided in Egypt.

After ca. 1200 B.C. archaeologists note a transition in how the Egyptians built cities.  Previously, most Egyptian cities had no walls, contrary to Mesopotamian cities of the same time.  After ca. 1200 B.C., most Egyptian cities had walls, marking a transition perhaps to a more unstable, frightening period.  Clearly, the 10 plagues would have devastated and de-stabilized Egypt significantly, and this of course weakened them.  The presence of walls may very well reflect the kind of dramatic decline the plagues would bring. Some consider this evidence for a later Exodus date. The architectural and political changes reflect something cataclysmic in Egypt’s recent past.

Still, I stress that this is only a theory.

Whenever we think the Exodus took place, we should realize that the plagues exposed every foundation that Egypt built its society and identity upon.  In class I compared the plagues to waking up and realizing that the life you thought you led wasn’t real, and actually you lived as a nomad in the Sahara with an entirely different family.  The psychological impact must have been devastating, which explains why many Egyptians left with the Israelites.  I also think it explains why many stayed.  With such a radical change required, many might prefer to live in a dream.

Wide disagreement exists within the scholarly community on when the Exodus took place, but there are two main theories:

1. An ‘Early’ Exodus somewhere around 1450 B.C.   1 Kings 6:1 talks of ‘480 years’ between the Exodus and Solomon’s reign,B.C.  And might the Hyksos invasion, which took place around the same time, have been facilitated by the disaster of the plagues?  Could we then see the rally of Egyptian civilization under Ramses II as a kind of Indian summer, a last gasp?

2. A ‘Late’ Exodus somewhere around 1250 B.C., which would be at the time of Ramses II.  Didn’t Ramses build a new city, which would fit with the Israelites task of making mud brick, as described in Exodus?  Might ‘480 years’ be a symbolic number (12 x 40, or the completion of the wandering of the tribes)?  I wanted the students to think through the various possibilities, with the caveat that faithful Christians can easily disagree on this, as the Bible does not speak with absolute clarity.

Still, the images of Ramses II seem to reflect the kind of image conscious, stubborn, and arrogant man Moses must have confronted (much different than Ikhneton’s):

Good evidence exists on both sides of this question.  Here is one interesting piece of ‘internal evidence’  on the historicity of the Exodus from Egypt itself that may recall the plagues and confirm parts of the Exodus narrative, the Ipuwer Papyrus, which has some possible parallels with the Exodus account, though it is important to stress the date of the papyrus is in great doubt, and may in fact precede the Exodus by at least 400 years):

1. The Plague of Blood as mentioned in Exodus 7: 14-25

Ipuwer 2:3 “Pestilence is throughout the land, blood is everywhere.”

Ipuwer 2:9 “The River (Nile) is Blood. Men shrink…and thirst after water.”

2. The Plague on Egyptian Livestock as found in Exodus 9: 1-7

Ipuwer 5:5 “All animals, their hearts weep. Cattle moan.”

3. The Plague of Hail and Fire as mentioned in Exodus 9: 22-26

Ipuwer 9:23 “The fire ran along the ground. There was hail, and fire mingled with the hail.”

Ipuwer 2:10 “Forsooth (Help Us), gates, columns, and walls are consumed by fire.”

4. The Plague of Locusts as mentioned in Exodus 10: 1-20 (possible allusion)

Ipuwer 6:1: “No fruit nor herbs are found…Oh, that the earth would cease from noise, and tumult (uproar) be no more.”

Ipuwer 4:14: “Trees are destroyed and the branches are stripped off.”

5. The Plague of Darkness as mentioned in Exodus 10: 21-29

Ipuwer 9:11 “The land is without light.”

6. The Plague on Egypt’s Firstborn in Exodus 12

Ipuwer 2:13 “He who places his brother in the ground is everywhere.”

Ipuwer 3:14 “Groaning is throughout the land, mingled with lamentations.”

Ipuwer 4:3 “Forsooth, the children of princes are dashed against the walls.”

Ipuwer 6:12 “€œForsooth, the children of the princes are cast out in the streets.”

7. Freeing of the Slaves and their Pillage of Egypt as seen in Exodus 12: 31-36

Ipuwer 1: “The plunderer is everywhere, and the servant takes what he finds.”€

Ipuwer 2: “Indeed, poor men have become wealthy.”

Ipuwer 3: “Gold, silver and jewels are fastened to the necks of female slaves.”€

Ipuwer 5: “Slaves (who have now been freed) are throughout the land.”

Ipuwer 10: “€œThe king’€™s storehouse has now become common property.”

And here is a good discussion of the evidence for and against various dates for the  Exodus, if you are interested.

Blesssings,

Dave