Time in Joint

Historians tend towards the romantic, which means they can develop an undue fascination with decay. The best historians add to this a grand sweeping view of all things and thus see (with good reason) the vicissitudes of time and the sin to which all men are drawn. Historians hopefully are not cranks or kill-joys–rather they at least believe themselves saying, “I’ve seen this movie before . . . . ”

Exceptions exist of course, but Polybius, while writing of the glorious successes of the Republic saw the wheel of time moving that same Republic inexorably towards decline. Oswald Spengler also shared the basic assumption that civilizations, like every living thing, had its inevitable death built into their DNA. Plato too saw forms of government moving in a definite cycle, and Machiavelli–though departing from Plato as much as he could philosophically–shared this basic assumption. He hoped that practical wisdom could elongate the good parts of the cycle and shorten the bad ones, but sought nothing beyond that. Toynbee, being more influenced by Christianity than any of the aforementioned greats, saw more hope but still admitted that every civilization he studied had declined and disappeared.

All of these historians (others could be mentioned, such as Thucydides, and though Herodotus may have been the most hopeful, he did not write about the Peloponnesian War) dealt with civilizational decline but not with the concept of time itself. Some might say that historians should not bother about “Time” and let it stand as the purview of either science or theology. Well, history involves a degree of science, and no one can write about mankind without at least subconsciously thinking about God.

Enter Olivier Clement, and his dense, difficult, but still fascinating Transfiguring Time: Understanding Time in Light of the Orthodox Tradition. I cannot claim to have understood him thoroughly, but I hope to have gleaned the most important aspects of his work.

History shows us that civilizations had two main ways of conceiving of time, either as cyclical or linear. The cyclical view dominated most pre-Christian civilizations. Clement writes that

For primitive society, authentic time is the dawning moment of creation. At that moment . . . heaven was still very close to earth. . . . This first blessedness disappeared as a result of a fall, a cataclysm that separated heaven and earth . . . Thereafter he was isolated from the divine and from the cosmos.

The whole effort of fallen man was therefore to seek an end of this fallen state in order once again to be in paradise.

One sees this in the mythologies of most civilizations I am aware of. For the Greeks, Egyptians, Meso-Americans, etc. history begins with the gods ruling on earth in some capacity, a golden age of harmony and justice.

As the gods fled, all people had left to them was mimicry. By participating in the “cycles” initiated by the gods they could perhaps glean something. So we marry because heaven and earth were once married. We farm because of the motif of life from death, death from life we see played out in agriculture. Night becomes day, and day becomes night. Clement writes,

One important symbol (and ritual), the dance, sums up this conception of time. According to a very ancient tantric expression, the cosmos is the “game of god,” the divine dance. Primitive cyclical time is nothing less than the rhythm of this dance, ever tighter cycle in which the dancer is drawn in and assimilated.

Clement acknowledges that much truth exists in this conception of time, but emphasizes that it is fruitless in the end and thus, hopeless, a “hellish” repetition.* “Time is always experienced as degradation” as we move further out from the original marriage of heaven and earth. As we move further out, our connection lessens, hence the origin of ecstatic religious manifestations as an attempt to escape the cycle of reality and return to innocence. The Dionysian cult, for example, was universally acknowledged as “new” by the Greeks in the 5th century. Toynbee mentions that in the aftermath of Hannibal’s invasion, the more disciplined Romans found themselves “plagued” with an onslaught of much more emotional religious expressions. The old gods could no longer meet the new needs

This severing of man from meaning makes time itself meaningless. Eventually not even the regularity of the cycles can entice. One sees this clearly in the Viking epic Egil’s Saga. The prose sparkles, and the poetry is even better. But in the end we have feast, feud, violence, victory–rinse and repeat. So too in other cultures. Clement cites the famous story of Narada from the Sayings of Sri Ramikrishna which illustrate this well:

Narada, the model of piety, gained the favor of Vishnu by his fervent devotion and asceticism.  Narada demanded of Vishnu that he reveal to him the secret of his “maya.” Vishnu replied with an ambiguous smile, “Will you go over yonder to fetch me a little water?”  “Certainly, master,” he replied, and began to walk to a distant village. Vishnu waited in the cool shade of a rock for him to return.

Narada knocked at the first door he came to, eager to complete the errand.  A very beautiful young woman opened the door and the saintly man experienced something entirely new in his life.  He was spellbound by her eyes, which resembled those of Vishnu. He stood transfixed, forgetting why he had come. The young woman welcomed him in a friendly and straightforward way.  Her voice was like that of a gold cord passed around the neck of a stranger. 

He entered the house as if in a dream.  The occupants of the house greeted him respectfully.  He was greeted with honor, treated as a long lost friend.  After some time he asked the father of the house for permission to marry his daughter who greeted him at the door.  This is what everyone had been waiting for. He became a member of the household, sharing its burdens and joys.  

Twelve years passed.  He had three children and when his father-in-law died he became head of the family.  In the 12th year the rainy season was especially violent. The rivers swelled and floods came down from the mountains and the village was swamped with water.  During the night the waters swept away houses and cattle. Everyone fled.  

Holding his wife with one hand and two of his children with the other, with the third perched on his shoulders, Narada left with great haste.  He staggered along, battered by torrents of water. Suddenly he stumbled, and the child on his shoulders fell and plunged into the flood. With a cry of despair Narada let go of his two other children and flailed away to try and reach the littlest one, but he was too late.  At this moment, the raging water swept away his wife and two other children.  

He lost his own footing, and the flood took him away, dashing his head against a rock.  He lost consciousness. We he awoke he could see only a vast plain of muddy water, and he wept for his loss.  He heard a familiar voice, “My child, where is the water you said you would fetch me. I have been waiting for almost ½ an hour.”  

Narada turned and saw only desert scorched by the mid-day sun.  Vishnu sat beside him and smiled with cruel tenderness, “Do you now understand the secret of my maya?”

Commenting on this story, Clement cites two Hindu scholars, who write that,

The nature of each existing thing is its own instantaneity, created from an incalculable number of destructions of stasis.

and

Because the transformation from existence non-existence is instantaneous, there is no movement.

Thus, for Hindus as well as Greeks, eternity is seen in opposition to time, with immobility being the means of entering into eternity, which is again, in opposition to all that is transitory on earth.**

Viewed against other pre-Christian societies, Israel of the Old Testament looks quite different in their view of time and space. Some comment on the “crudeness” of the anthropomorphic language in the Old Testament about God, but this language, “demonstrates that eternity is oriented towards time, and that eternity marches with time towards encounter and fulfillment.” Clement uses the word “courtship” to describe this relationship, which I find most apt. One might then say that the Old Testament culminates in the fiat of the Virgin Mary to bear the union of Heaven and Earth. Time takes on a linear dimension and events take on definite meaning. True–time is part of creation and thus partakes of the curse of the fall–it marches us towards death and non-being. Existence gets mechanized. But this also means time will be redeemed, and this process of redemption begins not at the future “Day of the Lord,” but in the Incarnation itself, and in the everyday “now.”

The Christian worldview has elements of the cyclical time of many pre-Christian civilizations. Many medieval calendars, for example were often expressed in a circular, not linear, manner.

The Church is both eschatological and paradisal–a paradise regained–though importantly, a paradise regained that will be greater than that which was lost. Levitical liturgical life prescribed yearly festivals that mirrored the seasons of the year. In some ways, the world is a “game of God,” as St. Maximos the Confessor states.^ The liturgy recapitulates not our vain longings for a return, but the real interaction of time and eternity at the heart of existence.

In the Old Testament, time had meaning in part because it moved to a definite fulfillment with the coming of the Messiah. With the Messiah rejected, the Jewish people lost their connection with the eternal purpose of time. Now time as a straight line simply ends in death, and proclaims the reign of death just as strongly as the vain repetitive cycles of the most ancient cultures.

If I understood Clement rightly, he argues that the Christian sense of time preserves the best of both Jewish and pagan time, while introducing an entirely new element. The liturgical cycles give us continual entrance into a defined pattern life as we move in a distinctly forward direction towards the Day of the Lord. But these cycles don’t just recall the past or proclaim the future, but bring about an intersection of eternal and temporal. Liturgical prayers often speak of the “today” of the historical event celebrated. And if time is part of creation, then the “line” of history too will be redeemed and circumscribed by eternity.

As to the implications on blog about history and culture, well, here I have less confidence than in my attempts to understand Clement. But if I may venture forth . . . it does seem that an undue amount of political commentators have fallen prey to the romantic idea of cyclical and irretrievable decay. Right after Trump was elected, for example, a new edition of Plutarch’s lives detailing the end of the Roman Republic got published. A Sanders/Trump showdown, I admit, hardly has me bubbling over with hope for the Republic. But Clement would tell us that is at precisely these times that we must remember: time no longer bears us unceasingly towards decay. If we so choose, we can live in a world infused with the paradise of eternity.

Dave

*Clement mentions that many ancient societies buried their dead in the fetal position as an indication that the cycle of life/death was to repeat ad infinitum. Many Native American tribes did this, as did the Egyptians, apparently. As far as I know, Christians have never buried their dead in a like position, testifying to a different theology of time and redemption.

Egyptian Mummy

Cremation practiced at times by the Greeks and others also testifies in some ways to the futility of the cycle–we began as nothing and return to nothing.

**Clement notes some similarity between this concept of “immobility” and Orthodox ascesis. Many monastic fathers speak of “stillness of heart” and “remaining in your cell.” Again, Clement acknowledges the complexity of the topic and the need to emphasize that sometimes the differences are not of “kind” but of degree & orientation.

^The idea being not something arbitrary but something playful and in flux, compared to the stability of the heavenly realms.

The Way of the Fox

I can always count on a few “Let’s conquer Canada!” “jokes” a year from my students.  We might be studying the Mexican-American War and someone will say, “No, no, no.  We need to find our ‘true north’ and fight Canada!”  If it’s the Spanish-American War it could be, “Spain?  Why Spain?  We should fight Canada!”  If it’s W.W. II . . . “We fought on the same side?  Phooey.  After the Germans, on to Canada!”

Mild groans or exasperated rebukes (from the girls) usually ensue.

So it comes as a delightful surprise (to the boys) to actually find out that we did try and conquer Canada in 1775.

Because the idea of conquering Canada is such a passe joke, we assume that George Washington was crazy to order such an attempt.  In the minds of many our invasion comes to nothing more than a madcap escapade, a schoolboy’s lark.

Dave R. Palmer argues in his book The Way of the Fox (newer editions have a different title indicated by the cover to the right) that in fact such an invasion not only nearly succeeded, but also made sound strategic sense.  Palmer seeks to rescue Washington from his saccharine and wooden image and recasts him as an effective and in some ways brilliant grand strategist for the American Revolution.  And yes, this includes his invasion of Canada.

Today many think of Washington as either a great man/demi-god or nothing more than a member of elite/exploiting class.  Both views are cardboard cutouts.  Palmer shows us someone who thought carefully and with subtlety, someone who adjusted his thinking on multiple occasions to deal with changing reality.  British generals often referred to Washington as the “old fox,” sometimes with contempt because he would not fight, sometimes with admiration for his cleverness.  The moniker should stick — it brings Washington and the war to life.

First and foremost Washington stood as the perfect symbol for the Revolution. Certain qualities made him the obvious choice for command, such as his experience, his height, his bearing, and the fact that he hailed from the South.  But none of these things would matter if Washington failed to think in broad strategic terms effectively. Palmer divides the Revolution into three stages, and correspondingly sees Washington adjust his strategy each time.  Washington made specific mistakes as he went, but in terms of broad strategic goals Palmer has Washington never miss a beat.

Palmer argues that revolutions possess an offensive character by their very nature.  They seek to effect change and so must act accordingly.  Thus, Washington was entirely right to begin the war with an aggressive strategy that sought to expel the British.

This failed to fully succeed, which allowed the British to send massive reinforcements.  This meant that Washington, now outmanned and outgunned, needed to withdraw and avoid having his army destroyed by a pitched battle he could not win.

France’s entry after 1778 changed the situation yet again.  Now momentum and manpower lay with the Americans. Washington needed to take advantage of the alliance while it lasted.  So during this period Washington should have sought to press his dramatic advantage, which he did with great effect at Yorktown.

I take no issue with either Palmer’s interpretation or Washington’s actions for phases two and three.  But it’s the first phase, which includes the invasion of Canada, where we can push back most easily.  It seems to me that Washington should have been cautious until the final phase where the advantage finally tipped in his favor.  His aggressiveness at the start of the conflict seems out of place to me.

True, at the beginning of the war you have an emotional high that you can capitalize on.  But you will have undisciplined and untested troops. What’s more, they will not yet have developed that cohesion that great armies have of sharing routines, time, space, and danger.  Think of Caesar’s legions — nothing remarkable when they started into Gaul, and unbeatable five years later.  In our Civil War one reason for the South’s early success had to do with the offensive burden the North faced.  When General Irwin McDowell objected to offensive action at Bull Run in 1861 due to the lack of experience of his men, Lincoln replied that “[both sides] are green together.”  Yes, but McDowell knew that a green attacker has a lot more to worry about than a green defender, and so it proved.

Beyond this psychological reason, Palmer asserts another more narrowly strategic goal for invading Canada.  America’s size and her numerous ports put a huge strategic burden on England.  Colonial armies could easily retreat inland and lead British forces on goose chases through the wilderness.  Add to that, the layout of the land presented very few “choke points” at which the British could use their superior manpower to any real effect.  Perhaps the only such point lay at the nexus between England and Canada — the Hudson River.

Flowing from north of Albany down to New York City, British control of the Hudson would have allowed them to control the upper third of the colonies.  Controlling New York and Boston would have meant control of America’s biggest ports.  Cutting off New England would further mean nabbing most of the colonies financial resources and a hefty portion of its intellectual political capital.  Everyone on both sides of the Atlantic agreed that control of the Hudson could determine the war.

So if it makes sense for Washington to defend the Hudson, why not go just a bit further into Canada itself?  To capture Quebec would have given the colonies everything else in Canada.  Success would have prevented England from having a free “back door” entry point into the colonies via the St. Lawrence River.  Shutting down the St. Lawrence would topple another domino by cutting off England from potential Indian allies* out in the west.

Reading Palmer’s lucid and logical defense, I found myself almost persuaded.  Palmer urges us to remember that the failure of Benedict Arnold’s invasion (yes, that Benedict Arnold) — and it nearly succeeded, does not prove that the idea or the goal was faulty.  Had it paid off, the war might have been over within a year or two instead of eight.

Yes, but . . .

Arnold  lost in Quebec and Washington lost in New York City.  Palmer gives a generous interpretation of Washington’s actions in New York and believes that politically speaking, Washington had to defend the city.  Maybe so.  But if he had to defend the city for the sake of politics, then why also invade Canada and divide your forces? Palmer wants it both ways.  He believes that circumstances called for an aggressive campaign in 1775-early ’76, but that politics and not military necessity alone forced Washington’s hand to defend New York.  This seems to admit the fact that Washington should have given ground and played defense in New York alone.

All in all I agree that Washington brilliantly guided the colonies to victory, and Palmer argues this decisively.  He points out also that Washington faced a bungling and confused command structure in England.  But Washington had Congress to deal with, who although more intelligent and capable by far than their British counterparts, had much less experience in running a war.  By any measure, Washington deserves his place as one of the great generals of the modern era.

But I can’t let go of the invasion of Canada.

If we try and evaluate Washington’s gambit in Canada we should try and compare it to similar kinds of military actions across time.  My case remains that the invasion made logical sense in a certain way.  He was not reckless or foolhardy to try.  But I feel that he should have focused more on defense, and perhaps even success might have hurt him in the long run.  The colonies might have had the direct motivation to expel the British, but would they support long-term the occupation of Canada?**

I can think of three campaigns that might be comparable in certain ways . . .

  • Athens’ invasion of Sicily in 415 B.C.
  • Hannibal attacking Rome directly instead of defending Spain
  • Napoleon going on the offensive in Belgium in 1815 instead of rallying the people to “defend France.”
  • Our invasion of Iraq in 2003***

Sometimes foxes can be a bit too clever.  Still, unlike Athens, Hannibal, and Napoleon, Washington committed a relatively small portion of his forces to the plan.  As a general most would not rank Washington with Hannibal, Napoleon, and the like.  But Palmer argues that not only should we put Washington in their company, but given his military and political success, make him the general of the modern era.

Dave

*This no mere fancy.  In 1777 the British did invade via the St. Lawrence and did gather some Indian allies for their “Saratoga” campaign.  That escapade ended in disaster for the British, but Washington’s strategic fears did come true nonetheless.

**Strange as it may sound now, Palmer points out that the motivation to occupy and settle Canada ourselves might have existed not on strategic but religious grounds.  Many in 1775 saw Canadian Catholicism as a mortal threat to our freedoms and would have gladly occupied it in the name of liberty.  Certainly we showed the ability to expand and settle territory in the west. Why not in the north as well?

***Right or wrong, Bush enjoyed overwhelming support to fight in Afghanistan in 2001.  It made sense to us in the way that (again, right or wrong) responding to Pearl Harbor made sense.  But his case in 2003 was much less compelling, at least to the international community.

10th Grade: The World Turned Upside Down

This week we discussed the preamble to the Declaration of Independence.  Certainly the whole document has great importance for us, but whereas the specific grievances have come and gone, we rightly remember the words of the first paragraphs.

When in the Course of human events, it becomes necessary for one people to dissolve the political bands which have connected them with another, and to assume among the powers of the earth, the separate and equal station to which the Laws of Nature and of Nature’s God entitle them, a decent respect to the opinions of mankind requires that they should declare the causes which impel them to the separation.

We hold these truths to be self-evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness.–That to secure these rights, Governments are instituted among Men, deriving their just powers from the consent of the governed, –That whenever any Form of Government becomes destructive of these ends, it is the Right of the People to alter or to abolish it, and to institute new Government, laying its foundation on such principles and organizing its powers in such form, as to them shall seem most likely to effect their Safety and Happiness. Prudence, indeed, will dictate that Governments long established should not be changed for light and transient causes; and accordingly all experience hath shewn, that mankind are more disposed to suffer, while evils are sufferable, than to right themselves by abolishing the forms to which they are accustomed. But when a long train of abuses and usurpations, pursuing invariably the same Object evinces a design to reduce them under absolute Despotism, it is their right, it is their duty, to throw off such Government, and to provide new Guards for their future security.

We take this wording for granted today, but Jefferson’s words espoused some revolutionary ideas.  In 1765, the colonists (for the most part) couched their dispute with England in terms of English rights, i.e. “The English government fails to give English liberties to its citizens.”  In the Declaration, however, we see the colonists fighting for human, not British rights.  Their struggle took place specifically against England, but in the broader sense the colonists fought to be more human.

Jefferson professed Deism and not Christianity, but he clearly states that these rights have universality because of the identity and purpose of our Creator.   Jefferson takes the Romans 13 dilemma we discussed a few weeks ago and turns it on its head.  Government’s exist to protect human dignity.  If they fail in this, government becomes the rebel against God, and this means people have a duty to fight them, not merely permission.  Jefferson’s stroke remains brilliant and controversial even today.

Unlike other countries (founded on shared history or shared biology), the United States founded itself on an idea.  The universality of this idea has done much to shape our history.  Critics of our policy often accuse us of “meddling” in affairs that don’t concern us.  Certainly this charge has at least some merit.  But in our defense, we might say that we can’t help it.  The Declaration makes humanity itself our business.  We might further state that we have no wish to make others more like us, rather, we wish to help them become more human.  There may be some self-deception in this line of reasoning, but I think many Americans think this way whether consciously or no.  On the flip-side, this universality has helped us be more open to other peoples emigrating and finding a place in our society.

We also discussed two other controversial aspects of the Declaration:

  • Should we have the right to “pursue happiness?”  What has this meant for us?  I touch on some of these ideas in this post here.

Author/commentator Malcolm Muggeridge thought the inclusion of the “pursuit of happiness in the Declaration a great disaster.  He said,

There is something ridiculous and even quite indecent in an individual claiming to be happy. Still more a people or a nation making such a claim. The pursuit of happiness… is without any question the most fatuous which could possibly be undertaken. This lamentable phrase ”the pursuit of happiness” is responsible for a good part of the ills and miseries of the modern world.

The truth is that a lost empire, lost power and lost wealth provide perfect circumstances for living happily and contentedly in our enchanted island.

I can say that I never knew what joy was like until I gave up pursuing happiness, or cared to live until I chose to die. For these two discoveries I am beholden to Jesus.

  • Jefferson’s original draft of the Constitution contained a strong anti-slavery section, but in the end he removed it to allow for all colonies to join in signing the document.  This may have helped us fight the war for independence, but it disastrously postponed our nation dealing with the terrible crime of slavery.  Was this worth it?

We then moved on to finish the fighting in the war, and focused on the battles of Saratoga (1777) and Yorktown (1781).  On Friday we played a game in class where the rules gave certain advantages to the “favorite.”  But the “underdog” also had key advantages. .

  • They could afford to play more recklessly as they had less to lose
  • If they got luck or could bluff their way to one big success, they could simply fold (i.e. retreat in orderly fashion) and wait until time ran out in the game.

Many of you may have seen an action movie where the lone hero has to fight his way into a compound, boat, or other structure.  Despite being badly outnumbered, he manages to get the bad guys and escape.  Along with Hollywood convention at work, the hero does have some actual advantages.  He knows that every person he sees is a bad guy, where his opponents must exercise much more caution.  They hesitate and give the hero the advantage, who can shoot first and ask questions later.

This analogy could easily get stretched too far, but British failures at Saratoga and Yorktown show the great difficulty the British faced to win the war.  How could they solve the problems that created the war in the first place through violence?  The deteriorating situation between England and the colonies between 1763-1775 craved a political response that the English proved unable to provide.  Victory through violence therefore demanded an absolutely crushing military victory, and would have to take great risks to achieve it.  Both times they attempted this, it backfired on them.

Americans had more “freedom” in their strategy because their failures mattered little and their successes got magnified greatly in their political effect.  England’s political bungling prior to the war itself paved the way for their defeat.

Here is the march the British played when they surrendered at Yorktown, “The World Turned Upside Down.”

The American “Prestige”

 

In our senior Government class, we spend a good amount of time discussing the question, “What is America?” throughout the year.  The question is deceptively simple, and we have a difficult time answering it.  We discussed Book 1, Ch. 4 from The Prince recently in class, and it spurred some interesting discussion.

The text reads as follows . . .

Why The Kingdom Of Darius, Conquered By Alexander, Did Not Rebel Against The Successors Of Alexander At His Death

CONSIDERING the difficulties which men have had to hold a newly acquired state, some might wonder how, seeing that Alexander the Great became the master of Asia in a few years, and died whilst it was yet scarcely settled (whence it might appear reasonable that the whole empire would have rebelled), nevertheless his successors maintained themselves, and had to meet no other difficulty than that which arose among themselves from their own ambitions.

I answer that the principalities of which one has record are found to be governed in two different ways: either by a prince, with a body of servants, who assist him to govern the kingdom as ministers by his favour and permission; or by a prince and barons, who hold that dignity by antiquity of blood and not by the grace of the prince. Such barons have states and their own subjects, who recognize them as lords and hold them in natural affection. Those states that are governed by a prince and his servants hold their prince in more consideration, because in all the country there is no one who is recognized as superior to him, and if they yield obedience to another they do it as to a minister and official, and they do not bear him any particular affection.

The examples of these two governments in our time are the Turk and the King of France. The entire monarchy of the Turk is governed by one lord, the others are his servants; and, dividing his kingdom into sanjaks, he sends there different administrators, and shifts and changes them as he chooses. But the King of France is placed in the midst of an ancient body of lords, acknowledged by their own subjects, and beloved by them; they have their own prerogatives, nor can the king take these away except at his peril. Therefore, he who considers both of these states will recognize great difficulties in seizing the state of the Turk, but, once it is conquered, great ease in holding it. The causes of the difficulties in seizing the kingdom of the Turk are that the usurper cannot be called in by the princes of the kingdom, nor can he hope to be assisted in his designs by the revolt of those whom the lord has around him. This arises from the reasons given above; for his ministers, being all slaves and bondmen, can only be corrupted with great difficulty, and one can expect little advantage from them when they have been corrupted, as they cannot carry the people with them, for the reasons assigned. Hence, he who attacks the Turk must bear in mind that he will find him united, and he will have to rely more on his own strength than on the revolt of others; but, if once the Turk has been conquered, and routed in the field in such a way that he cannot replace his armies, there is nothing to fear but the family of the prince, and, this being exterminated, there remains no one to fear, the others having no credit with the people; and as the conqueror did not rely on them before his victory, so he ought not to fear them after it.

The contrary happens in kingdoms governed like that of France, because one can easily enter there by gaining over some baron of the kingdom, for one always finds malcontents and such as desire a change. Such men, for the reasons given, can open the way into the state and render the victory easy; but if you wish to hold it afterwards, you meet with infinite difficulties, both from those who have assisted you and from those you have crushed. Nor is it enough for you to have exterminated the family of the prince, because the lords that remain make themselves the heads of fresh movements against you, and as you are unable either to satisfy or exterminate them, that state is lost whenever time brings the opportunity.

Now if you will consider what was the nature of the government of Darius, you will find it similar to the kingdom of the Turk, and therefore it was only necessary for Alexander, first to overthrow him in the field, and then to take the country from him. After which victory, Darius being killed, the state remained secure to Alexander, for the above reasons. And if his successors had been united they would have enjoyed it securely and at their ease, for there were no tumults raised in the kingdom except those they provoked themselves.

But it is impossible to hold with such tranquillity states constituted like that of France. Hence arose those frequent rebellions against the Romans in Spain, France, and Greece, owing to the many principalities there were in these states, of which, as long as the memory of them endured, the Romans always held an insecure possession; but with the power and long continuance of the empire the memory of them passed away, and the Romans then became secure possessors. And when fighting afterwards amongst themselves, each one was able to attach to himself his own parts of the country, according to the authority he had assumed there; and the family of the former lord being exterminated, none other than the Romans were acknowledged.

When these things are remembered no one will marvel at the ease with which Alexander held the Empire of Asia, or at the difficulties which others have had to keep an acquisition, such as Pyrrhus and many more; this is not occasioned by the little or abundance of ability in the conqueror, but by the want of uniformity in the subject state.

Machiavelli’s distinction helps make sense of other historical events.  We can look, for example, at Napoleon and Hitler’s invasion of Russia/Soviet Union.  At first glance, Russia must have seemed akin to Persia in Napoleon’s eyes.  After all, Czar Alexander I certainly looked like most other autocrats in history.  But . . . for most of Russia’s existence it resembled France.  Tales in the old Russian folk-epics reveal a shaky relationship of the people to their ruler, but more importantly, old Russia had several distinct provinces/cities that competed for precedence and had their own history and identity.  Napoleon found Russia easy to enter but hard to hold.  The Nazi’s found the same true even 130 years later.  When force no longer sufficed to hold the Soviet Union together ca. 1989-91, the old identities resurfaced almost immediately.

“Never get involved in a land war in Asia,” also has some of the same logic behind it.  A country like China has the appearance of resembling Persia, just as Russia did.  But most of China’s history reveals competing provinces, dialects, and an uncertain relationship to the emperor until later in its existence.

So we asked the question, “Which kind of kingdom is America?”  Does it resemble France, or Persia?  In contrast to Russia, China, or France,  Persia did not have a long, zig-zag run-up to the height of its power.  Their civilization had a jump-start, meteoric rise under Cyrus the Great, who immediately set a pattern of charismatic dominance over the whole of his empire.  In future generations the Persians took their cue it seemed almost entirely from future dynamic leaders like Darius.  Their reliance on this pattern shows even in the failed rebellion of Cyrus the Younger, who fit this mold of dynamic leader better than his brother Artaxerxes II.  The fact that he almost succeeded with no other claim to rule besides his personality says a lot about Persia.

Some students thought that America had a beginning akin to that of France or Russia.  We had different colonies in different parts of the Atlantic coast that developed entirely apart from each other.  These colonies came together only to fight against a common enemy, but essentially remained separate kingdoms until sometime after the Civil War — perhaps not even until into the Great Depression.

The majority thought otherwise.  True, the first colonies hardly interacted with one another, but they came to America with similar purposes from similar cultures.  At the core, they were about the same thing, which is why the French-Indian War could so easily unite them and start us thinking about the “people.”  When examining the history of China, Russia, or France one sees a host of regularly occurring rivalries, small conflicts, and so on.  But America we only see one big blowup  — the Civil War.  The Civil War showed that obviously, we differed on much.  But it was the kind of big blowup that occurs in families, when often unity exists. It was the exception that proved the rule.

I acknowledge much merit in the “France” argument, but in this case I sided with the majority.  Tocqueville noticed back in the 1830’s the tendency towards centralization in our democratic experiment, and the already growing power of the majority.  He wrote,

The very essence of democratic government consists in the absolute sovereignty of the majority; for there is nothing in democratic states that is capable of resisting it.

We have different political opinions, but in no political election is any fundamental question of identity at stake.  Many rejoice/lament the election of a particular president.  But whoever may win the election, the next day our lives remain unchanged.

In Book Five of his Poliitcs Aristotle speculates that democratic constitutions* remain most safest when threats to said constitution remain either far away or very close.  The first seems obvious.  When nothing threatens us we live at ease, and it’s easy to have peace with others.  A very near threat like an invasion would bind us together quickly.    This kind of threat might also be merely an obvious one, like the Japanese attack on Pearl Harbor, which immediately united a divided country in the war effort.

The in-between threats, however, pose a real challenge.  Since the danger is neither obvious or near, we can easily divide not just on how to respond but whether or not to respond.  We might think of the Vietnam War as an example of this, and sure enough, it brought on significant internal changes to our constitution.  The “War on Terror” fits into a similar mold. Should we intervene here or there?  Should we increase surveillance or not, what about privacy rights, and so on.  And, true to Aristotle’s form, we see increased political polarization with this “intermediate” threat.

But our class speculated on exactly what an “invader” — whatever form that might take — would find.  Once Cyrus the Younger died in the Battle of Cunaxa his cause died with him.  Once Darius III died, Alexander had essentially conquered Persia.  But at what would America’s enemies take aim?  Not the president, surely, for at any given time half the country will not like him.  Not the capital, either.  As the British discovered in 1813, burning D.C. did little to aid their war effort.  One could hypothetically detonate a strong EMP in the atmosphere to knock out our electrical system.  But that would take out any first or second world country and so that answer lacks enough specificity to the United States.  This “absolute sovereignty of the majority,” would be hard to pin down.  Where is it?  And how would one attack it?  Get too close, and the unity of the people to defend their “constitution” would quickly emerge.

The “prestige” in magic is the trick’s big reveal, and of course sometimes what is revealed is nothing at all.  This would happen perhaps to an invader, who might never find the rabbit inside the hat.  Rather, as Aristotle suggests, and the experience of Rome certainly plays out, democracies will be far more likely to erode themselves from within as opposed to without.

Dave

 

*By “constitution” he does not mean merely a written document, but our way of relating to one another in general.

 

 

10th Grade: The Rules of War

Greetings,

We began the actual fighting of the Revolutionary War this week, with a focus on the generalship of George Washington.

But we began by looking at the tactics employed by the colonials at the Battle of Concord.

After the British broke through the lines like a knife through hot butter at Lexington, the colonials changed tactics after the British abandoned their search for weapons in Concord.  Rather than meet them out in the open, the hid amidst the treelines, taking potshots and then melting back into the woods.  The British had no effective way of countering this.

This infuriated the British, of course.  This was not how men fought!  What kind of coward fires from safety and then runs away?  Battle was meant as a test of honor, solidarity in the ranks, and courage under fire.  Fighting as the colonials did at Concord might be akin to one team poisoning the water of their opponent.  If they then won the game, would we call that victory?

There is a possibly apocryphal story of the Battle of Fontenoy, between the British and French in 1745.  Tradition says that both sides argued about who which side would strike the first blow. Lord Hay, the British general, supposedly asked, “Gentlemen of France, perhaps you would care to fire first?”

The Battle of Fontenoy

For the Europeans, for battle to be decisive, for it to mean anything, it must be ‘fair.’  Victory without ‘fairness’ solved nothing.

Students wisely countered with the fact that this analogy of a sports team doesn’t quite add up.  First of all, it’s against the law to poison water, where there is no law saying that armies must line up in the middle of field.  Secondly, why should the colonials have to fight on British terms according to British strengths?  The  colonial troops should be free to do what they do best.

These are good arguments.  What happens when we apply them to our current situation in “The War on Terror?”  We would all wish that the terrorist radicals would all line up in a field somewhere.  If this happened, the “War on Terror” would be over in about 15 minutes.  Naturally, they possess enough intelligence not to do this, so they choose other tactics.  Does this make them cowards?  Are they “playing fair?”  Where are the differences?  Some said that the differences lie in the treatment of civilians, and this is an excellent point.  Does the same difference apply to the Ft. Hood shooting a few years ago, where only military personnel were targeted?

To turn this further on ourselves, we should confront the fact that our extensive use of drones inspire a great deal of hatred.  For our enemies (and the innocent civilians in the line of fire), our use of drones is ultimately a cowardly act.  We put others at risk while risking nothing ourselves.  The drones hover in ways not accessible to retaliation, and they strike without giving anyone a chance to escape.  My guess is that if terrorists flew a small drone into a large city remotely and attacked people, we would be tempted to call it a “cowardly act.”

It’s important for us to realize (returning to our original context) that for the British raw military victory did not count in the same way that honor and integrity did in battle.  Wars happened, but wars should take place within the confines of civilization, not outside it.  How one fought was in itself a victory of sorts, and could not get separated from the tangible results on the field.

During our look at Washington, we noted that he won only 3 of his 9 revolutionary war battles.  Previously to the American Revolution, he may have been responsible for the Fort Necessity disaster with the French, and he accompanied Braddock on his ill-fated attempt to capture Fort Duquense.  Does he deserve his high reputation?

Some years ago I came across a book entitled, ‘The 100 Greatest Generals of All-Time’ (or something very close to that).  Lists are always fun for me, so I opened it out of curiosity.  As one might expect the usual suspects of Julius Caesar, Alexander, Napoleon, Ghengis Khan, etc. could be found in the top 10.  But his number 1 general of all-time?  George Washington.

This shocked me so I had to read his thoughts (was this shock value part of the author’s motivation for listing him at #1, and not say, at #4?).  His points were these:

  • Many of the generals in the list accomplished a great deal militarily but failed politically (i.e. Alexander, Julius Caesar).  Some had short-term political success, but could not make it last (i.e. Napoleon).
  • Some of the generals (again Alexander and Caesar) inherited what was likely the best army in the known world at the time and fought against weaker opponents (this could especially be said about Alexander).
  • By contrast, Washington faced the best with an untrained army with weak political support.  As commander-in-chief, not only did he win the war, he turned that victory into lasting political success for his side.  Not only did he help usher in a new political era, he did so without seizing control himself.
  • Washington had a solid understanding of the fact that the Americans only needed to ‘not lose’ the war to win it. He knew that keeping the army intact and functional was more important than risking the army in unsure scenarios. Orderly retreat could sometimes be the better part of valor.  Most military men can’t do this consistently even when intellectually they know it’s the right thing to do.  Washington did so, and distinguished himself thereby.
  • Former Georgetown Hoya basketball coach John Thompson says on occasion, “I don’t want to know how many points somebody scores in a game.  I want to know when he scores them.  What do his points mean for the team in a given situation?”  In the same vein, Washington knew how to minimize the impact of his defeats and maximize his victories.  When things looked bleak in the winter of 1776, for example, he came through in the battles of Trenton and Princeton.  It would be years before his next victory at Yorktown in 1781, but the British surrender there basically gave America its independence.

As I mentioned previously, it is possible the author listed Washington so high to distinguish his book from others. Still, I feel he has solid arguments to at least rank him highly.  I wanted to use our look at Washington to introduce the concept that in war success can come in many ways.  Since war is ultimately a political act, the battles themselves are simply one extension of the conflict.

When we think about war in broader terms, we see how many of England’s advantages (such as an elite professional army) meant little in the political context of the Revolution.  They had the unenviable task taking someone who didn’t want to be your friend anymore and making them a friend.  Would beating them up do the trick?  Over the previous 10 years (1764-75) the British proved politically inept with the colonies, so a political solution would not come easily for them.  If they went the route of force more or less exclusively they would need to absolutely pulverize the colonies so badly that further resistance would be physically and psychologically impossible.   As long as the Americans kept their heart beating, they could outlast England.  Washington, I think, understood this to his advantage.

Next week we will look at the battles of Saratoga as well as the Declaration of Independence.

Enjoy the weekend, and many thanks,

Dave Mathwin

8th Grade: The Parthenon

Greetings,

Recently we spent time looking at the Parthenon in Athens, in my opinion one of the greatest buildings ever constructed.  I think that looking at architecture is one of the best ways to gain insight into the past.  I didn’t come up with this idea, but borrowed it from the man to whom this site pays homage.  As I have said before, a civilization might throw a banking system together haphazardly, but would not do so with a sculpture.  And buildings, more so than individual works of genius, reveal more because they involve the mind and skills of whole civilizations.

Here is what the building probably looked like ca. 435 B.C.

Parthenon Original

They built it atop of their Acropolis, the highest point in the city which served as Athens’ religious epicenter.

Acropolis Recreation

The building as it looks today. . .

Of course most people when first gazing upon the Parthenon usually think, “Yes it’s good, but what’s the big deal?”  We understand instinctively perhaps the influence this style has had on western culture.  Banks, the Supreme Court, and almost any other building that wants to convey wisdom and trust copy this style.  That in itself should clue us in that the Athenians had something special in their design, but we have to look closely to see the real genius of the Athenians.

When we look at tall buildings like skyscrapers on the Washington Monument, at least from certain angles, the buildings do not appear straight.  Built with 90 degree right angles, our eyes fail to perceive the perfectly straight.  I don’t understand the science of why this happens, but we have all experienced it.  Part of it has to do with how our converging line of sight deceives us.  For example. . .

the top line appears longer, but is in fact the same size as the bottom line.  In this second image the middle lines appear bowed, but are perfectly straight.

The Athenians understood this and built the Parthenon to compensate for the tricks our eyes play.  Each column has extremely slight variations throughout its many cylinders, sometimes with fractions of a millimeter the only thing distinguishing one block from another.  But the cumulative effect compensates for our vision and always makes the columns appear perfectly straight.  The following images exaggerate the effect, but give us the basic idea of what the Greeks accomplished:

Parthenon Columns

In fact a close look at the Parthenon reveals few right angles.  Each of the thousands of column drums remains an unique construction to that particular column.  This is not a lego set of interchangeable parts, but each part of the building stands as work of art unto itself.  If you have the time and interest, this video, and especially the last 30 minutes, give a good overview of their techniques in creating this building.

We can and should marvel at its construction, but we should go one step further and ask what the Parthenon means, and whey the Athenians built it as they did.  In class we focused on a few key areas:

  • The Greek Ideal of Perfection

In much of their philosophy and politics, the Greeks searched for the abstract ideal beyond the visible, a trend that would not really shift until Aristotle.  The Romans, for example, or at least the early Republican Romans, rarely idealized people when depicting them,

Cato the Elder

but we can say with only slight exaggeration that the Greeks did nothing but idealize people in their sculpture.

The Athenians went to tremendous lengths to bring make this ideal of perfection at least  seem  real among them in stone.

  • A Theological Statement

In theory, the Athenians built the Parthenon as a temple to Athena.  Originally a huge 35 foot statue of Athena overlaid in gold stood right at the center inside the building.  But architecture rarely lies.  The figures on the outside of the Parthenon tell a different story.  Here the Athenians put sculptures of Athenian heroes, with the clear intent of showing that the gods and men can intermingle, that Athens itself can achieve the perfection the gods embody.

That, at least, is one interpretation.

But another interpretation argues that this “temple” to Athena merely served as a cover for their true (even if subconscious) intent to glorify themselves.  It would be as if we built a church and called it “Trinity Church,” but put images of George Washington, Abraham Lincoln, etc. throughout (this actually begs the question of whether or not American flags should reside in churches, or perhaps whether or not the Capitol building is a church of sorts).

  • Mankind as the Measure

The Greek philosopher Protagoras has received a lot of bad press over the years for his comment that, “Man is the measure of all things,” and deservedly so.  But before we critique him we should understand the context of what he said and ask ourselves if the Greek gods were good “measures” of things.  Clearly, Protagoras and other philosophers had a measure of genuine spiritual insight in rejecting standard Greek religion as a guide for their lives.  The gods lived lives free of consequence, free of any restraint other than the power of other gods.

In the Parthenon the Greeks did not use the “eternal” or “mystical” dimensions as in the pyramids.  Some suggest that the proportions of the building in fact reflect the proportions found in the human body, as represented in Da Vinci’s famous “Vitruvian Man” (named after a famous Roman architect).

Vitruvian Man

What exactly the Greeks meant by this phrase, “man is the measure of all things” is not clear to me, at least. It may have been a statement of moral relativism, or it may have been a theological/cosmological assertion that mankind functioned as a “microcosm” of the cosmos itself.  After all, we have physical elements to our being and spiritual elements.   Our higher, “heavenly” aspect (the intellect) guides our “lower,” more earthly parts, and so on.  Again, I’m not sure how to unwrap this phrase, and I’m happy to add it to the list of mysteries surrounding the Parthenon.

Blessings,

Dave

8th Grade: All Good Things Must Come to an End

Greetings,

This week we saw the great golden age of Periclean Athens collapse into the abyss of the Peloponnesian War.  We began the week by asking why “Golden Ages” tend to last not much longer than a generation.

  • Some suggest that the success and power a golden age brings would bring about the envy of others, and this envy could turn into a threat.
  • Another might suggest that the generation that grew up with the ‘golden age’ in place would likely have a much different experience than their parents.  I found this comment especially perceptive.  As we saw last week, golden ages usually arise from a creative response to a particular challenge.  Those that grow up without the challenge won’t have the experience or ‘training’ to continue what their parents started.
  • Last week we also noted how golden ages require a variety of factors coming together at once, some physical and others psychological.  No one can reasonably keep all the plates spinning for long.  Eventually nature dictates that something will begin to spin off the axis sooner or later, and this will drag other things down with it.

Some of their comments did in fact apply directly to the outbreak of the Peloponnesian War, especially#1.  Athens went from plucky underdog in 490 B.C. to the then equivalent of the New York Yankees or New England Patriots by 431 B.C.  Many city-states lined up against them with Sparta. We did not spend a great deal of time on the war itself, as during their senior year we devote a few weeks entirely to this conflict and the issues it raises, but we did touch on a few key points

1. How in war the unexpected and unforeseen can occur

Of course the unforeseen can always occur, in war or at any other point.  But since war requires a great deal of planning, many assume that the conflict will go as we wish.  The making of the plans itself creates that expectation.  Yet, in war as in life, things rarely go according to our preconceived version of events.

2. Peace treaties may not be what they seem

After 10 years of intermittent conflict, both Athens and Sparta signed a treaty called the Peace of Nicias.  But treaties in name may not be in fact.  Some treaties bring real peace, some only reflect a desire to call a ‘time out’ in the fighting.  Unfortunately for Athens, this treaty turned out to be one of the latter.

3. War Stresses Democracy

War will put stress on any form of government and any society.  Some wars brought down monarchies — like W.W. I.  We assume that democracies are more stable, but the Peloponnesian War brought out many weaknesses within Athenian democracy and for a time ended it within Athens.  We looked at how desperation and panic act on a democratic people in the battle of Arginusae.  The Athenians won this battle, but the generals failed to pick up the dead and give them proper burial, something that could be considered sacrilege, and sacrilege could be punished by death.  Grief stricken, the city put the generals on trial, found them guilty, and executed them.  A few days later they regretted their actions. They put the lawyer who prosecuted the generals on trial for murder, found him guilty, and executed him also.

Ostensibly, Sparta won the Peloponnesian War.  But in truth the war had no real winners in Southern Greece.  All exhausted themselves in the conflict.  Thebes, involved in the conflict but slightly to the north, emerged as the strongest party in the more immediate aftermath of the war.  But it would be Macedon, further still to the north, and never involved in the fighting at all, that would eventually assert absolute supremacy over Greece in the person of Phillip of Macedon and his son Alexander.  We’ll look at them next week.

You can see the geography of it below here, with everything pink or yellow caught up in the fighting (with even blue areas involved sporadically), and Macedon waiting patiently above in brown.

Peloponnesian War

For those of you who have seen From Russia with Love, the scene where “Number 1” talks about the Siamese Fighting Fish is a good parallel, if we think of Macedon as the fish who stays out of the fight.

8th Grade: Finding the Persian Center of Gravity

Greetings,

This week we focused on The Persian Wars, a conflict that historians claim marks a transition point between Eastern and Western dominance.  Persia staked a lot of their invasion, and their failure would lead to the rise of Greece in general, and Athens in particular.  Our main focus Thursday and Friday lay with  the Battle of Salamis, one of the more crucial naval engagements of the ancient world.  As I mentioned back in September, one of the things we focus on this year and throughout the history curriculum is how to make choices.  This can be applied in a  variety of different settings, and this week I wanted the students to consider that on the level of strategy and tactics.
  • The Fleets

The Persian fleet was bigger, with a variety of incorporated Greek city-states that had surrendered to Persia.  Ionians, Phonecians, Egyptians and more went into the mixture.  In general, their ships were lighter and faster.  Athens controlled the Greek fleet, and in general they had heavier, bulkier ships.  But the weight of the ships did perhaps produce an innovation, that of a ramming prow.  This in turn, led to a change in how the Athenians fought.  Whereas most ancient navies wanted to get close and board other ships, the Athenians wanted to use their prow to ram other ships and sink them with a broadside charge.The Persians had sacked Athens, and the Athenians in desperation abandoned their city, got in their boats, and headed for the island of Salamis.

  • The Questions:
  1. Would an immediate battle be more to the Persians advantage, or the Greeks?
  2. If a battle were to be fought, what side would have the advantage in wide open water?  What about in more narrow confines?

I enjoyed the student responses to this question, and most of them did get around to seeing that

  • Battle now definitely favored the Greeks, and
  • The geography of the Bay of Salamis definitely favored the Greeks.
 Bay of Salamis
  • Why?
The Athenians needed a battle.  The Persians did not.  With Athens abandoned they could have simply occupied the city, and hemmed in the fleet at Salamis.  If they wait eventually a tired and bedraggled fleet would have to come out of hiding and face the Persians on their terms.  Fighting in the bay itself would mean narrower corridors where the Persians could not use their numbers and speed to their full effect.  Think of a heavier boxer vs. a lighter, quicker opponent.  The heavier one (Athens) seeks to trap or corner the other to take away his advantage.  By fighting in the bay, the Persian fleet gave up much of its advantage.
  • The Result
Again, with so many of our choices there are no guarantees.  We must weigh the options and make our best guess. But it is important not to choose blindly.  So why then, did the Persians attack the Greeks?Here we are back, at least possibly, to the personality of Xerxes.   We saw that both Herodotus and the Book of Esther show us a king who was not wicked, but perhaps indolent, and someone who tended to flit from one thing to another.  Note that Esther 1 begins by describing lavish parties amidst opulent splendor. Herodotus mentions that Xerxes wanted the invasion over as soon as possible.  Ideally, of course, the Persians should have bottled up the fleet, entrenched themselves in the city, and watch Athens suffocate to death.  When Themistocles sent a messenger to lie to the Persians about the disorder in the Greek ranks, the Persians jumped at the chance and moved into the bay to attack.  Xerxes seems a suggestible, impatient type.  “Let’s get this over with. . .”  The result was a complete victory for the Greeks.  It turned the tide of the whole Persian invasion.  Having been smacked on the nose, Xerxes decided enough was enough.  He withdrew most of his navy from the region.  His infantry at current levels could not live off the land in Greece, and besides, winter approached.  Without the navy to supply them, Xerxes withdrew a good portion of his troops back to Persia.  The Battle of Platea in 479 BC would, for all intents and purposes, finish them off.
  • The “Center of Gravity”
Clausewitz used the term “center of gravity” to describe what one colonel described as a “factor of balance” in a campaign.  This does not have to be something purely physical, but in this case, the “factor of balance” in the Persian Wars would surely include control of the sea.  In invading Greece en masse as they did, Persia made naval superiority a key to the campaign.  But for about 75 years prior to this they concentrated their strength on their infantry.  They did not play to their strength. But we might also conclude that the whims of Xerxes would constitute part of the “center of gravity.”  The Book of Esther gives us clues.  Note how casually he decides on the Jews destruction, and how quickly he reverses course.  Of course, it’s good that he changed his mind!  My point, however, is that Xerxes never seemed fitted for the role of a noble kingly persona.  He would much rather not be bothered.  In every conflict, the hidden factor can often be each combatant’s internal political system.  In this case, the nascent democracy of Athens had an advantage over the indolent monarchy of Persia.

10th Grade: Liberty and Terror

Greetings,

This week we finished the preliminaries of the American Revolution and will start the fighting in earnest after the weekend.  I hope that our examination of the events leading up to the Revolution has  helped see the issue from both sides.  Can we get out of our American skin and at least sympathize with the British?  Quite a few of the students have developed some sympathy with the British perspective, which shows me that they are thinking and honestly engaging the material.
One crucial issue involves the ‘Sons of Liberty.’  Were they freedom fighters or terrorists?  Against them we might say that. . .
  • They used violence, and the threat of violence, to achieve political ends.  They destroyed property, tarred and feathered people, etc.
1773 Engraving
Man Tarred and Feathered for not Buying War Bonds
  • They used force to rob people of their freedom.  For example, lets take the Tea Act.  Let us suppose that you lived in Boston and in general, supported the British perspective in this debate.  This would have put you in the minority, but it’s a free country, right?  You have been looking forward to drinking tea again, but after the Tea Party you can’t.
The pro-British colonists could easily say that, “You Sons of ‘Liberty'” act under the cloak of freedom.  But you are not willing to let the people choose freely.  If the tea gets unloaded and you convince people not to buy it, well and good.  If you can’t then you don’t represent the people anyway.  You use force to take away my liberty to buy tea, which is perfectly legal, so you can have your way.  Your violent acts show you don’t really trust people at all.
In their favor we could argue that
  • A variety of peaceful means of protest had been tried, and those failed to even be acknowledged by Parliament.
  • They would often warn people beforehand, and as far as I know, they did not kill anyone.

In response to #2 above, the Sons of Liberty might say,

  • “It is true that we deprive you of your liberty to buy tea.  But, this was for your own good and that of the whole community.  If people bought tea we would become slaves to the British.  It is right to take away the liberty to destroy yourself, just as we would take away your right to buy heroin on the open market.  If you become an addict, that effects everyone around you.
  • The same is true for tea in this case.  If you buy it, everyone will indirectly suffer a loss of their liberty, yours included.
We are faced with a tough choice here.  If we say that they are in fact ‘terrorists,’ what does this do to our view of the Revolution itself?  If we say they are ‘freedom fighters,’ how do we respond to acts of terror today?  Some of them at least claim that the current political situation has left them with no other option.  Since they have no planes, tanks, and missiles they will fight with what means they have available.  Are they ‘freedom fighters’ too?
Or, does the label ‘terrorist’ or ‘freedom fighter’ depend on the purpose of the acts and the end in view? Lincoln believed that Revolution was a moral, and not a political right.  In this vein of thought the line between terrorist and freedom fighter can be drawn by the purposes they serve.  So, if Al Queda attempts to establish a Medieval caliphate on the Mid-East they are terrorists, but the Sons of Liberty act for “freedom for all.”   But does this mean that, “the ends justifies the means?”  I do not mean to say that suicide bombers and the Sons of Liberty are the same.  There is a big difference between smashing a customs house and the willful and random destruction of human life.  But we must at least ask ourselves if there are in fact, uncomfortable similarities.
This week I wanted the students to consider whether or not the American Revolution can be justified from a Biblical perspective.  This of course involves moral and political questions in general, but I did want them to consider the issue specifically in light of Romans 13:1 -7.
It reads:

1 Let everyone be subject to the governing authorities, for there is no authority except that which God has established. The authorities that exist have been established by God.2 Consequently, whoever rebels against the authority is rebelling against what God has instituted, and those who do so will bring judgment on themselves. 3 For rulers hold no terror for those who do right, but for those who do wrong. Do you want to be free from fear of the one in authority? Then do what is right and you will be commended. 4 For the one in authority is God’s servant for your good. But if you do wrong, be afraid, for rulers do not bear the sword for no reason. They are God’s servants, agents of wrath to bring punishment on the wrongdoer. 5 Therefore, it is necessary to submit to the authorities, not only because of possible punishment but also as a matter of conscience. 6 This is also why you pay taxes, for the authorities are God’s servants, who give their full time to governing. 7 Give to everyone what you owe them: If you owe taxes, pay taxes; if revenue, then revenue; if respect, then respect; if honor, then honor.

Related to the America Revolution, I think prominent Christian thinkers would have viewed this passage differently in light of our study.
Luther:
I think he would have been anti-Revolution and pro-British.  He strongly supported secular authority in general.   I think he would have told the colonists to be quiet and get back in line.  He may have thought the colonists concerns with taxes made them too worldly.
Calvin:
He developed what he called the ‘Lesser Magistrates Theory.’  He was not in favor of revolution coming from the people as a whole, as he believed it violated Romans 13.  But what if those in authority violate their trust?  And what if ‘lesser magistrates’ (i.e. colonial officials, Continental Congress?) took up the mantle on behalf of the people.  These ‘lesser magistrates’ are still people ‘in authority’ and they can lawfully lead a Revolution provided it was for the right reasons, etc.  Perhaps this is why many New England Presbyterians and Congregationalists supported the Revolution.
Aquinas:
I can’t say exactly what he would have thought and will make a guess.  I do think that Aquinas saw government originating not in a ‘top down’ way,’ but in a more ‘bottom up’ way in line with his thought of the natural law and the fact that he believed that government, or some sort of organizing principle, would have come about even if mankind had never sinned.  He might have emphasized that governments originate with the people, and they have power only ‘to do good.’  When they stray from that, they lose their real power.  Evil never has authority over anyone.
We know what John Wesley, the great Methodist evangelist, thought it quite hypocritical that slave owners would talk loud and long about “liberty.”
Friday we took a break from our heavy discussions over the past few weeks and did an activity comparing 18th and early 19th century American art and architecture to England’s at the same time.  Of course there are many similarities, as one might expect.  After all, the two places were, and still are, similar in many ways.  I wanted the students to focus on the differences.  In the end I think we deduced that:
  • American art at times lacks developed style and technique
  • Americans tended to be simpler and more straightforward people
  • Americans did not have the wealth of the English, and clearly were not an aristocratic people
  • European art could tend to idealize the frontier experience of nature.  Naturally, having not experienced it, one could more easily idealize it.  American art did not portray an idealized nature.
  • Clearly too, Americans and the British thought of themselves differently.  The British are more “cultured,” while the Americans seems more “sober-minded.”
You can probably see some of the differences below.  First, a couple of Americans:
The Ellsworths
 Roger Sherman
Below are some  contemporary British aristocrats:
John Perceval, Earl of Egmont
 Duke John Churchill
Their expressions say it all.  In a fight, I’m putting my money on Ellsworth and Sherman.  Even in this famous painting of Benjamin West (a European) on the death of General Wolfe, one gets the impression that Ellsworth and Sherman would have said something like, “Sir, if you are going to die would you please be quick about it  . . .and stop mugging for the audience!”
Death of General Wolfe Benjamin West
I hope the students will enjoy our look at the war itself beginning next week.

If you like it, why don’t you marry it?

Many of us I’m sure remember this elementary school taunt. Often you would be unknowingly baited in some way, i.e., “What do you think of Cheetos?” and then declare that you thoughts Cheetos were pretty great. The “Then why don’t you marry it?!” response is of course colossally dumb, but I admit that it often had its intended unsettling effect on me. Be careful of declaring that you liked something! I believe C.S. Lewis pointed out in The Four Loves that loving anything at all, even a plant or a sunset, opens oneself up to pain and loss.

Historians of a traditional mindset such as myself often express admiration for the past. We may even pine for a return of the past in some way, and this naturally opens us up to the old school taunt: if you like knights and cathedrals and gilds so much, why don’t you marry medieval society? It is easy to “date” any civilization and pick out just the things you like. But all of what you like, about medieval civilization, for example, also came with a near total lack of indoor plumbing, and no mouth wash either. You have to accept everything, and if you are not willing to do so, one’s admiration is stupid fancy at best, dangerous idealism at worst.

This charge has some of the same flaws as the old schoolyard taunt. The past surely can offer some salutary guidance even if reliving it remains obviously impossible. Aren’t we allowed to like things? But I acknowledge that one must not selectively pick, choose, and romanticize. One must “marry” the civilizations we study.

Books on the Middle Ages almost always fall into one of three camps:

  • Look at how dumb, superstitious, and oppressive they were. Aren’t you glad you didn’t live then?*
  • Look at how smart, chivalrous, beautiful they were. Don’t you wish you lived then?
  • Look at this culture. I examine it thoroughly, and discover that they did things, upon which I pronounce no judgments whatsoever.

Of the three, most fall into the first two, but I like the last the least. The first two types of authors at least strike me as human beings with something to say. The temptation to try and avoid is that of swinging entirely into the other camp. Henry Charles Lea’s The Ordeal, written in an era when the progressive ascent of democratic modernism seemed the only future, falls into the first camp. He examines the medieval practice of trial by various ordeals to illuminate the progress we have made since then. He comes not to praise, but bury.

We can admire much about this book. It is not an uninformed screed, nor is it a hit-piece on the Middle Ages itself, for he mentions that trial by ordeal happened in many other ancient cultures. He has a lot of primary source texts and reports things with some air of detachment. If his overall point is clear, as I said earlier, at least he has a point. Like Chesterton, Lewis, and other of my literary heroes, I like the Middle Ages but need to contend with the fact that they did have trials by ordeal, and do I really want to substitute a jury for a hot piece of iron?

In what follows, then, I hope to fall into neither of the three aforementioned camps.

I appreciated that Lea took time to show that other cultures also used trial by ordeal, such as Hindu and Islamic civilizations, as well as many ancient cultures. Lea also used a lot of primary sources–indeed most of his book involves simply recounting the sources and commenting on them briefly. I also admired the fact that he included a section on the eucharist as an ordeal, for every other treatment I have seen ignores this aspect of medieval life, focusing on the more sensational ordeals by fire, water, and so on. Lea buries his treatment of this towards the back, but I feel this is where one should start if we want to have some understanding of the practices of ordeal in general.

If the central aspect of medieval life was the church, then the pearl within the oyster was the eucharist, where the faithful feed upon God Himself. Certainly I make no attempt here to develop any theology of the eucharist. But we may gain more insight if we pan out further to the last judgment. Many today have the idea that God’s final judgment involves Him declaring some fit and others unfit, and then banishing the unfit. Rather, the picture the early church gives us is that God’s love (and the presence of God is the love of God) both saves and condemns. God’s showers His love upon all, but His love is so strong that it resembles a refining fire. For some made strong, made holy, the love of God warms and comforts. For others who reject the love of God, God’s love leads to their further destruction, for the hate the love of God, and it burns them. As St. Isaac the Syrian stated,

. . .those who find themselves in Gehenna will be chastised with the scourge of love. It is not right to say that sinners in hell are deprived of the love of God . . . But love acts in two different ways, as suffering in the reproved, and as joy in the blessed.

An icon of the Last Judgment shows forth this same idea:

Salvation in a Christian context means that one is not so much declared righteous but made righteous through the grace of God–made able to receive the love of God as blessing and not as curse (I acknowledge that both terms have their place, however, in discussing the meaning of salvation).

So too communion, when even thought about for a moment, takes on monumental proportions. As Fr. Schmemman stated in his classic For the Life of the World, Fuerbach’s “you are what you eat,” quip, meant as a materialistic taunt, actually expresses a profound religious truth. To eat anything means to take the life of the fruit, meat, etc. into oneself. So too, in the eucharist God offers us the chance to take His life into our own. But this free gift does not come cheap. Scripture warns us about taking communion unworthily. We must realize that the presence of God can heal and transform or destroy us. As one prayer from perhaps the 8th century states,

Though I am hindered by so many and such great evils, I now add to them by approaching holy mysteries so heavenly and divine that even the angels desire to understand them. . . . Because of my unworthiness, I fear that, rather than receive divine enlightenment and a share of grace, I will be condemned . . . What am I to do? By partaking of the awesome mysteries, I subject myself to these and greater punishments. By abstaining from them, I shall fall into greater evils . . .

Mother of the Light, pp. 27-28

Lea’s work has many merits, but his leaving this background out of the discussion can lead one to a more superstitious understanding of the practice then is warranted. As an example we can take the ordeal of boiling water. Before the ordeal the water would be prayed over by a priest:

O creature of water, I adjure thee by the living God, by the holy God, who in the beginning separated thee from the dry land; I adjure thee by the living God who led thee from the fountain of Paradise, and in four rivers commanded thee to encompass the world; I adjure thee by Him who in Cana of Galilee by His will changed thee to wine, who trod on thee with His holy feet . . . water which washes away the dust and sins of the world, I adjure thee . . . to make manifest and bring to light all truth . . .

This prayer, quite similar to the prayers said for baptism, ask that God make the water a revealer of truth in the same way that water is used to fashion the world. That is–water must serve truth, which is a manifestation of God Himself, who is Truth.** The 3rd century bishop St. Gregory the Wonderworker stated, “The Lord, Who has come upon the Jordan River, through its streams transmitted sanctification to all streams (of water),” with Christ imparting to all water, “a sign of heavenly streams” of grace.”

For the early medievals, the same held true for the ordeal of fire/the hot iron. Prayers recalled how fire revealed much in Scripture–Fire found Sodom guilty but Shadrach, Meshach, and Abednego innocent, and the burning bush of Horeb reveals God Himself. Again, I don’t think we should see the verdict’s rendered by the fire ordeal as merely forensic. The fire, the water (and other types of ordeals) manifest God to men. Some by their holiness and innocence are able to stand, some by their sin cannot. Lea writes with a seemingly exclusive legal bent, and so misses the theological import.

Lea stated that, “The History of Jurisprudence is the History of Civilization.” The sentiment has nobility but is misplaced. One must go deeper at least to culture, and preferably to religion, to see its influence on jurisprudence. This too means that he overemphasizes looking at the technical matters of the law and misses some important caveats to the use of ordeals, two of which are worth noting.

First–Lea gives the impression that the medievals used ordeals willy-nilly at the drop of a hat. Rather, I believe they used ordeals usually as a last resort when they exhausted other means of determining the truth of the matter. Perhaps it is easier for modern, depersonalized society to let matters such as hung-juries or mistrials stand. For those in a pre-modern, more personal and local context, having a unresolved verdict on a matter of great importance might put an unbearable strain on the community.

Second–Lea misses something of the “objectivity” of the ordeal. With no such measure justice might tend toward the “justice” of the strong and powerful. It was not always the case that ordeals vindicated the weak against the strong, but it seems to me that it happened much more often than Lea cared to admit or notice.^

Lea’s anti-religious cards come into full display with certain choice vocabulary words like “superstition,” and “fetish.” Indeed, when the Catholic church issued a general condemnation of ordeals in 1215, Lea does not see the triumph of a more reasonable religion, but a political power play. So Lea blames the church for fostering and encouraging ordeals (including a quip about how they preferred the ordeal of fire, no doubt for its impressive aesthetic qualities), then fails to credit them for dramatically curtailing the practice.

By now the reader may assume that in seeking to explain ordeals more fully and expressing guarded appreciation, I now should “marry” them. I object to such a burden placed on the historian. A practice may have been less onerous than some suppose, but that wouldn’t mean that the practice has no issues. No Church today (with the exception of the snake-handler cult), indeed no churchman I am aware of for basically the last 500 years has recommended the practice. I don’t feel the need to do so either.

Historians usually come in absolutist or relativist garb. The absolutist would say that, “If ordeals are wrong now, it was wrong then. The stories of people emerging unscathed from ordeals are either lies, exaggerations, or works of the devil, for no good can come from such an unjust practice.” A relativist might tell us that we should not judge the past–and indeed cannot judge anyone ever for anything. The historian should work for “understanding” and should avoid “judgment.”

One should use from both perspectives to a degree, but embracing either one in its totality leads to incoherence. Will Durant posed a generous means of interpreting people and cultures from the past. If a man shares the vices of the past, that was unfortunate, but does he have virtues that cut against the grain of his society? How does a culture compare relatively to other cultures of its time? I find the medievals did not so badly on the relative scale, but on the absolute scale, I would not want to bring them back.

I have the feeling that Lea would dismiss all of the accounts of God working through the ordeals as fabrications and propaganda. I will not so glibly dismiss numerous testimonies, and so that leaves me the position of believing that God used an imperfect and “arbitrary” means to achieve His ends. But this is hardly a problem–He has done this since the beginning of time.

The Catholic Church’s Fourth Lateran Council of 1215, which attempted to ban trial by ordeal, gave as one reason the fact that ordeals “tested God.” That is, God pledges Himself to act in certain ways in the sacraments of the Church, but we cannot take this pledge and extrapolate it to any sticky situation we face. We have not the power to call God down and demand He reveal Himself when we are stuck. As C.S. Lewis famously noted regarding Aslan–“He is not a tame Lion.” It may be, then, that the story of trial by ordeal involves not so much the folly of men, but the humility of God, who accommodated Himself to our weakness patiently for a time.

Dave

*It is interesting that no one really writes about the ancient Babylonians, Chinese, Mayans, etc. in the way that we write about the Middle Ages.

**To his credit Lea cites several instances from saints lives of people putting their arms in boiling cauldrons, either to test obedience or another point of dispute, and emerging unscathed.

^As an example, see Eric Jager’s book The Last Duel, which chronicled the plight of a woman who accused another prominent nobleman of raping her. The issue could not be definitively resolved at trial, and her husband agreed to fight the accused to the death to determine the verdict. He won, and the accused was pronounced guilty.

We should pause for a moment and flip the script, putting jury trials under a touch of scrutiny. One can read online a plethora of articles about the fairness of juries, the random nature of verdicts, and so forth. Again, I would not suggest replacing jury trials with medieval ordeals, but for someone like Lea, who believed that ordeals were entirely arbitrary, modern evidence about juries does not give us as much separation from the past as we might wish. And yet, we too have to invest the jury trial with a kind of sacredness if we are to have any kind of society at all.

The Idea of an “Empire of Liberty”

How we label things, or how we construct their meaning and place in history, obviously will say a lot about us.

The Constitution serves as a good example.

The Constitution has its flaws, its oversights, and some ungainliness about it.  We understand that it’s obviously not perfect. But it surely has worked on some level, having lasted this long.  Because it has worked (or at least we assume it has — more thoughts on this later), we think of it as a very “modern” and forward-looking document.  This matches how we think of ourselves.  We are a “progressive” people, the documents that define us must also have the same character.

But in his two books Empire of Liberty, and The Idea of America acclaimed historian Gordon Wood makes the point that the Constitution tried in fact to stem the rising tide of “liberty” and change unleashed by the “spirit of ’76.” The Constitution may not have been a completely “reactionary” document but it was a response to a quick erosion in society of what many elite revolutionaries like Adams and Madison held dear.

Through various quotes and citations, Wood lists the changes seen and feared by such men in the 1780’s . . .

  • A loosening of traditional relationships between men and women — parents had much less control over who their children married.
  • Riots and protests against professors at the few (and elite) colleges by many students demanding curriculum changes, attitude changes, and the like
  • A decided turn against the virtues of the ancient Romans and a great movement toward the ideas of tolerance and conviviality as the means to hold society together
  • Democratization of religion, which became much less authority driven and much more ‘touchy-feely.’
  • Extreme partisan politics on local levels, with stories of violent behavior in state legislatures rampant.  The rise of the “party-spirit” in politics bewildered many.
  • Both “free love” and drugs going mainstream into the culture

Ok — the last is not true, but if one looks at the list, it looks quite familiar to us, making us think of the 1920’s or the 1960’s, or today.  Maybe we must face the fact that this is what America was, is, and ever shall be.  As Alfred North Whitehead once said, “The major advances in civilization are processes which all but wreck the societies in which they occur.”

Wood asserts that while the Constitution succeeded in establishing a structure that put up some barriers to change, overall the idea of liberty and “the people” triumphed over the Constitution’s conservative aspirations.  In the end, the idea liberty and the reality of the voice of the people ended up remaking the Constitution in its own image.  The Anti-Federalists, those who opposed the Constitution’s ratification, lost the battle but won the war.  The best the ideals of Washington and Adams can do now is fight rear-guard actions against the overwhelming power of the “people.”

Though initially shocking to our sensibilities, the idea of a reactionary Constitution helps make sense of much of American history down to the present day.  It also partially explains why appeals to the vision of the founders, or the intent of the founders falls on deaf ears.  For one, Madison and others probably believed that the factional “evils” they saw in state governments would not transfer to the national legislature.  Perhaps Madison wanted a stronger national government because he thought that only the “better sort” would get elected to the national legislature and thereby elevate discourse.  This “better sort” would not fall prey to party politics.  He sought then, more power not so much to the national government but to the “better men.”  However strong Madison’s hopes on this score, they quickly proved illusory.  Madison and others like him either misinterpreted or remained ignorant of exactly what their revolution had wrought.**

At a deeper level, two other questions arise.  Can the structures of organizations curtail underlying driving principles that form such organizations?  I tend to side on this one with the Jurassic Park dictum, “Life finds a way.”  The early “conservatives” could not call upon the spirit of self-determination in 1776 and then expect to put the toothpaste back in the tube once the Revolution had accomplished what they wanted it to.  The population at large could rightly retort, “What about us?” Bowing to the “will of the people” became a necessity, and eventually, a foreordained, positive good. Even a Constitutional “literalist” or “minimalist” like Jefferson gladly dispensed with his principles with the Louisiana Purchase, among other instances.  Like a nuclear blast, the concept of “liberty” leveled everything in its path.  What mattered to most was not the past, but the future.  The founders had done their part, but our vehement abhorrence to anything smacking of aristocracy made us quickly resistant to anything resembling the determining “tyranny of the past.”  John Adams, among others, quickly tried to assert that, “Wait!  That’s not what we meant!”  Most responded with some form of “I don’t care!”  Within a generation of the Constitution’s ratification, “egghead” professions like that of lawyer already were viewed as “elitist” by many, especially towards the frontier.  The seeming radical nature of the “Jacksonian Revolution” actually had its roots laid years prior.

Wood deals with the slavery question related to these political questions, but I found his analysis of the relationship between Americans and Native Americans more intriguing.  He writes,

Conceiving itself as a composite of different peoples, the British Empire could somehow accommodate the existence of Indians within its territory.  But the new American Republic was different: it contained only citizens who were presumably equal with one another.  Since the United States could scarcely imagine the Indians as citizens equal to all other American citizens, it had to regard Native Americans as members of foreign nations with which treaties had to be negotiated.  Of course, most of the Indians themselves had no desire to become citizens of the American Republic.

While the 17th century colonists did fight with Indians, little doubt exists that American Independence proved a disaster for Native Americans.  Problems began years before the war itself — one of the driving issues behind the Sugar Act and Stamp Act involved keeping colonists off Native American land.  Wood’s reasoning fits with de Tocqueville’s thoughts on equality, and the problem persists today. We have yet to work out the tension between liberty and equality.  When the “people” speak (however we measure this) we cannot tolerate deviation from the norm.  The example of Bruce/Caitlin Jenner speaks to this.  How many ESPN commentator’s could keep their jobs and declare that Jenner is tragically mistaken in his actions?  To be fair, had ESPN existed 50 years ago, could anyone have then applauded his actions and kept his job?

One unsaid implication of Wood’s book is pride of place between the American and French Revolutions.  Most see the American Revolution as giving birth to the French Revolution, with the French Revolution as the bastardization of all that went well in America, then withering on the vine as Napoleon took over.  But we might instead see the French Revolution as the real victor, with its sense of the power and authority of the “people” in more or less full swing by the early 19th century in America.  He who laughs last laughs loudest.  Or perhaps both of these positions wrongly presume an essential difference between the two events.  Maybe the American Revolution started to resemble the French Revolution because they had the same origins — fraternal if not identical twins.  If we consider this option, then we may need to reevaluate America history as a whole — an exciting if not daunting task.

“A man’s worst difficulties begin when he is able to do as he likes.” — T.H. Huxley

Dave

*We should note that those at the the Constitutional Convention had different ideas, and others whom we might consider “founders” like Patrick Henry, John Adams, and Thomas Jefferson were not at the Convention at all.

**Wood cites a variety of sources to demonstrate that the traditional understanding of the need for the Constitutional Convention being the weaknesses of the Articles of Confederation are false.  Many had perfect awareness of these weaknesses and their fix remained relatively simple.  The real concerns of men like Madison and Washington lie rather in their observations of the petty bickering of state legislatures, and the fact any man Jack seemingly could get elected to state legislatures.

10th Grade: “It’s the Economy, Stupid.”

Greetings,

This week we looked at the Seven Years War, and the puzzling question as to why the aftermath of the war ended up driving Americans and the British apart. Why this happened should puzzle us, because usually when two sides ally, fight together, and win, it draws them closer together.  We got some hints this week as to how this might have happened.

In the end, I think the war had this effect because of fundamental disagreements about the reasons for the war, the reasons for changes in British policy, and the question of colonial identity.

1. Why was the war fought:

  • I think the British thought of the war being fought for the benefit of empire generally, but more specifically for the benefit of the colonies.  The French were now far away,  a secure border established with the Indians, and a clear treaties signed to that effect.
  • The colonists fought out of a sense of duty to empire, but they did not ask for or cause this war.  The border was just fine, thank you, before you came.  We hate your treaties because it limits our expansion.  You are infringing upon our rights of self-determination

2. Changes in Policy

  • The British faced enormous debts at the end of the war.  They felt that they should shoulder the overwhelming % of the cost.  But they did ask the colonies to help bear perhaps around 10-15% of the burden of maintaining troops out west along the frontier.   These troops, of course, were there to protect the colonists, and to enforce the treaty (i.e. make sure we did not cause trouble along the border).
  • The colonists saw the British debt as England’s problem.  What if we were taxed to help relieve the debt of Greece, for example?  The troops were there not to protect but to possibly infringe on our liberties, and meddle in our affairs.

3. The Question of Identity

  • The British saw the colonies as an extension of England itself — England transplanted far away — hence names like ‘New England,’ ‘New York,’ etc.
  • The colonies saw themselves as part of the British Empire, yes, but much in the same position as Ireland or Scotland, who had sovereign control of their own domestic affairs, and England could not tax them.

Another backdrop to this dispute was the role of Parliament in English affairs.  Over the course of the 18th England saw a gradual rise in the role of Parliament in relation to the power of the king, after many immigrants to the colonies had already left. All early colonial charters and governemtns professed their allegiance and loyalty to English kings like James I, Charles II, etc. but are silent on the question of Parliament.  They did not directly experience this gradual in English history. They recognized the authority of the king as a kind of figurehead of empire, but Parliament?  Parliament, in their experience, was a body sovereign only in domestic English affairs, and not in the empire as a whole.

The Seven Years War also created a perfect storm of factors involving land.

The war settled questions of the colonies’ western frontier, and so it shouldn’t surprise us that the British victory helped spur on massive emigration west towards the newly acquired land.

At the same time, the new land may have been at least a partial impetus for a massive influx of immigration from the British isles of people wanting a “fresh start” in America on basically free land.

Thus, at just the moment when the British wanted to restrict western movement to prevent another conflict with France, settlers poured into these very same territories and pushed the limits of the treaty.  Ideally I include a map below to show you this, but alas, I could not find an electronic version of the map I handed out in class showing this western push, so do feel free to look at the map I handed the students last week.

Like ships passing in the night, the colonists and the English saw land differently as well.

For the colonists, land represented opportunity, opportunity that did not exist in the more aristocratic, patron-oriented system in England.  Restricting land, for many colonists, meant restricting self-government.

The British must have found this hard to swallow.  They could understand the link with land and independence, even if they did not feel the link as keenly.  But, as far as they were concerned, the colonists surely had far more than enough to go around.  The original colonies contained about 430,000 square miles, compared to about 70,000 square miles in England.  The Seven Years War only added perhaps an additional 200,000 square miles for the colonists.  Now you say you want more?  How much is enough?

We closed the week by examining the Sugar Act, in particular.

The Sugar Act has to be put in context with the following:

  • England’s Debt.  Their normal peacetime budget was 8 million pounds a year.  The interest payment on their war debt alone was 5 million pds./year.
  • The fact that colonists on the border had, hardly before the ink dried on the treaty, strayed across the Appalachian border and brought on a conflict with the Pontiac tribe.  This worried England to no end.  They just got finished fighting a long and expensive war.  The last thing they wanted was to be drawn into another conflict.  Some students rightly asked why the British would care about skirmishes with Indians.  I don’t think the British worried too much about the Indians, but beyond the Indians lay the French.  If the colonists clashed with the French, it would become England’s business.  Besides this, the treaty that ended the war was a mutually agreed upon international treaty.

Of course, no colonial representatives had a part in the terms of this treaty.

  • During the war many New England merchants expanded their operations to deal with increased trans-Atlantic traffic.  The end of the war left many over-extended and in financial trouble.  A number of merchants resorted to smuggling to help make up the difference.  The smuggling mostly centered around the molasses trade.  England collected a 6 pence/gallon duty, but people knew that if you approached the right people you could get a 1 1/2 pence/gallon ‘off the books’ price, which England would never see.

So, Parliament enacted the Sugar Act in 1764.  It had a broad purpose, ultimately geared towards getting England back on its feet economically. Over the last few years, we are all familiar with a political atmosphere dominated by economic concerns, and we can understand the hope we might feel if a plan emerged to ease our pain.  England hoped to raise about 20% of the cost of maintaining English troops along the border out west.

Ultimately, the act was designed to raise revenue indirectly from the colonists.  Here’s how they wanted to do it:

  • The British lowered the import duty to 3 pence per gallon (instead of the normal 6 pence) in the hopes that this would deter smuggling.
  • They gave expanded powers to customs agents to search cargo.  And, they gave them legal protection in case of a mistaken accusation.  Currently, accused smugglers went on trial before their peers, and, of course, were often acquitted.  Customs officials would then have to pay a heavy, heavy fine for ‘false accusation.’
  • They wanted to encourage the colonists to manufacture and sell their own rum.  Hence, they erected a variety of barriers to the purchase of French rum from the Carribbean, and lowered the import duty (cf. ) on British sugar. That way, the British get the import duty, and the tax from the sale of local rum (taxes on the sale and manufacture of alcohol was a primary revenue source for governments in the early modern age, before things like income tax, sales tax, etc.)  Aside from that – be good British subjects and stop giving money to the French!

Thus, no one is hurt, or even directly taxed.  We stop breaking the law.  The British get money.  Colonists are protected from Indians.  It is all very reasonable in the typical British way.

So, why did we object to the import duty being lowered (in fact, colonists continued to smuggle until the British lowered the duty to 1 pence p/gallon, below the smuggling price)?

  • The expanded search powers gave customs officials the right to seize cargo on mere suspicion.  Their warrants were in effect, blank checks.  Colonists felt that this violated their rights.
  • A large amount of hoop jumping was now required to prove the validity of cargo.  The lives of many merchants got much harder.  Think of how the process of obtaining a loan changed after 2009.
  • Accused smugglers could now be tried not in local courts, but special admiralty courts.  In other words, they would not be tried by a civilian court of their peers, and again, the colonists believed this violated their traditional rights.
  • Who cares about the troops in the forts anyway?  We were doing just fine before you showed up, thank you very much.  We managed our own affairs for the last 125 years and can still do so without your help.  We helped you with the war, like we were supposed to.  But this war was your idea, not ours.  We should not have to help pay for it, indirectly or otherwise.

At root in this controversy is the exact nature of the relationship between the colonists and England.  England saw the colonists as essentially extensions of themselves.  Thus, Parliament had jurisdiction over them just as they would any town in England.  The colonists saw themselves akin to Ireland, part of the empire but internally, entirely self-governing.  Even a little bit of meddling was still meddling, and still unjustified.

So, is one side right, and the other wrong?  Are both partly right?  Who is mostly right?  The students were not in agreement, which is just how I like it!  It should make for some interesting discussions next week.

Blessings,

Dave Mathwin

8th Grade: Enslaving Others, Enslaving the Self

Greetings,

This week we looked at Spartan civilization and began our look at the beginnings of democracy in Athens.  We will have a test next week on Early Greece.

We began our look at Sparta by examining its geography.  They had access to a limited water supply via a river, but otherwise a variety of mountains nestled them inland, and they had little contact with the sea.  We have seen this kind of geography before — in Assyria.  Geography never commands, but it does suggest, and like Assyria, Sparta developed with an almost exclusive focus on warfare.  One historian commented

When the Spartans found their ploughlands too narrow for their population, they did not turn their eyes to the sea, like the Corinthians or Megarians.   The sea is not visible either from Sparta city or at any point on the Spartan plain.  The natural feature which dominates the Spartan landscape is the towering mountain range of Taygetus.

Archeological records indicate a significant shift in Spartan civilization sometime around the year 730 B.C.  According to tradition a group of Dorian Greeks invaded Sparta successfully, and became the “new” Spartans, enslaving the locals called Messenians.  But they quickly faced a problem.  The Messenians vastly outnumbered them and had already attempted one revolt.  It seemed likely that other revolts would follow, and eventually they would overwhelm their conquerors.

The Spartans could have retreated, or they could have simply slaughtered the inhabitants and moved on somewhere else.  But their solution to the problem seems uniquely Greek to me.  They transformed their society by militarizing it, making every male a soldier, allowing themselves to continually have a challenge to master.  All this provided extra opportunity for showing “arete,” or, “excellence.”  No longer could one choose to be a shoemaker, farmer, and so on.  By 620 B.C., after the second war between Sparta and its enslaved population, every male now carried a spear, and the slaves grew the food.  Herodotus records one  Greek commenting to the Persians in 480 B.C. that

Free though the Spartans are, they are not free altogether.  They too serve a master in the shape of Law.  They show this by doing whatever their master orders, and his orders are always the same: ‘In action it is forbidden to retire in the face of the enemy forces of whatever strength.  Troops are to keep their formation and either conquer or die.

They sacrificed everything to make this happen.  Making every male a soldier, and using the slaves to farm did consolidate their conquest.  But 1) All traces of cultural creativity disappeared, 2) No personal freedom of job, lifestyle, or travel, was allowed, 3) Boys were separated from their families at a young age, 4) Slave economies lack effeciency, so resources were precious.  Any infant deemed physically unfit was usually killed, and so on.  Spartan society  ‘stopped’ in sense.  But they developed the most feared heavy infantry force in ancient Greece, and that was enough to give them power and influence.

This ideal impacted their marriages.  They arranged to have the strongest men marry the strongest women to create the best chances of strong sons.  If marriages did not produce strong children, they were encouraged to look elsewhere.  Women bought into this ideal as well.  They spent their time training their bodies to have children.

Their society had all the strength of a high powered rifle bullet.  Powerful, yes, but narrow in its application.  The Spartans sacrificed what most would consider to be the things that made life worth living, such as personal freedoms, family life, cultural experiences, etc.  Truly, you are what you worship.

Was it worth it?  Some might argue that their slaves lived better lives than the Spartans.  It appears they had more variety in their diet, and possibly more personal freedom as to who they married.  Of course, they had harsh lives under the constant watch of Spartan overlords, but did the Spartans live much better?  The Spartan world and lifestyle had all the narrowness of slavery.  The old adage, “This will hurt me more than it hurts you,” might stand true for the Spartan regime.

Aristotle wrote the best epitaph of the Spartan system, saying,

Peoples ought not to train themselves in the art of war with an eye to subjugating neighbors who do not deserve subjugation. . . . The paramount aim of any social system should be to frame military institutions, like all social institutions, with an eye to peace-time, when the soldier is off duty; and this proposition is borne out by the facts of experience.  For militaristic states are apt to survive only so long as they remain at war, while they go to ruin as soon as they complete their conquests.  Peace causes their metal to lose its temper; and the fault lies with the social system which does not teach its soldiers what to make of their lives when off duty.

Arnold Toynbee concurred and wrote,

The superhuman–or inhuman–fixity of Sparta’s posture, like the [doom] of Lot’s wife, was manifestly a curse and not a blessing.

Blessings,

Dave