A Donut Shaped Universe

If anyone every feels a tinge of excitement opening Plato’s Republic for the first time, many find the text quickly snuffs it out. This foundational philosophical work starts off with a rather mundane conversation. Then, when Plato starts to talk about how the state should be built, one of the first points he makes is that no one should more than one job, one task. Stay in your lane, and do not deviate. Otherwise, “great evil” would result.

Such pronouncements strike moderns as absurd and non-sensical. I like Plato and think The Republic deserves its place in the canon, but I too never really liked the explanation given by various commentators about this section of the work.

Ah . . . but Jane Jacobs may have discovered the answer–one I had never heard or considered before.

All readers know the pleasure of discovering a new author, with the prospect not only of the current book in front of you, but of all of their other works. Well, historians get the same thrill as seekers of fiction, and I have to say . . . Jane Jacobs has been too long absent from my life. I am not sure if I agree with her, but that is not the point. The best teachers you have had may not have agreed with you, but pushed you to think, explore, and wonder.

But I have another qualification for a good historian–one cannot be simply a “one thing after another” type of historian. I would say that such people are in fact not historians–however good their research skills–for historians must create meaning. This means that historians must consciously synthesize even if they do not wish to overtly systematize. Jacobs showed in her most famous work (which I have not read) The Life and Death of American Cities that she can pick order out of the seemingly scattered flotsam of different neighborhoods.

One wants to agree with such people, and I find it annoying for the moment that I cannot decide quite what I think about one of her perhaps lesser-known works, Systems of Survival, a book that attempts to unify the entirety of history into two moral systems, or two ways in which civilizations, organizations, or movements, can order themselves. I admire the audacity of the attempt, and I love too that she organizes her thoughts in the form of hypothetical conversations–more books should take this accessible approach.*

Jacobs broadly identifies two “casts of mind” throughout history that derive from these two moral modes of being. The first, the “Guardian,” and the second, the “Commercial.” I think that “Cosmopolitan” fits better (my first minor disagreement with Jacobs), but I will stick with her terms. She has two of her characters demonstrate this with the following conversation:

Guardian: The love of money is the root of all evil.

Commercial: The love of power is the root of all evil.

G: History tells of the dynasties and the fates of nations and empires.

C: History tells us of how social, material, and economic conditions have changed.

G: The most valuable archeological findings are of art, religious artifacts, tombs, of kings, etc.

C: The most valuable artifacts are clues to how people lived everyday life, how they made their living, their tools and materials.

G: War and preparations for war are normal and peace a hiatus from war.

C: No–peace is normal, war is the aberration.

G: Man is a territorial animal.

C: People are city-building animals.

G: Knowledge is a weapon or possibly an adornment

C: Knowledge is a tool.

G: Intelligence gives us insight into others’ way of thinking–we should focus on what divides us.

C: Intelligence means primarily the ability to pick up new skills and good reasoning.  We should focus on what unites us.

G: China is prosperous at our expense.

C: China’s prosperity raises everyone’s standard of living.  Economic gain is not zero-sum.

G: ‘Ask not what your country can do for you, but what you can do for your country.’

C: The state exists for the sake of the people–that’s Locke, Rousseau, Madison–the social contract.

These casts of mind come from what Jacobs describes as two “moral syndromes.” By “syndrome” she simply means that the various parts of the moral system necessarily run together. She calls these the “Commercial” and “Guardian” moralities, and part of the vim and dash of the book is that she commits to the idea that these two “syndromes” are all that have ever existed. The values of each system are . . .

The “Commercial” Syndrome

Shun Force–Come to voluntary agreements

Be honest–collaborate easily with strangers

Compete–but respect contracts and other voluntary agreements

Use initiative and creativity

Be open to new things–change should be embraced

Be thrifty and efficient

Promote comfort and convenience

Dissent is valuable for the sake of the task

Invest for productive and practical results

Be optimistic

The Guardian Moral Syndrome

Shun trading, and exert prowess

Be disciplined and obedient

Value tradition and the ‘old ways’

Respect hierarchy–strive for loyalty

Make rich use of leisure–be ostentatious

Dispense largesse

Group exclusivity strengthens internal identity

Treasure honor

Jacobs has much to say about both, and of course both go right and wrong in different ways. In general, most of the world used to subscribe to a Guardian morality and now certainly the first world at least has shifted to the Commercial syndrome. But the shift has not been absolute, as ancient Babylon and classical Athens strike me as mainly “Commercial” in nature, and even “Guardian” civilizations had Commercial aspects. Cities, and any civilization with a port, generally need to adopt a commercial mentality.

I found myself much taken with her analysis, as it explains a lot of the success and frustrations we have with our predicament. The benefits of the Commercial syndrome seem almost second-nature. Our religious and political freedoms arise from it. The material comforts we enjoy come from the speed of innovation (and its accompanying trampling of tradition) over the last 250 years.** Many of our “freedoms” have also resulted from a variety of moral innovations, especially in the area of sexuality. To point out the obvious, if we like democracy we have to value collaborating with strangers.^

But a second look reveals its weaknesses. A “Commercial” society will never build pyramids or cathedrals–hence the constant critique of the vanilla-tapioca nature of democratic culture. The promotion of comfort will make it hard for us to sacrifice without an extreme need. The combination of valuing comfort and dissent make it hard to act as one with common purpose.

The Guardian Syndrome obviously has its associations with aristocracy and its attendant abuses–be they spiritual (such as pride), moral, (indolence) or otherwise–we see right away. But the Guardian syndrome can also give more civic-mindedness & “noblesse oblige.” Those in a Guardian society know their place and need not fight for it. Most every kind of environmental advocate, for example, uses aspects of the Guardian syndrome, i.e., hedging in and protecting defined spaces, and knows the futility of their approach to a Commercial syndrome society (something that Paul Kingsnorth discovered).

But back to Plato . . .

Jacobs surmises that what Plato might have meant by his condemnation of having more than one job or “calling” strongly correlates to these moral syndromes. When we “mix” these syndromes together we have the possibility of dangerous moral hybrids. A few examples . . .

  • In the 1980’s NYC sought to help fix crime on their subways by injecting the Transit Police (police have a natural Guardian morality) with certain Commercial incentives. The cops got rewards for things like efficiency, i.e., numbers of arrests, and competition (promotions for higher numbers). The result–Transit Police began falsely arresting people least able to fight the charges–the poor–who were mostly minorities.
  • The Nazi’s took certain aspects of the Guardian morality (such as defense of the homeland) and combined them with Commercial science, whose ‘innovation’ had spawned new racial theories, military ideas, and industrial capacity.
  • Marx hated bourgeois Commercial morality. But all of his theories lay rooted in western political categories of thought. One result–A generally Guardian mentality in terms of communal unity, but applied on a scale of universal Commercial ideology. Guardians tend towards being apolitical, but the Soviet Union also united the Guardian aspect of loyalty with Commercial ideological innovation. So–to be on the wrong side of the prevailing ideology=disloyalty to the state.

Yes, Jacobs also discusses positive moral hybrids, but seems to lean towards Plato’s conclusion that mixing them brings problems more often than solutions.

So far, so good. I found Jacobs’ thoughts stimulating and illuminating. Where I part ways with her comes with her theory of how these two moral syndromes developed. She postulates a material cause for each, with the guardian mentality arising from war, and the commercial from trade. But it is mind that generates matter, so to speak. It is mind that shapes matter. I won’t defend this proposition here, suffice to say, as a Christian I reject a strictly materialist argument for the origins of civilization. But, Jacobs has a point. These moral syndromes have ancient roots–more ancient than she supposes.

For civilizations to work, they must take into account both unity and diversity. Something must bring them together for a society to form at all, yet if this “something” binds them too tightly it will neglect their individuality. This has its roots in Being Itself. God is both Unity (1 God) and Diversity (3 Persons).

Christ, being both God and Man incarnated this duality/tension. He revealed to us both what I will “Open” and “Closed” ways of being. The Open way shows how God shows Himself in Nature (Ps. 19:1) or our fellow man (Mt. 25). Marriage is an icon of Christ and His Church. (Eph. 5). In other words, the Open way encourages us seek Truth in our experience of the world.

But just as often, we are encouraged to take the Closed way. We must gouge out our eye if it causes us to sin (Mt. 5). St. Paul often posits enmity between the world, the flesh, and the Spirit. Christ tells us that we must “hate” even our mother and father for the sake of the Kingdom. The Closed approach urges us to seek the Truth by narrowing, not broadening, our focus and shunning the trappings of this mortal coil that we might see God and God alone.

So is the Open or Closed way superior? The answer, of course, is ‘Yes.”

I love that the world Jacob’s presents has coherence–two halves, coming together to make a whole. The problem is that, like a donut, it lacks a center. Without this center, Jacobs’ outstanding observations lack any real meaning. But with the center, we have the possibility of real coherence.

And who would complain about having an extra bite of a donut?

Update . . . if only Jane Jacobs were here to comment on the Blue Angels flyover that happened Saturday (May 2, 2020), she might argue that one’s reaction to the event would pefectly pigenhole a person into one of the two aforementioned moral syndromes–if we keep in mind that heavily symbolic and “ostentatious” nature of the event:

Commercial:

  • This display wasted money that could have been used to so much better practical good
  • This display wasted time and effort.
  • This display foolishly misdirected our attention–encouraging the American public to look at the shiny object, rather than a) the problem itself, or b) the politicians and agency heads responsible for gross mismanagement of the whole pandemic.

Guardian:

  • We live by symbols, and having our most famous and powerful planes flyover gave the nation a powerful symbol of American pride and resolve.
  • These “unnecessary” displays are in fact, absolutely necessary. We are not materialists–we need such acts to lift us out of the mundane of our lives. We need ‘elevated’ out of our current circumstances. We need inspiration as a people if we are to win the “war” against the virus.
  • Leaders act responsibly when they provide these symbols for the people–something to inspire awe and help unify them.

*Another notable fact about Jacobs–she had no college degree and can be therefore classified as an amateur. Toynbee would have rejoiced.

**Though–different writers from different perspectives, such as Tyler Cowen, Ross Douthat, Peter Thiel, and even Jane Jacobs herself (in her last book Dark Age Ahead) have declared that innovation has essentially ceased in western economies.

^This kind of collaboration also seems on the decline, in Congress, in marriages (Republicans don’t marry Democrats, and vice-versa), etc.–and this may herald a decline in democratic practice.

Rebels Against the Future

(The Grumpy Old Man podcast that touches on some of these themes can be found here.).

**************************

A few years ago at the Circe Institute conference Andrew Kern made a startling statement.  In the midst of his opening speech he mentioned the Luddites.  I have always assumed (like most of us I suppose) that the Luddites attacked the mechanical looms for economic reasons.  But Kern suggested that perhaps the Luddites acted unknowingly for more fundamental reasons.

All throughout ancient literature (which people in the early 19th century would be familiar with) weaving relates strongly to wisdom.  So Penelope’s weaving, for example, is not merely a clever device to stall the suitors.  She represents wisdom and faithfulness in contrast to the suitors who grasp for power and wealth.  They will not confirm Odysseus’ death, rather they will take what they want in defiance of the pattern of creation and marriage.  The idea of the “fabric of society” closely relates to weaving, and so on.

So, Kern surmised, the Luddites didn’t just act to try and preserve their jobs.  They may have acted to preserve the idea of wisdom itself, though almost certainly not overtly but in a sub-conscious, Jungian sense.

I thought the idea intriguing at the time, but perhaps a bit of a stretch.  But I started to look for weaving in ancient literature.  To my surprise Plato uses weaving in his dialogue “The Statesmen” as an analogy for good government. With Jason and his Argonauts we see Medea the sorceress contrasted with Queen Arete, who is weaving when we first meet her.  In Homer’s The Odyssey we see a couple of references to the span of life compared to a thread (7.197-198, 24.38-29).  Melville uses similar imagery in chapter 47 of Moby Dick, and we also see it in the Upanishads.  Isaiah 38:12 reads, “My life was with me as cloth on a loom, when she that weaves draws near to cut off the thread.”

The philosopher Porphyry uses very similar imagery in his On the Cave of the Nymphs, another reference to the Odyssey (13.102-112).  Here Homer refers to a murky cave which contains, among other things, “looms, likewise of stone, on which the nymphs wear weave sea-purple garments.”  Porphyry writes (and we should remember that he–unfortunately–believed in the pre-existence of the soul),

What symbol could be more appropriate than “looms” for souls descending to birth and the creation of the body?  , . . For flesh is formed in and around the bones, which in living beings resemble stones.

We should not miss the connections to the fundamental facts of weaving, birth, death, blood, and the like.

So perhaps Kern, and the Luddites themselves, were on to something.

I finally went in search of a book on the Luddites and came across Rebels Against the Future by Kirkpatrick Sale.  Sale gives a good overview of the Luddites but does little else.  He gives us some important perspective, showing us that the Luddites had nothing against technology per se, but only against, to quote from a Luddite letter, “Machinery hurtful to commonality.”   He clearly favors the Luddite cause and shows many examples of their courage.  Sale’s explanation for the Luddites ultimate failure, however, leaves out to my mind the most basic reason.  In resorting to violence, they at times fired upon common men like themselves, and thus abandoned their moral high ground.  Furthermore, their use of violence played directly into the hands of their adversaries.  Once they broke the law, the state naturally would defend the men behind the machines.  And the state had much more force to use than the Luddites.*  Had the Luddites exercised more patience and used a non-violent, grass-roots approach, history might have been different.  As to how different, Sale offers no thoughts.  Did industrial looms pose more of a threat than factories that performed other tasks?  Would it be possible to industrialize in some areas and not others?  If other countries industrialized their economy, and thus, their armies, what would the consequences be for a non-industrial country?  The age of imperialism might offer some hints on this, and questions about community balanced with security (among other questions) should be asked.

Sale just scratches the surface.  Maybe not much else exists to see.  Maybe the Luddites had no higher purpose than saving their jobs.  But I think the Luddites continual references to “commonality” hints that Kern had more insight than I first supposed.  I will hope to find other books that can take the issue deeper.

My favorite part of Toynbee’s sixth volume of his A Study of History deals with his examination of what he calls archaism.  “Archaics” in his context seek to recover their civilization in a time of crisis by using a time-machine to travel back to some imagined golden age.  We should much prefer archaism to “futurism.”  The past has the advantage of having an actual reality and thus restrains action somewhat.  The futurist has no such limitations, and the evil they work in their earnest desperation will likely be much more terrible.  Toynbee points out that archaists would usually rather be archaeologists than politicians.  Alas, political realities set in and something must give.  The impossibility of drawing back the masses to the past with you means that archaists often choose violence in the end.  And this ends up dooming their movement.**

I think the Luddites use of violence contributed heavily to their defeat, but I would not call them “archaists.”  They sat on the knife-edge of change and saw a darkness on the horizon.  The “past” they tried to preserve was in fact the present.  Given that they did not reject all technology they had no wish to futilely put the brakes on all aspects of societal change.  They saw clearly what the Industrial Revolution would do to their communities and their sense of self.  If they did not submit to “archaism” they had more psychological flexibility at their disposal, which makes their use of violence more troubling to me.  Perhaps in the end they simply lacked the very rare traits necessary to translate those ideas politically.

Or perhaps their concerns went far away from politics.  Perhaps they saw themselves as doomed crusaders, but bound, like crusaders, to something deeper and older than politics.

Maybe.

According to the Tradition of the Church, at the Annunciation the Virgin Mary was found by Gabriel in the Temple . . . weaving a veil for the Temple where she resided, and some icons of the Annunciation (such as the one below from the 14th century in Serbia) show this as well.

In Hebrews 10:20 we see the identification with Christ’s body with the veil of the sanctuary (10:20), and we know that both the Temple curtain and the Body of Christ were broken for the life of the world.  Father Maximos Constas writes, “With the strictest visual economy, then, Mary’s thread gives consummate expression the . . . continuum of conception and crucifixion.”^

From St. Epiphianos:

About Eve and Mary it was said, “Who gave women the wisdom of weaving, and the knowledge of embroidering? (Job 38:36).  For the first wise woman, Eve, wove material garments for Adam, whom she had stripped naked.  This labor was given to her, for it was through her that the knowledge of nakedness was acquired, and thus to her was given the task of clothing the perceptible body.

To Mary, on the other hand, it was granted by God to give birth to the Lamb and the Shepherd [cf. John 1:29, 10:11], so that from his glory we might be clothed in a garment of incorruptibility (1 Cor. 15:53-54).

And from St. Nelios the Ascetic:

The Theotokos [that is, Mary, the “Mother of God”] displayed such “wisdom and manifold knowledge” (Job 38:36) that, from the wool of the Lamb who was born from her, she was able to clothe all the faithful with garments of incorruptibility.  For all true Christians stand at the right hand of the King, in golden-fringed garments, embroidered in myriad forms of the virtues.

So it may be that the liturgy of the loom points us toward the wisdom of knowing salvation itself.  I’d like to believe that the Luddites thought likewise, and would love for someone to prove or at least suggest this in another book about them.

Dave

*Gene Sharp makes brilliant points about the benefits of non-violent struggle against states or state-sponsored entities in “From Dictatorship to Democracy,” available online.

**I.e, Tiberius Graachi, who committed himself almost entirely to non-violence.  But he did violate the Roman constitution and so became a law-breaker.  This may have cost his movement the fence-sitters they needed, and it also opened the door for the Senate to respond with force.

^The entirety of this paragraph owes everything to The Art of Seeing by Father Maximos Constans, pp. 108-109, as do the quotes below, found on p. 129

10th/11th Grade: Bismarck and “Unnatural States”

Greetings,

This week we began to look at German unification, orchestrated under the brilliant and controversial Prime Minister of Prussia Otto von Bismarck.

Bismarck raises some important and perhaps uncomfortable questions about leadership.  What is the line between serving the interests of your country and serving God?  Should nations be treated akin to how one would treat individuals, and therefore punished and rewarded like individuals?  Or, should nations be thought of as artificial entities that do not have to play by the same rules as people?  Cardinal Richelieu of France ((17th century) said that, ‘People are immortal and thus subject to the law of God.  Nations are mortal ] and are subject to the law of what works.’ That is, artificial and unnatural creations — one can’t imagine the universe as it is without gravity, but it would be the same universe without the United States.  This hearkens again to Richelieu who would have argued that while Frenchman are Catholic, France is not.  France can’t be Catholic any more than a cardboard box could be Catholic.  Frenchmen may be redeemed, but France will have no heavenly judgment or reward.  For better or worse, Bismarck would have agreed with him.  He also said,

If one wants to retain respect for laws and sausages, don’t watch them being made.

Politics for Bismarck was a dirty business, and there was no point pretending that success would not mean getting his own hands dirty.  But for Bismarck, the world of international politics remained essentially unredeemable, a conclusion Christians may not wish to share.

While there are many debatable aspects of Bismarck, a few things are beyond dispute.  He gained an advantage over some of his foreign political adversaries in part because he recognized what the Industrial Revolution would mean for politics before others.  He realized that

  • Mass production would lead to a ‘mass society,’ where mobilization of opinion could make a huge difference.
  • Old aristocratic Europe was finished, at least in the sense that kings and nobles could no longer act without direct reference to their populations.  The press and public opinion would be nuisances to others.  Bismarck saw them as opportunities for making Prussia’s actions much more potent.

Bismarck is  controversial because

  • He used democracy, but he did not believe in democracy. Bismarck “believed” in a strong state and saw democracy as a possible end to create that state. But he would also use other means to suit his purpose. In the end for Bismarck, ‘blood and iron,’ not speeches, win the day.  Force and strength were the best projections of power, though to be fair to Bismarck, he believed in a limited/surgical use of force.
  • Bismarck was the ultimate realist.  He believed that concerning oneself with justice, for example, could lead one to get carried away, to lose focus.  The primary motivation for policy should be whether or not it serves the interest’s of the state.  Don’t first concern yourself with rewards or punishments.  Do what serves the ends of the state.  A foreign policy built primarily on  morality (an example might be punishing or rewarding a country based on their human rights record) was not proper for a nation, however much individuals should be concerned with it.

As an example of his policy we can look at his actions during the Polish bid for independence from Russia.  When the Poles attempted to break from Russia almost every major power gave speeches expressing their support for the Polish cause.  They did so, no doubt, for a variety of reasons:

  • The Poles vs. Russia was a great underdog story and everyone loves an underdog
  • Independence movements were rife throughout Europe and everyone loves to bandwagon.
  • Polish success would weaken Russia’s power, and most wanted Russia weakened whenever possible.

Bismarck shocked everyone by not supporting the Poles, but even offering public support — and troops — to aid the Russians in crushing the rebellion.  Why did he take such a position?

  • Speeches make you feel good and important, but speeches themselves will not help the Poles one whit.
  • These speeches, however, will serve to alienate Russia, and you would have gained nothing and angered a major power. The words of encouragement you offered Poland (without actually helping them) might even alienate Poland as well (think of a situation where you are carrying something very heavy, and someone nearby offers words of encouragement but doesn’t lift a finger to help. You probably would not have warm feelings for that person).
  • No foreign power would actually send troops to aid the Polish, so again, the expressions of support meant nothing in reality.
  • The Poles, without foreign aid, would certainly lose.

Thus, it seemed far better to Bismarck to go against the grain and actually aid his country by standing up for Russia in their time of need.  Yes, other countries would get momentarily upset at Prussia’s actions, but again, it would mean nothing.  Bismarck planned to cash in  the favor he performed for Russia later, and he did in the Austro-Prussian War of 1866.

To put Bismarck’s actions in perspective, think of the “Free Tibet” movement that we occasionally hear about.  Lot’s of people make speeches to end Chinese occupation of Tibet.  But . . . no one will actually do anything about it.  No one would risk war with China over this issue.  The words of sympathy given to Tibet 1) Do nothing for the Tibetans, 2) angers China, which makes them 3) not just worthless, but counterproductive.

To put Bismarck’s actions here in perspective, imagine if a U.S. president not only did not support Tibet, but publicly supported China.

It would be a bold move.

This does not mean that Bismarck was personally amoral.  Rather, if nations are essentially ‘pieces on a chessboard’ they cannot be sinned against.  You can sin against people.  But you cannot sin against shapes on a map.  This hearkens back to Richilieu’s foreign policy for France some 250 years prior, and to Machiavelli before that. In the same way, no one would call you a ‘sinner’ if you bluffed in poker.  The poker game is in a sense, an alternate reality where different rules apply.  For Bismarck, the same is true of politics.  We see this philosophy come through in his famous musings after Prussia’s victory in the Austro-Prussian War:

We had to avoid wounding Austria too severely; we had to avoid leaving behind in her any unnecessary bitterness of feeling or desire for revenge; we ought rather to reserve the possibility of becoming friends again with our adversary of the moment, and in any case to regard the Austrian state as a piece on the European chessboard. If Austria were severely injured, she would become the ally of France and of every other opponent of ours; she would even sacrifice her anti-Russian interests for the sake of revenge on Prussia. . . .The acquisition of provinces like Austria Silesia and portions of Bohemia could not strengthen the Prussian state; it would not lead to an amalgamation of German Austria with Prussia, and Vienna could not be governed from Berlin as a mere dependency. . . .Austria’s conflict and rivalry with us was no more culpable than ours with her; our task was the establishment or foundation of German national unity under the leadership of the King of Prussia.

….To all this the king raised no objection, but declared the actual terms as inadequate, without however definitely formulating his own demands. Only so much was clear, that his claims had grown considerably since July 4. He said that the Austria could not be allowed to escape unpunished, and that, justice once satisfied, we could let the misled backsliders off more easily; and he insisted on the cessions of territory from Austria which I have already mentioned.

I replied that we were not there to sit in judgment, but to pursue the German policy. Austria’s conflict and rivalry with us was no more culpable than ours with her; our task was the establishment or foundation of German national unity under the leadership of the king of Prussia.

Passing on to the German states, the king spoke of various acquisitions by cutting down the territories of all our opponents. I repeated that we were not there to administer retributive justice, but to pursue a policy; that I wished to avoid in the German federation of the future the sight of mutilated territories, whose princes and peoples might very easily (such is human weakness) retain a lively wish to recover their former possessions by means of foreign aid.

If we wish to dismiss his ideas, we should pause first.  After all, it is wrong to kill, but a nation can commission soldiers to kill, and we do not say they sin necessarily by doing so.  People shouldn’t lie, but a nation can spies to disseminate false information.  Is this sin?  If we say no, we have a dilemma on our hands of how we think of states as they relate to ‘individual’ morality.

In the end, Bismarck’s creation of a unified Germany would radically change European politics.  Germany became the greatest land power on the continent immediately.  But the change went deeper than that — the rationale for how a state comprised itself changed.  The idea of a “Germany for Germans” would spread and eventually undo European empires, and sow the seeds of the militant democracies of the early 20th century.

The unification of Germany also was a harbinger of the new kind of state created by the Industrial Revolution. England had already experienced the Industrial Revolution and benefitted from it. But the warp speed creation of Germany, and how it utilized various cultural and military aspects of industrialization, would serve as a blueprint for other nations. Next week we will look at how the Industrial Revolution reshaped society.

Many thanks again,

Dave Mathwin

10th/11th Grade: Faces of Leadership

For our discussions this week, we looked at three different generals. . .

First we looked at Lee.  Though not a supporter of slavery or secession, he believed himself bound to defend his friends and his home of Virginia.  One might say that he did not fight for a ’cause,’ but for his friends.  Clearly he was a man of integrity and faith, an inspirational leader.  He also was able to size up opponents psychologically to a remarkable degree.  One sees in his eyes intelligence, melancholy, and a deep fire.

For the first 100 years or so after the war, scholarship on Lee remained entirely favorable to him.  For most, the South was doomed to defeat from the beginning.  Only Lee’s brilliant generalship staved off disaster, and in fact, even got them close to pulling off a “miracle” victory.

But recently many historians have taken a much different view of the South’s chances, and see the Civil War as one that they had every chance of winning.  This shift has led to a reevaluation of Lee himself.  If one believes that the South could have won by using a “bend, don’t break” approach, then we need to ask why Lee employed the strategy he did, and what its impact was.

Military historians have taken Lee to task for his offensives into MD and PA, both of which cost the South dearly.  Lee let himself be drawn into other broad ranging offensives actions, that even when successful (like Chancellorsville) came at great cost.   Some see more than just a tactical mistakes.  Some see Lee as a good general, but not a great one, a man bound by the honor dictates of the South’s culture.  Some see this sense of honor manifesting itself not only in his “need” to attack, but also in the vague deference he showed his subordinates.  Those who may be familiar with the Battle of Gettysburg know that for the first two days of the conflict, Lee did not have his top cavalry commander, Jeb Stuart, who spent time away from the army gathering supplies. But Lee bears some responsibility for this himself, as we can see if we look at the orders he gave Stuart as the army prepared to march into Pennslyvania.
Lee’s Orders to Stuart before Gettysburg
‘If you find that Hooker is moving northward, and that two brigades can guard the Blue Ridge and take care of your rear, you can move with the other three into MD and take position on Gen. Ewell’s right, place yourself in communication with him, guard his flank, keep him informed of enemy movements, and collect all supplies you can for the use of the army.’
General Longstreet took an opportunity to perhaps add some clarity to Lee’s intent of having his cavalry stick close by:
‘Lee speaks of your leaving Hopewell Gap and passing by the rear of the enemy.  If you can get through by that route, I think you will be less likely to indicate your plans than if you pass to our rear.  You had better not leave us therefore, unless you can take the proposed route in rear of the enemy.’
But the next day another set of orders arrived from Lee, which muddied the waters yet again. . .
‘You will be able to judge if you can pass around their army without hindrance, doing them all the damage you can.  In either case, after crossing the river [Lee presented two options to him of where to cross] you must move on and feel the right of Ewell’s corp’s collecting information and provisions.
Lee’s lack of clarity to Stuart about exactly what his job was may have been the reason for his absence at Gettysburg. But that’s not all.  Many lament that General Ewell did not seize the heights during the first day of the Battle of Gettysburg.  But Lee’s Orders to Ewell regarding the heights show the same ambiguity that he communicated to Stuart:
You are to take the heights, if practicable, but avoid any general engagement until the arrival of the others divisions of the army.
You may notice a certain deference in these orders.  Lee was a gentle man at heart.  But the ambiguity could be misinterpreted.  Was Stuart to get provisions,  or stay close to his flank? Longstreet,notice, speaks with more directness on what his priorities should be.  Should Ewell take the heights, or avoid a general engagement?  We enjoyed debating the merits of Lee’s offensives, with some students agreeing with recent critics of Lee, and others arguing that the South needed to try some kind of offensive to win, and they might as well have used Lee.

U.S. Grant had none of the dash or style of most important commanders, not even an impressive mustache like the Union’s Joshua Chamberlain.  He seemed every inch the average man from Ohio.  Rumors said he drank too much. Strategically, he displayed little creativity.  Yet he had a tenacity and single-mindedness that most other Union generals lacked.  As Lincoln said of him, ‘I can’t spare this man.  He fights.’

Grant stands in stark contrast to the elegance and pedigree of Lee, and in that way mirrors Lincoln.  Nothing about his bearing or manner spoke of anything to do with flash.  His tactics reflected his straightforward, methodical nature.  But to my mind there must have been something maddening about fighting Grant.  Never brilliant, he had tremendous consistency.  He kept moving, which demanded that you (his opponent) never slack.  He had an large reservoir of patience, and tended to see not what he lost in battles, but in what he gained.  His men believed in him. Lee, for all his gifts, could not beat him.

While Grant is best known for wearing Lee down at the end of the war, many consider his most impressive campaign to be his taking of Vicksburg in July 1863.  As the map indicates, he had to travel far and wide, but in the end, simply would not let go of his objective.  The capture of Vicksburg ensured Union control of the Mississippi and allowed them to choke the life out of the Confederacy.

3. At one point during the war William T. Sherman was out of the army, depressed, and even contemplated suicide.  Volatile and somewhat unpredictable, he got another command and began to earn the trust of Grant. After taking Atlanta in September of 1864, he had the idea of taking his army and marching it to Savannah, away from supplies and communication, targeting wealthy southern properties for destruction.  Many thought the idea foolhardy, but Sherman thought otherwise:

  • His army was composed mostly of men from the midwest, which was at that time the ‘west.’  These were independent minded and self-sufficient troops.
  • He believed that just these independent minded men might be especially motivated to ransack the property of wealthy southerners.
  • He also believed that this would help drastically shorten the war.  For Sherman, it was not so much the supplies that the South would not have, but the psychological impact of the property destruction.  The South, he believed, went to war to defend their property.  If he proved they could not defend what was most dear to them, the Confederate cause would lose legitimacy and promote desertions in Confederate armies.  Slaves, too, would leave their masters and again, this would hasten the collapse of the Southern cause.

Many controversies surround Sherman’s ‘March to the Sea.’  Those in favor of him would probably argue the following:

  • Sherman’s actions did shorten the war and saved lives in the process.  His campaign was much less costly in terms of human life than any of Lee and Grant’s battles.  It is much better that property be burned than men killed.
  • Sherman’s army liberated, directly or otherwise, thousands of slaves
  • Sherman was simply more far-sighted and innovative than other generals.  Don’t blame him for doing things no one else thought of.  If you are against his targeting farms, than you have to be against our destruction of civilian areas in World War II, which culminated in our atomic attacks on Hiroshima and Nagasaki
Those against him might say:
  • Sherman started the idea of ‘total war,’ which would lead to so many horrors of 20th century warfare.
  • Sherman’s targeting of civilian property was simply wrong and violated the ‘rules of war.’
  • Many starved in the south in the aftermath of his attacks
  • If the ultimate goal of the North was reconciliation with the South, Sherman worked against this.  His humiliation of the South lingered in their minds for generations and produced a bitterness that in some areas has still not gone away.

If Lee’s picture shows his aristocratic roots, and if Grant’s belies a plain pugnacity, Sherman’s face shows us all of his brilliance, all of his craziness, and the fact that he just doesn’t care. I wouldn’t want to face him.

A Culture of Victory, a Culture of Collapse

The evaluations of the historically minded often move like a pendulum.  I see this throughout my own life. Initially, like everyone, I thought Napoleon a great genius.  But then you think again . . . after all, he lost.  And what about what happened in Egypt, to say nothing of Russia?  And what of all those armies he beat from 1799-1809–nothing more than decrepit, out-dated Enlightenment entities destined for the trash-heap anyway.

After a while, however, I thought again and gave credit where due.  Sure, his armies were the perfect foil for the Austrians and Prussians, but he helped create the French army that formed that perfect foil.  Like any great leader he imprinted himself all over his army.  And we say that the armies he faced were bound for trash-heap only with the benefit of hindsight.  Napoleon put them there, after all.

But . . . he lost.

Writing about The Civil War comes with similar pitfalls.  As the states began to come together in the Progressive Era (ca. 1880-1920) we looked for unity and healing from our past, and we lionized Lee as a romantically doomed warrior, who nevertheless, performed heroic feats.  Lee’s generalship for that era stood second to none.  Beginning in the 1960’s historians swung the narrative.  They focused on Lee’s irascible temper, his huge losses, his weak opponents, his strategic failures at Antietam, Gettysburg, and so on.

Joseph Glatthar’s excellent General Lee’s Army brings balance back to this narrative.  He studies the army of Northern Virginia in depth and concludes51tuzkutcjl that of course, Lee was a great commander.  He helped forge a great army with a great record in the field.  He deserves much of the credit he receives.

But . . . he lost, and we do well to remember this. Lee’s ultimate defeat may well have had something to do with Lee, and the army he commanded.

Glathaar shows us how the strengths and weaknesses of Lee and his army come from the same place by looking at culture, demographics, the life of the common solider, and those directly under Lee’s command.

We do have to take into account Lee’s frequent opponent, the Union’s Army of the Potomac.  From a pure match-up standpoint, it would have been interesting to have Lee, Longstreet, and Jackson oppose Grant, Sherman, and Thomas for the duration of the conflict.  As it happened Lee only faced Grant towards the end of the war, and then Grant had to work with the Army of the Potomac, where he inherited a completely different, and vastly inferior, operational and command culture than what he worked with out west.

In  A Savage War, the authors point out that the Army of the Potomac inherited a disproportionate number of soldiers recently graduated from West Point.  A West Point education tended at that time to over-emphasize math, engineering, and organization (something that U.S. Grant lamented in his memoirs).  Such skills have their place, but should not have pride of place in officer training.  Those that drank from the firehose of this approach would inevitably give way to excessive caution. Meticulous organization takes a lot of time.  In addition, once you have built something so “pure” and pretty, one might not wish to do anything that might get it dirty. This helps explain why McClellan (tops in his class at West Point) could think himself a great general even though he couldn’t actually win a battle.  He was excellent in doing what his education, at least in the narrow sense, trained him to do.

The plodding, rigidly organized Army of the Potomac gave Lee and his men a perfect target given their particular strengths.

Glaathar points out that the men in Lee’s army fully believed in their cause and came with the strongest of motivations.  Ante-bellum southern society had the duel influences of the aristocratic planter and the Appalachian border-settlers.  Both of these cultures emphasized honor and courage.  Both of these cultures preached a vision of manliness that gave way to no one.  Letters home from top officers on down the ranks show a constant desire for combat and to prove themselves.

Lee both understood and embodied this himself.  Many other accounts of his generalship focus on his ability to psychologically assess his opposite number on the Union side and devise the proper approach accordingly.  Glaathar adds to this, showing how Lee knew how to use his men expertly.  They proved superlative in the counter-attack, and could march quickly and fight hard back-to-back.  We see this at Bull Run, in Jackson’s Shenandoah campaign, and at Chancellorsville, as at other times.

But both the aristocratic planter and border settler culture had its weaknesses, and these too had a significant impact on the war.

Organization:

Appalachian border culture emphasized freedom of initiative and eschewed “systems” like tight and itchy collars.  Lack of formal structure gives one great freedom.  But an army of tens of thousands needs tight organization to act as a unit.  Without this organization, large scale offensives could never be undertaken.

Discipline:

Many in the south seceded because they did not want to be told what to do by anyone they did not like or respect.  They tended to run hot and cold alternatively.  Sure enough, Lee had a hard time enforcing discipline.  We hear a lot about Union armies looting in the South, but Lee’s army at times looted the Virginia countryside for supplies, stole from the bodies of dead Union soldiers,** and had a hard time maintaining equipment.  Many went AWOL unexpectedly not necessarily out of cowardice but because “they felt like it.”

Honor and Ego:

The aristocratic nature of the army came through in the upper echelon of the officers.  The bickered for position and rank.  At times they disobeyed directly if they felt insulted.   Some at times seemed to prefer maintaining their honor to winning a battle.

All of these weaknesses would make coordinated action over a large distance difficult.  Perhaps this is why Lee spread out his armies in his invasion of the north in 1863.  It gave each commander more independence. But . . . when the time came for coordinated action, invariably Lee’s forces could not pull it off.

Shelby Foote wrote that, “Gettysburg was the price the South paid for having Lee command their army.”  I’m guessing that he meant at least that no one is perfect.  But I surmise that he meant more.  The weaknesses of Lee’s army, and of much of southern culture, outed themselves at that battle.   There the Confederacy fought a weaker opponent, but in ways that favored Union’s strengths.  The good ground and interior lines of the Union forces at Gettysburg played right into the laps of the North’s slower, plodding, yet more bull-headed nature.^

Lee’s 1863 invasion may have been a mistake, but he intuited correctly that the South could not win a long and protracted war.  He emphasized the Confederacy’s logistical shortcomings, but the army had cultural shortcomings as well.  Perhaps Lee had read and recalled Tocqueville’s thoughts on aristocratic and democratic societies at war.  Tocqueville comments that,

In aristocracies the military profession, being a privileged career, is held in honor even in time of peace. Men of great talents, great attainments, and great ambition embrace it; the army is in all respects on a level with the nation, and frequently above it.

We have seen, on the contrary, that among a democratic people the choicer minds of the nation are gradually drawn away from the military profession, to seek by other paths distinction, power, and especially wealth. After a long peace, and in democratic times the periods of peace are long, the army is always inferior to the country itself. In this state it is called into active service, and until war has altered it, there is danger for the country as well as for the army.

It may be remarked with surprise that in a democratic army after a long peace all the soldiers are mere boys, and all the superior officers in declining years, so that the former are wanting in experience, the latter in vigor. This is a leading cause of defeat, for the first condition of successful generalship is youth. I should not have ventured to say so if the greatest captain of modern times had not made the observation.

A long war produces upon a democratic army the same effects that a revolution produces upon a people; it breaks through regulations and allows extraordinary men to rise above the common level. Those officers whose bodies and minds have grown old in peace are removed or superannuated, or they die. In their stead a host of young men is pressing on, whose frames are already hardened, whose desires are extended and inflamed by active service. They are bent on advancement at all hazards, and perpetual advancement; they are followed by others with the same passions and desires, and after these are others, yet unlimited by aught but the size of the army. The principle of equality opens the door of ambition to all, and death provides chances for ambition. Death is constantly thinning the ranks, making vacancies, closing and opening the career of arms.

. . . An aristocratic nation that in a contest with a democratic people does not succeed in ruining the latter at the outset of the war always runs a great risk of being conquered by it.

Dave

*Interesting parallels exist between Lee and Napoleon’s armies.  Both faced stiff, rigidly organized opponents.  Both emphasized movement, speed, and capitalized on the energy and spirit of their men.  Both had great success early, but both also suffered significant setbacks as their respective wars dragged on. Each faced manpower issues, but also, their opponents got better over time and neither Napoleon or Lee made the necessary adjustments based on the improvement in their opponents.

In fairness to the Army of the Potomac, the soldiers displayed extreme courage at Fredericksburg, and were stalwart in the defense at Gettysburg.

**Many southerners decry the actions of Sherman.  Glaathar demonstrates that Lee’s army did many of the same things, albeit on a smaller, less organized scale, as Sherman’s army.  And . . . they did this not just in Pennsylvania but in Virginia as well.

^Fredericksburg might serve as a good example of these qualities, with a negative outcome.

“The Civil War as a Theological Crisis”

The Enlightenment historian Edward Gibbon pointed out with some ridicule that in the Arian controversy, Christianity got into a kerfuffle over the smallest letter in the Greek alphabet — the iota.  At the Council of Nicea Arians wanted the word “homoiousios,” meaning “similar substance” inserted into the creed concerning the nature of Christ.  They were comfortable thinking of Jesus in divine terms, but not as an equal to the Father in His essence.  Led by Athanasius, the orthodox contingent objected, insisting on the word “homoousious,” meaning “same substance.”

For Gibbon and other Enlightenment oriented thinkers, this all seemed too much.  Such minutiae, such trifling, would upset things so unnecessarily.  Given that Gibbon liked nothing better than a well-oiled worldly machine, he saw the controversy as so many wrenches in the works.  Of course Gibbon missed the point entirely.  The difference between viewing Christ as fully God as opposed to merely “God-like” changes one’s conception of the entire universe, creation, and history itself.  When it comes to our theological understanding, what we worship will have dramatic consequences.

I’ve always believed that understanding religious belief formed the key to understanding any event in history, be it great or small.  Often this is more easily seen in the ancient world, where religion showed on the sleeves much more so than today. But men are men, and as a man thinks, so he is (Prov. 23:7).   Mark Noll  points out the religious roots and the religious mistakes of both North and South in his excellent The Civil War as a Theological Crisis.  Noll’s analysis gets to the heart of the real differences between North and South, and shows how these religious differences formed the roots of the political disagreements that led to war.  Both sides professed belief in the authority of the Bible, and both sides reached different conclusions.  That’s obvious to anyone, but Noll’s approach shows these different interpretations came from the same source American/Enlightenment source, and that makes this brief work a real treasure.

By 1850 America experienced a deep political crisis, but astute observers of the day saw that the roots went deeper. A Protestant ethos merged nicely with Democratic principles in America quite easily.  The individual should be able to read, reason, and think for himself.  Both Protestantism and Democratic government rest on the idea that truth always has a “plain” and obvious character.  It could be argued that an agreed upon “atmosphere” of sorts existed between Protestant denominations despite their differences (Noll takes this for granted and does not argue the point).  But in 1844 both Methodist and Baptist churches (the largest in the U.S. at that time) experienced deep schisms.  A broken Church will lead to a broken nation, and leaders from the North and South predicted this. Henry Clay opined that, “this sundering of religious ties . . . I consider the greatest source of danger to our country. In 1850 John Calhoun of South Carolina warned that if the great Protestant denominations finally broke, “nothing would be left to hold the States together except force.”*  Noll writes,

If we keep in mind that it was never only a matter of interpreting individual biblical texts, but always a question of putting actively to use the authoritative Book on which the national culture of the United States had been built, then we are in a position to understand why in 1860 battles over the Bible were so important, why divergent views of providence cut so deeply, and . . . why the Civil War illuminated much about the general character of religion in America.

First, the South.

Southern arguments in defense of slavery had the advantage of simplicity and (the apparent) strict fidelity to the Biblical text.  They pointed out that . . .

  • God allowed Israel to have slavery
  • Abraham and other luminaries owned slaves
  • Jesus never condemned the institution of slavery
  • Nowhere in the epistles is slavery ever condemned.  In fact, slaves are repeatedly told to obey their masters.  Paul, after finding Onesimus, an escaped slave, has him return to Philemon.

Thus, to argue (as abolitionists often did) that anyone who practiced slavery could have nothing to do with Biblical Christianity flies in the face of the entire and obvious biblical teaching on slavery.  The case was open and shut.

Northern arguments also strove for stark clarity and simplicity.

The most common arguments usually had the following characteristics:

  • Slavery had inextricable links to tyranny and moral abuses that the ethic of the Gospel strenuously opposed
  • Slavery contradicted principles of justice, love, and mercy found throughout the Bible
  • Slavery went against the general spirit of the “brotherhood of mankind” propounded by certain texts, like Galatians 3:28.

In other words, anti-slavery arguments inevitably used first principles but tended to avoid textual rigor and so failed to deal head-on with what pro-slavery advocates said.  Furthermore, many anti-slavery arguments wedded themselves to “natural reason,” “self-evident truths,” and “republican practices” and at times relied on these ideas more than Scripture itself.  Thus, as Noll comments, “The primary reason the biblical defense of slavery remained so strong was that biblical attacks on slavery were so weak.”  Again, Noll doesn’t dispute that slavery was wrong.  His point is one rarely made, that Northern arguments against slavery had some of the same flaws as pro-slavery arguments.  Thus, the two ships were likely to pass in the night.

Much better arguments against American slavery existed from some Protestants, and interestingly, some Catholics as well. Such arguments pointed out that . . .

  • Using Israel as an example for American slavery made the mistake of conflating Israel with America, a mistake Americans had been making for generations.
  • If the South could used ancient Israel for support, they should be informed by their practices.  For one, slaves had rights in Israel, and they did not in the South.  For another, Mosaic law prescribed years of Jubilee every 7th year and again at the 50th year in which all slaves were freed and all debts canceled.  The South never practiced this.  And again, slavery in Israel was not racial, perpetual, or hereditary. The South condemned themselves by asking to be judged by the law.
  • Certain biblical principles of justice, mercy, and love certainly applied to arguments against slavery.  But these more careful Protestant and Catholic voices applied them differently than most abolitionists.  For starters, they kept such principles clear of democratic ideology — on which Scripture remains silent at least directly (and pro-slavery arguments pointed this out).  The goal for the Christian, according to these arguments, was not so much to live in light of specific texts, but in light of the flow of history itself.  If God’s Kingdom is not just coming but is already here in Christ, we have to live in light of the “now” reality of God’s Kingdom. In God’s Kingdom we will not/do not enslave one another.  Evidence exists for this not just in Scripture, but in the early history of the Church.  Christians worked to liberate slaves and medieval civilization stood as the first major civilization in history to essentially eliminate slavery.  It got reintroduced only in the Renaissance, when pagan, Roman concepts of property and ownership tragically got transported back into Europe’s bloodstream.
  • The Roman example of slavery also condemned southerners, at least to an extent.   For one, Roman slavery lacked the racial character of Southern slavery.  In one of the best chapters in the book, Noll pulls from numerous sources that show that the real problem for the South was not slavery but race.

So whatever one might say about slavery in a general vacuum, no good arguments existed for slavery as practiced by the ante-bellum South.

Unfortunately such arguments never made it into the mainstream of American cultural life.  As to why, we might assume something along the lines of a “short attention span,” but this fits modern times more readily.  In fact, audiences flocked to hear discourses and debates of all kinds in the mid 19th century. Lincoln and Douglas in 1858 spoke for many hours at a time to packed audiences.  One debate on slavery lasted for multiple hours over multiple days to an audience of several hundred.  Rather, the reason lies in the common roots shared by mainstream arguments about slavery on both sides.

The mainstream arguments for and against slavery before the Civil War had the following characteristics:

  • They involve no more than a 1-2 step reasoning process
  • They insist on the “plain” character of truth.  Neither side could be described as anti-intellectual, but arguers for both sides seemed to show an exasperation with the need to develop arguments at all.  The truth was so obvious!
  • Anti-slavery arguments relied on “simple” principle, pro-slavery arguments on isolated small texts.  Both arguments only functioned along one track, one line of thought.

Whichever side won the argument (i.e., the war), the future for having the Church influence culture looked bleak.  The Enlightenment had done its dirty work.

Subconsciously perhaps, we reject oversimplifications because reality and our experience have more complexity and mystery than the Enlightenment can fathom.  Rejecting this truth condemned us to search aimlessly for generations hence to fill the void with politics, “The American Dream,” sex, and the like.**  Obviously western theologians could and did make nuanced and complex arguments, but western culture as a whole failed to notice or heed them.

As a buttress to his observations about slavery arguments, Noll includes a section on the idea of God’s providence as debated before and after the war.  True to form, both sides found obvious answers to the results of the conflict.  For the Southerners, even their defeat showed the rightness of their cause, for “God disciplines those He loves” — i.e. — “We are experiencing discipline, showing God’s love for us, showing the rightness of our cause.  For it is often true that the godly rarely prosper in this world.”  For the North, their arguments had a simpler character, though no doubt the South would have made them had they won the war.  “We won.  God was and is on our side.   Therefore we were/are right.”  Lincoln understood better, and pushed back on this simple approach.  We may always know that God has events in His hand, he agreed, but the particular application of His providence often remains a mystery to us.  Not even someone of Lincoln’s stature could get others to embrace this more nuanced view.

Noll’s work has great value for his illumination of the state of religion in 19th century America.  What makes it even more intriguing is how he reveals what may be the central problem of American political and educational life.  Our problem really resides not in short attention spans, not in one political party or the other, not the sexual revolution, or other such movement. Rather, Americans need to grapple with how our democratic ideology meshes with the nature of truth itself.

Dave

*Noll includes some interesting statistics showing the decline of religion and growth of government.  This should not surprise us, as Calhoun (not someone I’d like to agree with very often) foretold.

  • In 1860 about 4.7 million people voted in the presidential election, but in that same year between 3-4 times that many regularly attended church  on Sundays.  In 2004, about 115 million went to the polls, which equaled the number of regular church attendees in 1860 (Noll should take into account, however, the fact that women and many minorities did not vote in 1860).
  • In 1860 the number of Methodist clergy alone equaled the number of postal workers.  Today the ratio of postal workers to Methodist clergy approximates 9-1.
  • Before mobilization in 1860 the number of active duty military was about 1/2 the number of clergy in the country.  In the early 21st century, before mobilization for the war in Iraq, the ratio of military to clergy was about 3-1.
  • In 1860 the total income of the churches and religious organizations nearly equaled the federal budget.  Today the ratio of federal income to annual religion-related giving is about 25-1.
  • In 1860 about 400 institutions of higher-learning existed, with nearly all of them run by religious groups.
  • In 1860 there were 35 churches for each bank.  Today there are four churches for each bank.

**In an interesting digression, Noll points out that warfare and dramatic social change have often produced great works of lasting theological depth.  One thinks immediately of Augustine’s The City of God, but numerous other examples exist (St. Bernard during the Crusades, and St. Francis experienced a dramatic shift after fighting in a small war.  In the modern era, Bonhoeffer comes most clearly to mind).  By that model, the Civil War should have, but failed, to produce any significant theological insight, and this reveals a thin theology throughout North and South at that time.

Perhaps not surprisingly, the great storytellers of the 20th century, MacDonald, Lewis, Tolkien, Flannery O’Connor, Walker Percy — all came from liturgical and historical traditions.  Lewis and Tolkien both fought in W.W. I, and O’Connor and Percy both suffered from lifelong illnesses.

10th/11th Grade: Who Owns the Past?

Greetings,

This week we brought some of the  events leading up to the Civil War to a close, and examined a few different issues.  Studying the Civil War usually brings strong political passions to the fore, and this class has been no exception.  I wanted to try and cut to core of what divided the country, and reduce the argument to its essentials.

The past formed a key battleground between the North and South.  Both sides claimed sonship from what it meant to be an “American,” and both had different ideas on the meaning of liberty.

The South claimed to be the “heirs of the American Revolution” because

  • Our founders feared strong central authority, and set up a government designed to give primacy to the states.  Lincoln’s Republican administration would (in their view) upset this balance by restricting slavery and inserting themselves into their private lives.  The federal government had no right to arbitrate moral questions like slavery for the states.  For them to do so amounted to tyranny.  “Don’t tread on me,” might have been their motto.
  • The founders had a vision that was primarily political in nature.  They spent a great deal of time discussing the structure of government, and much less on its purpose.  If the structure of government changed, what it meant to be an American changed.

The North countered with

  • The founders vision obviously had political overtones, but primarily had a moral character.  The phrase, “All men are created equal, and endowed by their Creator with certain inalienable rights,” gives birth to our nation.  The founders did not fully follow through on that vision.  Therefore, a political system that seeks the perpetuation and extension of slavery can have nothing to do with what our country should be about.
  • The American Revolution did not fully finish until we found a stable government in the Constitution.  The Constitution, ratified by all southern states, sought to form “a more perfect union,” and increased the power of the federal government.
  • While many founders owned slaves, most of them believed (erroneously) that slavery would die out on its own.  The Northwest Ordinance of 1789 banned slavery in the newly created mid-western states, showing that the Federal Government did have jurisdiction over slavery in new territories, and showing that even slave states understood that slavery would not expand into new territory.

These differences have their resonance in many hot-button issues of the day.  Should the federal government make you wear a helmet on a motorcycle?  Should the federal government have the right to ban gay marriage or abortion?  What role do we want to give them in our private lives?  How much power should they have to stop evil?

Classical theorists on government like Aristotle drew rationale for the state based on the family, so an analogy of the family might help us.  We can imagine the parents as the originators of the family and those most interested in preserving family unity and harmony between siblings (i.e., the federal government).  We can put states in the role of grown children.  Some children seem to be leading wayward lives.  But what control should parents still have?  They might urge a child to stop doing ‘x’ behavior, but what if the child did not listen?  What power should the parents have?  Should they have access to a means of force to compel their 30 year old children to come to a family reunion or face punishment?  What kind of punishments can a parent of a 30 year-old mete out anyway?

Obviously the analogy breaks down at points.  But for the federal government to assert that slave-owning states must not own slaves sounded to southern states, “You do not have the ability to govern yourselves.  You are not equal to us, who have that ability.  You are lesser, and therefore we can dictate to you.”

Those against slavery might have used a different analogy.  Perhaps here the children are teens, not independent adults.  Independent adults are akin to separate nations with their own families, but the U.S. is still a family of 50 states.  Parents grant their teens a certain measure of independence.  But parents would grant their teen so much freedom that the integrity of the family unit gets jeopardized.

In the excerpts from Democracy in America that we discussed this week, De Tocqueville talked about how the ideals of liberty and equality ultimately compete against each other.  We cannot have equal amounts of liberty and equality, so we must choose where the balance lies.  Different people would give different priorities to either liberty or equality.

Scholars have debated for years the cause of the war.  Some say that war was about slavery, others say that slavery had nothing to do with it, and instead the war centered on the rights of the states.  I prefer to split the horns of the dilemma.  In 1861 the issue boiled down to Union v. Secession, but slavery formed the vast majority of the subtext related to this question.  It lurked underneath most every significant political debate from at least 1846 on, and in some ways, dominated discussions decades before that going back to the Missouri Compromise of 1820.  Economic issues did play a part, but they too had a lot to do with slavery.  The map below shows the concentration of slaves in the various states.  The darker the color, the higher the concentration.

We see how slavery concentrated near water, or in low lying tidewater areas (i.e. Southeastern VA and MD).  This in turn led to the predominance of labor intensive cash crops like cotton or tobacco.  Below is a map of how various southern counties voted on the secession question.  Obviously, not all wanted secession.  The South was not monolithic.  But there is a striking link between the counties who voted for secession and the presence of slavery.  Clearly, the moral question of slavery and the political issue of slavery went hand-in-hand in 1860-61.

Slavery was a national issue in the Declaration of Independence, Constitution, in 1820, 1848, 1850, 1854, 1856, and 1859. It was the main topic of discussion in the Lincoln/Douglas debates of 1858. Why did the various compromises on the issue fail?  In fact, could they be said to have made things worse? As time went by and slavery became more prevalent, their attitude went from ‘necessary evil’ to ‘positive good.’  What can explain this shift?

I think we can say the following:
  • Industrialization in England and the north gobbled up cotton produced in the deep south and helped solidify the power of large plantation farms.  The North implicated themselves to a degree in this and did not mind getting cheap cotton from the South.
  • I don’t think we should miss the psychological/moral component.  Shakespeare’s line of “Methinks he doth protest too much,” applies here.  Those of you have (or remember having) smaller children know that when you say, “It’s time for bed,” and they immediately whine and shout, “I’m not tired! I’m not tired!” are in fact showing how tired they really are.

This hardening of their views on slavery covered over many contradictions.  Masters supposedly civilized their slaves, but they constantly feared slave insurrections.  Masters claimed to “enlighten” their slaves but often actually educating them was forbidden by law.

As I mentioned earlier a “North=Good, South=Bad” paradigm will not help us understand the period or the war itself.  Many northerners differed little in their view of blacks from the South.  Had the North treated blacks better, some of the evils of slavery might have been exposed sooner.  Of course, there were those in the south who respected blacks and treated them with dignity.  But it is still true to say that the North had an anti-slavery bent even if many had ambiguous feelings about abolishing it.  And it is still true to say that many in the South wanted not only to preserve, but extend an institution that broke up families and and allowed masters to use other humans as they saw fit.

These differences over slavery also had links to broader cultural differences rooted in the typical differences between urban and rural societies.  Generally speaking. . .

Urban areas

  • View change as a positive
  • Believe that we “should not stand still”
  • Look more to the future than the past

and Rural areas

  • Seek to avoid change whenever possible
  • Like to be guided by tradition
  • Look more to past than the future

These different values form different priorities, and this may also help explain the conflict.

The Frontier Garden City

I am no fan of the “Woke” but a few years ago Ross Douthat wrote a piece entitled “A Crisis our Universities Deserve,” which showed me that at the core of this movement lay something admirable. At some point in the 20th century, college lost its emphasis on ennobling the soul, the great virtues, ideas, etc., and became a means to make more money in life. Certainly in the early 90’s, most of the encouragement from society to go to college came in this form. Students today rightly rebel from this, want more from their education than this, and more from life in general. Many “woke” students seek something moral, something transcendent. Douthat commends them for this, at least.

My public school education left me with the impression that the arc of American History bent towards the good, but of course we had x,y,z, and 1, 2,3, things wrong with us. The list of wrong things had grown since my dad’s day, but still stopped just short of overthrowing the basic arc. Subsequent generations have had the scales tipped. Manifest Destiny, the idea that History/God/Fate/Benign Providence wanted/needed America to span the continent, stood very near the core of our things wrong with us, and seemingly impossible to redeem in any way. After reading Henry Nash Smith’s Virgin Land: The American West as Symbol and Myth I had the realization that the Woke and the various champions of Manifest Destiny have a great deal in common, including a highly idealistic goals and a bent towards rebellion against the status quo.

This comparison may surprise some, but makes at least temperamental sense to me. My first reaction to the Woke and Manifest Destiny comes from the gut: “Ick . . . it’s just too much work, too much angst and yearning, too much of everything. Enough, already.” I feel Jerry Seinfeld should have a bit on this–he would agree with me, I’m sure. But one needs more of a foundation to denigrate these two major epochs of our country’s past and present, and one has to admire the energy and drive in both movements.

Smith shows that Manifest Destiny had no direct racial motivations. When race entered into the discussion from some, it usually involved spreading “free labor” across the continent to help limit and eventually squeeze out slavery. Manifest Destiny’s sharpest critics in fact often came from pro-slavery camps, who poured cold water on all of the messianic expectations of free labor across the continent. I found it curious as well that the native Indians got little mention. It strikes me not that they were discounted, but rather not counted from the start. Maybe promoters of expansion automatically assumed that the natives would go along with it. More likely, thoughts of overland Asian trade routes, the fusion of independence, wealth, and power, the sweep of empires throughout time–left no room to see particular people such as the natives. Certainly one could critique the impact of the idea on native peoples, but harming them seems absent from the original intent.

At its core, then Manifest Destiny

  • Believed firmly in America’s unique role in world history
  • Allied with many of the progressive causes of the day–causes that today would certainly look progressive–grants of free government things (not $, but land), the belief that the hand of government should engineer certain social and political ends.
  • Believed strongly in unity–national unity, but also a more expansive international unity, for which the United States could hold the standard. Walt Whitman wrote in his A Passage to India that

The people [are] to become brothers and sisters,

Their races, neighbors, to marry and be given in marriage,

The oceans to be cross’d, the distant brought near,

The lands welded together.

Whitman being Whitman, he waxes rhapsodically about how Man and Nature shall once again fuse together under the “true Son of God”–not sure whom this was supposed to be. We conclude, then, that Manifest Destiny involved not just our national greatness, but

  • A grand union of all humanity, abolishing all national differences and dismantling the hierarchies of the old, worn out traditional world.

All of these are strongly progressive causes.

The progressive Woke have their virtues, but their virtues lean so far in one direction that they have to overcompensate, consciously or no, towards the other pole. So while they talk of abolishing all forms of difference in some grand human unity on the one hand, with the other they proclaim a certain kind of radical individuality. We see this in their insistence that anyone can do anything they like with their body, sexuality, etc. On the one hand, the Woke can be fiercely anti-authoritarian and anti-institutional, but on the other, as Patrick Deneen has pointed out, they need Government writ-large to protect them from local, more traditionally minded majorities. And, while the Woke encourage a general sort of mixing, they have a hard time mixing in a fruitful manner, i.e., with relationships, marriages, and families.

With the heroes of expansion west, real or fictional, we see the same motifs. Civilization requires cooperation, but Cooper’s Leatherstocking, Whitman’s rhapsodies, and the real Daniel Boone can never settle and build. The unbounded horizon calls more strongly to them than any particular place. They decide things for themselves on the fly. Their freedom from the shackles of civilization gives them a newfound moral clarity and moral authority, for they are freed from all bigotry of place. They see with universal eyes. In his novel Old Hicks the then-famous Charles W. Webber (a product of Princeton), declares of the Texas Ranger that,

With them the primitive virtues of a heroic manhood are all-sufficient, and they care nothing for reverences, forms, and duties, as civilization has them, but respect each others rights and recognize the awful presence of a benign God in the grandeur of the mountain, forest, plain, valley, and river. . . . Such men do not look to society except with disgust . . .

Interestingly, as part of the plot, Webber has the head mountain man romantically pursue the wife of the villain, and marry her despite she actually being the wife of the evil Count. The “Laws of Nature” here easily become the Laws of God, which trumps the laws of man. Similar arguments today justify ditching traditional sexual ethics. For example, those that transition, or “come out,” are granted a carte blanche in their decisions regardless of its impact on those around them, for their very distance from society with these decisions grants them supposed insight and authority.

Webber wrote fictional characters, but life imitated art in some respects with the foremost advocates for the frontier. Francis Parkman, another ivy-league grad (Harvard) traveled west in the summer of 1842 following his sophomore year. In his journal Parkman showed disdain for most of the actual people he met, especially the livestock farmer, a foreshadowing of sorts of the frayed relationship between coastal elites and flyover country. After passing beyond civilization further into the forest, Smith notes that “[Parkman’s] tone changes completely.” The independent woodsman garners immense respect: “He is a remarkably intelligent fellow . . . resolute and independent as the wind.” Smith writes,

Parkman’s antithetical attitudes towards farmers and the hunters of the wilderness illustrate the fact that . . . two distinct “West’s” existed in the minds of many [advocates of the frontier from the east]. The agricultural west was tedious. Its inhabitants belonged to a despised social class. The Wild West was by contrast an exhilarating region of adventure in the open air. Its heroes . . . were in reality not members of society at all, but noble anarchs owning no master, free denizens of a limitless wilderness.

Advocates for Manifest Destiny could, like the Woke, see civilization in sweeping terms, and they could see the heroic individual. They both have a harder time with groups in between these categories, the basic societal building blocks of villages, farms, towns, etc.

A competing mythos, that of the west as paradisal garden, also informed America’s westward push. This motif had more to say for it, as it usually involved families, but still had its rose-colored glasses. Timothy Flint wrote against attitudes like Parkman’s, and gloried in farm life, writing in 1827:

Thousands of independent and happy yeoman reside [in the west], with their numerous, healthy, and happy families about them, with the ample abundance that fills their granaries, with their young orchards, whose branches must be propped to sustain the weight of their fruit, beside their beautiful rivers and beech woods, in which the squirrels skip, the deer browse, and the sweet red-bird sings, and with the prospect of settling their children on any of the dozens of farms that surround them.

James Lanman echoed such ideas in the 1830’s . . .

If, as has been remarked by distinguished statesman, cities are the sores of the political body where the bad matter of the state concentrates what healthful attitudes of mind and body are afforded by agricultural enterprise. The exhilarating atmosphere of rural life, the invigorating exercise afforded by its various occupations, the pure water, the necessities supplied for daily existence, leading to early and virtuous marriages, all point to this pursuit as best adapted to the comfort of the individual man.

I do not like to agree with the anti Free-soil crowd (often, though not always, secessionists and pro-slavery) on much of anything, but the “Messenger” was on to something in 1856, when it opined that

Farming is hardly a pleasant occupation, and the idea that it is comes from dreamers and poets. The actual, manual operations of farming are irksome and repulsive to the great mass of mankind.

Alas, reality set in for the devotees of the garden myth shortly after the Civil War. Smith writes,

The yawning gap between agrarian theory and post-war reality . . . comes out in the farmer’s crusades of the last 25 years of the 19th century. The western farmer had been told that he was not a peasant but a peer of the realm; that his contribution to society was basic, and all others peripheral or parasitic, in comparison cities were sores on the body politic. . . . He had been told that he was compensated for any austerity in his mode of life by receiving shelter from the temptations of luxury and vice, and against the ups and downs of the market. His outstanding characteristic was his independence of character and condition.

But after the Civil War Republican policy obviously favored the city against the country, the merchant against the farmer. And the western farmer found that instead of being independent, he was at the mercy not only of the Chicago and New York and Liverpool grain pits, but also of the railways and steamships lines that he must rely on to get his crop to market

I have read most of the volumes of Toynbee’s unabridged A Study of History. I think him a great master and I owe him a great debt, but I found the central theme of Volume III, which describes the growth of civilizations after their infancies, so annoying I stopped reading about halfway through some years ago. I have yet to pick it up again. Toynbee rightly reacted against material measures of progress. A civilization surely must be able to advance in more ways that territory and GDP. Toynbee developed a different approach, which meant a good start. But he ended with what he called “etherealization.” The idea seems to run along the lines of

  • A civilization develops an idea or technique that works for them, but that idea/process, has a limited growth potential because it is anchored to its locality
  • The civilization then extracts the core of the idea, removing it from its trappings, thus making it more transferrable across space.
  • This allows for more sharing of ideas, etc. which aids growth. The process is essentially cooperative and other oriented.

He takes, as an example, the alphabet as an etherealization of language, as opposed to ideograms. Alphabets transfer across cultures relatively easily, but China’s writing, among other things, will not allow for this, keeping them isolated.

Toynbee often nods via anecdote and analysis to “the old ways are best.” He wasn’t always consistent in his ideas, but this is not a fault. He usually explored possibilities as opposed to asserting things absolutely. But etherealization shows Toynbee’s weakness for too much generality, too much “Platonism” (but only in the worst sense of that word). Lifting something too far off the ground tends to make it dangerous and destabilizing to society, like a steroid. Supporters of Woke politics, and mid-19th century supporters of Manifest Destiny, have this same problem. What masks itself as “progress” in fact only abstracts what in embodied form might actually be good, though less dramatic, ideas.

American history mashes together so many competing concepts. Sometimes this results in great creative tension. We get into trouble when succumb to the lure of the unbounded everything America has always foolishly promised.

We should note that the Old Testament takes a dim view of cities. Cain builds the first one, from which evil and violence come, and then you have Sodom, the cities built by Hebrew slaves for Pharaoh, Babylon, Ninevah, and the like. But the end of the New Testament shows the final restoration taking place with a garden within a city–even cities get redeemed in God’s providence over history. So, the frontier, the farm, the city–every civilization that actually functions needs all three.

Dave

The Internet of Things

Nature is not always “natural.” We “naturally” recognize a standard above nature. For example, nuclear weapons are made from the very stuff of nature (atoms, etc.) but strike as distinctly unnatural in their effect. We understand that technology in warfare has progressed over time. We can process at least some of these changes as a kind of natural progression of what has always been. So, a rifle is akin to a bow and arrow, artillery has its origins in the catapult, and so on. But nuclear weapons turns nature itself against us. Watching nuclear weapons detonate can transfix us with a kind of horrifying beauty. We know that we have encountered something on a different plane . . .

Historians and others have many explanations for our current cultural moment, and I will try my hand in what follows.

I recently heard a priest online state that, “We are still fighting World War I.” Obviously he wasn’t referring to the physical fighting, or the geopolitical situation. Germany, England and France are friends now, more or less. I suspect that he meant that we still fight the war in cultural or religious sense, that we have not understood or solved the central question of the war, which I think runs like so:

How is it that a culture brimming with confidence and optimism (in general), possessing an overwhelming share of global GDP, and controlling in a direct or indirect way perhaps as much as 50% of the globe, throw it all away in a mind-numbingly horrific 30 stretch (1914-45)? Again, while western civilization ca. 1900 had real flaws, we can envy their confident, secure identity and purpose. We have never as a culture come to terms with why western civilization tumbled down the hill, and we still have not learned the basic lessons that period can teach us.

In the biblical narrative, mankind begins by living in Eden, a garden on a mountain. After their exile from Eden, they come down from the mountain, closer, in a sense, to Earth, farther from communion with God. Immediately, Cain’s descendents go further into the earth, using what dig up to build cities and other implements of iron (Gen. 4:22). With this knowledge they tame animals. They gain the power to manipulate nature. But this power makes them uneasy and thin-skinned. It brings them no security–in fact, one could argue that Lamech’s speech (Gen. 4:23-24) comes either from fear, hubris, or both. The Scriptural pattern then is*

Increase of Power=Increase of Vulnerability=Violence, Destabilization, and Dislocation

This sense of “dislocation” struck Cain with full force just after demonstrating his possession of power over the life of his brother (Gen. 4:14).

Of course western civilization has significantly increased its power by using raw materials of the earth in the Industrial Revolution. Our physical power increased exponentially, but not via new machines only. We should also see the preceding political movements towards more democracy as a movement “down the mountain.” Monarchy is a “top of the mountain” form of governance. It concentrates identity into a single point. This concentration, however, limits possibility and potential, which in turn limits power. Moving “down the mountain” gives more possibilities, more “weight,” to political actions (the bottom of the mountain is obviously heavier than the top). Thus, we can see our Constitution as a kind of technological development, one that increased our power vis a vis the rest of the world. If the pattern holds, it should have also made us more “touchy” and prone to violence.

Most shake their heads in disbelief when they see what triggered W.W. I. The various chains of causation–the German navy, Russian interest in the Balkans, Austria-Hungary’s weakness, etc. have a logic to them. But I wouldn’t buy any argument that said that all this was worth war. It seems to me that we see every major power an with advanced case of touchiness and paranoia, a grave sense of insecurity. World War I has a parallel in the Peloponnesian War between Athens and Sparta. By 431 B.C. Athens had grown wealthy and extended its territorial reach throughout the Aegean Sea. But rather than have all of this make them more secure, it seemed to open them up to great fear about it being taken away. As with Lamech and Germany, Athens went to war in the end over the Sparta’s reaction to the Megaran decree–an insult only in the barest sense of the word. To those that say, “If it wasn’t the Megaran decree it would have been something else,” I agree. But this proves my point. Touchy people will get mad at just about anything.

If the Industrial Revolution represented a movement down the mountain to what lies underneath it, so nuclear weapons means traveling even further down into the physical structure of matter itself. What could be more “natural?” This of course granted us enormous destructive power. But surely, it is not natural that handful of people scattered throughout the world should have the ability wipe out billions of people in under 30 minutes. Wielding a knife gives one power, but it is very difficult to accidentally hurt or kill someone else with a knife. A gun gives more power, and hence, it is easier to accidentally–or intentionally–kill someone with a gun.

With nuclear weapons, a small accident, malfunction, or misunderstanding–let alone an actual act of malice–could kill millions.

We need not restrict our purview to weapons only. Cars, for example, give us great power to move quickly. But to enable this, we had to construct roads, a massive traffic apparatus, etc. that leaves us vulnerable to serious injury and death. We could drive well, and our car could work perfectly. But many things are outside of our control. If someone else makes a mistake, or if someone’s else truck blows a tire, it could endanger us easily.

Other digital technology, such as the internet, continues our journey down the mountain. We can manipulate atoms now to vastly increase our communicative ability. We can gain information from anywhere, know anything from any time, and so on. We all know the satisfaction that comes from shopping online, watching a funny youtube, and so on. But virtually every commentator on our current cultural situation acknowledges that internet often hurts more than it helps. With Twitter perhaps especially, we experience the destabilization that comes with chaos. Twitter gives us a sea of information with no editing, structure, or system to guide us. We talk of the “Internet of Things” as it relates to connecting our appliances and other tools to the worldwide web. The moniker is ironic–what the internet gives us is a plethora of “things” with no coherence.

If we mistrust each other it is not because of our weakness but because of the outsized power we possess. At the top of the mountain we can orient ourselves, we can locate ourselves vis a vis our surroundings. At the bottom, however, we have only multiplicity and no unity. This in turn has led to an acute sense of dislocation, which in turn feeds a tendency towards all the wrong kinds of identity, as we have seen recently.**

Fixing western civilization–we all want to see the day, in theory at least. But coming to a solution will mean lightening our load to climb back up the mountain.

Dave

*We see this not just in Genesis 4. The Tower of Babel could be another example of Increase of Power=Dislocation–quite literally in that case. In 1 Samuel 24, King David takes a census, something for which he is punished. It seems incomprehensible to us that taking a census should be a sin. Yet, in the narrative even the amoral Abner warns David against taking this action. If we see the pattern, a census increases ones knowledge of “particulars” dramatically. It is a journey “down the mountain” that makes David quite vulnerable. Abner’s reaction should clue us into the innate understanding they had of this pattern, the danger of David “trying to throw his arms around the world.”

It should not surprise us, then, to see a repeat of this pattern as the New Testament begins. It is not a coincidence that the birth of Christ, the King who would in time destroy the Roman Empire, is preceded by a census (Luke 2).

**In terms of sexual identity, we no longer seek even to mine the minutiae of nature. Instead we wish to transcend it entirely. We have accumulated such power over nature that we feel we can discard it at our leisure. Obviously there is a link here between our current sexual identities and our environmental issues. Here exists a possible link-up between social conservatives and environmentalists.

The Idea of an “Empire of Liberty”

How we label things, or how we construct their meaning and place in history, obviously will say a lot about us.

The Constitution serves as a good example.

The Constitution has its flaws, its oversights, and some ungainliness about it.  We understand that it’s obviously not perfect. But it surely has worked on some level, having lasted this long.  Because it has worked (or at least we assume it has — more thoughts on this later), we think of it as a very “modern” and forward-looking document.  This matches how we think of ourselves.  We are a “progressive” people, the documents that define us must also have the same character.

But in his two books Empire of Liberty, and The Idea of America acclaimed historian Gordon Wood makes the point that the Constitution tried in fact to stem the rising tide of “liberty” and change unleashed by the “spirit of ’76.” The Constitution may not have been a completely “reactionary” document but it was a response to a quick erosion in society of what many elite revolutionaries like Adams and Madison held dear.

Through various quotes and citations, Wood lists the changes seen and feared by such men in the 1780’s . . .

  • A loosening of traditional relationships between men and women — parents had much less control over who their children married.
  • Riots and protests against professors at the few (and elite) colleges by many students demanding curriculum changes, attitude changes, and the like
  • A decided turn against the virtues of the ancient Romans and a great movement toward the ideas of tolerance and conviviality as the means to hold society together
  • Democratization of religion, which became much less authority driven and much more ‘touchy-feely.’
  • Extreme partisan politics on local levels, with stories of violent behavior in state legislatures rampant.  The rise of the “party-spirit” in politics bewildered many.
  • Both “free love” and drugs going mainstream into the culture

Ok — the last is not true, but if one looks at the list, it looks quite familiar to us, making us think of the 1920’s or the 1960’s, or today.  Maybe we must face the fact that this is what America was, is, and ever shall be.  As Alfred North Whitehead once said, “The major advances in civilization are processes which all but wreck the societies in which they occur.”

Wood asserts that while the Constitution succeeded in establishing a structure that put up some barriers to change, overall the idea of liberty and “the people” triumphed over the Constitution’s conservative aspirations.  In the end, the idea liberty and the reality of the voice of the people ended up remaking the Constitution in its own image.  The Anti-Federalists, those who opposed the Constitution’s ratification, lost the battle but won the war.  The best the ideals of Washington and Adams can do now is fight rear-guard actions against the overwhelming power of the “people.”

Though initially shocking to our sensibilities, the idea of a reactionary Constitution helps make sense of much of American history down to the present day.  It also partially explains why appeals to the vision of the founders, or the intent of the founders falls on deaf ears.  For one, Madison and others probably believed that the factional “evils” they saw in state governments would not transfer to the national legislature.  Perhaps Madison wanted a stronger national government because he thought that only the “better sort” would get elected to the national legislature and thereby elevate discourse.  This “better sort” would not fall prey to party politics.  He sought then, more power not so much to the national government but to the “better men.”  However strong Madison’s hopes on this score, they quickly proved illusory.  Madison and others like him either misinterpreted or remained ignorant of exactly what their revolution had wrought.**

At a deeper level, two other questions arise.  Can the structures of organizations curtail underlying driving principles that form such organizations?  I tend to side on this one with the Jurassic Park dictum, “Life finds a way.”  The early “conservatives” could not call upon the spirit of self-determination in 1776 and then expect to put the toothpaste back in the tube once the Revolution had accomplished what they wanted it to.  The population at large could rightly retort, “What about us?” Bowing to the “will of the people” became a necessity, and eventually, a foreordained, positive good. Even a Constitutional “literalist” or “minimalist” like Jefferson gladly dispensed with his principles with the Louisiana Purchase, among other instances.  Like a nuclear blast, the concept of “liberty” leveled everything in its path.  What mattered to most was not the past, but the future.  The founders had done their part, but our vehement abhorrence to anything smacking of aristocracy made us quickly resistant to anything resembling the determining “tyranny of the past.”  John Adams, among others, quickly tried to assert that, “Wait!  That’s not what we meant!”  Most responded with some form of “I don’t care!”  Within a generation of the Constitution’s ratification, “egghead” professions like that of lawyer already were viewed as “elitist” by many, especially towards the frontier.  The seeming radical nature of the “Jacksonian Revolution” actually had its roots laid years prior.

Wood deals with the slavery question related to these political questions, but I found his analysis of the relationship between Americans and Native Americans more intriguing.  He writes,

Conceiving itself as a composite of different peoples, the British Empire could somehow accommodate the existence of Indians within its territory.  But the new American Republic was different: it contained only citizens who were presumably equal with one another.  Since the United States could scarcely imagine the Indians as citizens equal to all other American citizens, it had to regard Native Americans as members of foreign nations with which treaties had to be negotiated.  Of course, most of the Indians themselves had no desire to become citizens of the American Republic.

While the 17th century colonists did fight with Indians, little doubt exists that American Independence proved a disaster for Native Americans.  Problems began years before the war itself — one of the driving issues behind the Sugar Act and Stamp Act involved keeping colonists off Native American land.  Wood’s reasoning fits with de Tocqueville’s thoughts on equality, and the problem persists today. We have yet to work out the tension between liberty and equality.  When the “people” speak (however we measure this) we cannot tolerate deviation from the norm.  The example of Bruce/Caitlin Jenner speaks to this.  How many ESPN commentator’s could keep their jobs and declare that Jenner is tragically mistaken in his actions?  To be fair, had ESPN existed 50 years ago, could anyone have then applauded his actions and kept his job?

One unsaid implication of Wood’s book is pride of place between the American and French Revolutions.  Most see the American Revolution as giving birth to the French Revolution, with the French Revolution as the bastardization of all that went well in America, then withering on the vine as Napoleon took over.  But we might instead see the French Revolution as the real victor, with its sense of the power and authority of the “people” in more or less full swing by the early 19th century in America.  He who laughs last laughs loudest.  Or perhaps both of these positions wrongly presume an essential difference between the two events.  Maybe the American Revolution started to resemble the French Revolution because they had the same origins — fraternal if not identical twins.  If we consider this option, then we may need to reevaluate America history as a whole — an exciting if not daunting task.

“A man’s worst difficulties begin when he is able to do as he likes.” — T.H. Huxley

Dave

*We should note that those at the the Constitutional Convention had different ideas, and others whom we might consider “founders” like Patrick Henry, John Adams, and Thomas Jefferson were not at the Convention at all.

**Wood cites a variety of sources to demonstrate that the traditional understanding of the need for the Constitutional Convention being the weaknesses of the Articles of Confederation are false.  Many had perfect awareness of these weaknesses and their fix remained relatively simple.  The real concerns of men like Madison and Washington lie rather in their observations of the petty bickering of state legislatures, and the fact any man Jack seemingly could get elected to state legislatures.

Mapping the Middle

Some years ago I listened to an interview with a historian whose name I cannot remember, but she made a startling observation I had never before considered. We cherish the idea of voting in our secret booths. Many regard it as impolite to ask who one voted for. But this method, so cherished as a foundation of democratic practice, has a purely modern origin.* In ye olden days we voted in public, sometimes simply by standing on one side of a room, with those voting for the other guy on the other side, and then counting heads. In a republic, thinking went, one should live openly with their fellow man. The idea of ‘private’ political opinions would have seemed absurd and anti-democratic to Americans of the early-mid 1800’s.

I come back to this nugget often, for it reminds me that things we assume about the ‘absolute’ meaning of America, or democratic identity, may not be quite what we assume. Stories like this also should help us reflect on whether or not the more things change, the more they stay the same.

Gordon Wood needs no praise from me. I find his analysis consistently penetrating and illuminating. One reason for this . . . he seems to know how to appreciate the weirdness of American history and maintain tension between competing perspectives. For those who praise America’s unique role in the history of western civilization, he can say, “Yes, but . . . ,” and for those that decry our faults, he says the same. He draws us into an appreciation for the tensions and oddities of our national life. The best historians make the past seem at once strange and yet familiar. Wood accomplishes this with deep learning and a light touch. His book Power and Liberty: Constitutionalism in the American Revolution serves as a great summary of some of his previous work.

Some surprising details emerge here. We know that the founders had many differences on a variety of issues, but I didn’t know that they had unity in their condemnation of . . . Rhode Island. They objected not to their religious oddities, inspired by the likes of Roger William’s and Anne Hutchinson, nor to their commercial turn–something Alexander Hamilton, at least, appreciated. No, they directed their universal ire towards Rhode Island’s use of paper money. “The cry for paper money,” John Adams commented, “is downright Wickedness and Dishonesty. Every Man must see that it is the worst engine of Knavery that ever was invented.”

Of course we can choose to smile benignly and call them curmudgeons, but Wood reminds us in a variety of other places the radical and progressive nature of the American Revolution. The fact that more or less everyone across the spectrum condemned Rhode Island should tell us something. All knew that paper money represented a loosening of the hierarchy, and a preference for debtors over creditors, Whether they consciously intuited it or not, paper money also meant a more fluid and democratic society than perhaps any of the founders desired.

In discussing the Constitutional Convention, Wood mentions a curious bifurcation in American society. Some progressives and libertarians call the Constitution basically the byproduct of a conspiracy. This groups sees America in the 1780’s as flourishing and in no need of significant alteration. As usual, Wood answers, “Yes, but” and adds nuance. Various state economies performed well in this decade, but the problem lay in the strong commercial push for markets and regulated trade. The government under the Articles of Confederation had no powers regarding trade. This desire for markets ran so deep that Wood suggests a significant portion of Americans would have allied with any foreign power that would ensure their products access to the sea. George Washington commented of such folk in 1784 that, “the slightest touch of a feather would turn them any way.” We needed some kind of stronger national government. But Wood agrees that had the American people actually known how strong a government some of the delegates to Philadelphia wanted during the summer of 1787, they might very well have shut down the process entirely.

Most key members of the Convention sought to supersede state government power with the Federal government, but the theme that almost no one who helped start the American Revolution truly understood what they had unleashed runs throughout Wood’s work. This sometimes had good effects such as with the slavery question. Wood argues that we had a blindness about African-American slavery before the Revolution because we had a basic blindness towards white “slavery” as well. White “indentured servitude” was indeed not the same as “slavery” as we know it, but it was close, most particularly in the idea that owners could sell the labor contracts of their servants. Also,

“because labor was so valuable in America, colonists enacted numerous laws to control the movement of white servants and prevent runaways. There was nothing in England resembling the passes required for traveling servants. . . . No wonder newly arriving Britons were astonished to see how ruthlessly Americans treated their white servants. ‘Generally speaking,’ said William Eddis upon his introduction to Maryland society in 1769, ‘they groan beneath a burden worse than Egyptian bondage.'”

This started changing when the rhetoric of revolution started focusing on “slavery” to England, making “slavery” unacceptable to many for the first time–again–this was not the plan. Wood, a critic of the 1619 Project, wants to focus on the significant progress made by the revolutionary impulse to end slavery/servitude in most of the colonies, rather than its tragic persistence in some. Of course, slavery didn’t just persist in southern colonies, it actually dramatically expanded from 1775-1850. At least here, Wood cannot explain how the impulse that ended slavery in some places seemed to increase it in others. By the early 19th century, one could accurately describe America both as dramatically more and less free than England.

Perhaps because Wood possesses great knowledge and a great ability to parse the details, he cannot quite bring the unusual disparities of America into an explanatory whole. We have already touched on the freedom/slavery divide, but others exist too:

  • Some wanted much less central unity than England had, some wanted much more power for the federal government over states than King George ever had over colonies.
  • The equating of land with freedom, and the “ravenous” appetite for land among colonists that shocked European observers, despite land’s vast abundance.

If we see America in a spatial, symbolic/mythological way an explanation emerges.

Many look at medieval maps and wonder, “what in the world . . . ?

The Hereford “Mappa Mundi,” ca. 1250 (?)

At first glance, and at a second and third glance, the map gives very little physical information. At times the physical data it gives is not even accurate, such as the separation of England and Scotland on the map above. But if we see the map as a means of guiding us to understanding how to navigate the world, or a “map of meaning,” we see as the medievals (and other cultures before them) saw.**

This post has little to do with the map directly, so I will limit my comments to its application for America. If you magnify the map, you see that towards the edges, one meets strange creatures. Reality starts to blur, there exists at once a strange mixing and a strange separation of bodily form, yet also, if managed rightly, a chance for wisdom and new growth. This happens on the “fringe” of reality. Most every great story involves the hero leaving home and being remade, casting bread upon the waters that it might return–in short–heroes must successfully navigate the fringe.^

The key to managing the fringe first involves understanding its meaning. We can consider alcohol as one example of how the fringe works. Taverns and bars have always been a place to meet others and mix. This is not an arbitrary social convention. Alcohol serves to “loosen” us, which is why we should drink only in the evening, as our being naturally gets looser as we move towards sleep. This “loosening” facilitates mixing and mingling with others more easily. So, “Can I buy you a drink?” works better as a pick-up line than, “Can I buy you some carrots?”

But one must be careful. If we stay too long on the fringe–i.e., drink too much–our being splits. We may discover too late that we have “mixed” with someone we should have avoided. Notice too that those who get drunk tend to experience either an unnatural extremity of the fringe (they are over-social, thinking everything is funny, etc.) or they get surly and overly anti-social–i.e., they seek to return “home” from the fringe but return misshapen. They attempt to recalibrate their mixing but their “monstrous” form, acquired from too much transformative “mixing potion,” means they cannot “tighten” themselves with proper form and grace. The moral of the story–one should not stay too long on the fringe.

Though we may not see it easily now, for European settlers in the New World, America was “the fringe,” The glories, degradations, and strangeness of America have their explanation here. Europeans traveled out to the edge, and decided not to return but camp out for good. This has several implications:

  • I have already alluded to the “more free,” and “less free” polarity.
  • Those who wanted to try and implement extreme forms of religiosity might find a home here. The Puritans could implement their views, but the continual implementation of their ideas required close knit communities, which “the fringe” would naturally work against.
  • Those who wanted to basically try and transplant something of the society of the English gentry, like many of colonists in Virginia, could achieve this only through strenuous effort and hence, malformation. This could explain the large number of slaves in Virginia.
  • Washington’s desire that we eschew political parties had no chance of success whatsoever. The fringe brings out extremes and divides us.
  • It might additionally mean that the fringe would define America. Examples might be–American literature has its origins with Twain, who lived out west on the edge of civilization. Many of our folktales involve strange, misshapen people, or those who lived in continual movement (Daniel Boone, Jonny Appleseed, Paul Bunyan, etc.). African Americans, who resided obviously on the social fringe, created some of the best and most noteworthy culture, especially in terms of music. Finally, when we got out as far we could physically go on the fringe (California), we made this “fringe of the fringe” America’s heart with the advent of Hollywood.

We can quickly see that some of this is good (who wouldn’t take American 20th century music over any and all European countries?), some bad, and some of it confusing. It is the fringe, however, that defines American life, and this means that we will experience extremes, and that the lines between “good” and “bad” will blur quickly, right before our eyes. This template also explains much of early American history and the heightened versions of good and bad we see.

Thomas Jefferson took great pride in helping Virginia, and in time, all of America, to develop the practice of religious tolerance and avoiding state sponsored religions. Wood suggests that Jefferson thought this meant that a democratic people could arrive at an “enlightened” understanding of religion that would abandon dogma. Madison thought differently, and knew better. We allowed for toleration only because we feared the monopoly that other religions might gain. Mutual collision, and not mutual understanding, made us “healthy.” Lacking a defined core, “collision” was our last, best option.

The American Revolution saw the European fringe break decisively from the core. Once free, new practices embedded in the ideas of revolution spread rapidly. Having lived on the fringe, Americans could navigate the changes rather easily. When a society with a more traditional core, such as France, tried something similar, it had a much more disruptive impact. When the ideas migrated into an even more traditional society like Russia toward the end of the 19th century, an oppressive tyranny reigned for 70 years, instead of the five we saw in France.

Americans love to spread their ideas, and always have. We believe that our beliefs and practices should transplant everywhere. Many of us look around us and surmise that significant change is coming for western civilization. I don’t think I will like many of the changes coming, but I take some comfort in knowing that America has a large bandwidth for adaptation. My concern lies in what happens when these new ideas migrate into more traditional societies. The impact there will be more traumatic (i.e., Russia and Ukraine?).

Ok, my concerns also lie with us. We need a middle to navigate the extremes, but alas, “middle ground” will always be elusive on the fringe.

Dave

*The historian was not entirely sure of why this switch happened, but speculated that it likely had something to do with Victorian ideas of propriety, and with the new involvement of women voting. In ye olden days, fisticuffs on Election Day with those on the other side were relatively normal occurrences. But with the new system, one didn’t know how the other voted, which made fighting much less likely.

**In this case, obviously the creators of the map knew that England and Scotland were geographically connected, but they remained culturally separate in their experience. The map then, reflects an understanding of their experience, not a mere physical representation.

^There is a great present in Scripture about the core, fringe, etc. if one knows how to look. Consider creation in 6 days, and leaving 1 untouched, leaving something on the edge of plowed fields, not weaving one’s garments to totality (i.e., leave the edge of your garments with a fringe), and so on. But just as Christ ministered first on Israel’s geographic fringe, He came to back “home” to Jerusalem.

A.J. Toynbee: “Hannibal’s Legacy” in 2 vols.

I have republished this because of the partial similarities in theme with Hillaire Belloc’s Waterloo, reviewed here.

And now, the original review. . .

This is a great work, probably a labor of love to write and certainly at times to read. It bogs down in parts, at times too technical and obscure. But if you let it wash over you and absorb the full effects, one sees the book’s great value. It’s theme of how war pressures a society, and how victory can be turned into a defeat of sorts, is entirely relevant for us today.

First, the weaknesses:

  • Toynbee’s subject fits an epic scope, but the book becomes very technical at times. He loads the writing with untranslated Latin phrases. I realize he may have had the specialist in mind with because he does not do this in his other writings. But it’s still aggravating and pointless.
  • The book is too long. I admire his desire to touch on everything related to the subject (such as animal husbandry habits), I often lost focus and momentum reading it.

But don’t let this stop you. Look at me for example. I skipped big chunks of it and here I am, confidently reviewing it!

Toynbee believed that studying the classical world had importance not so much because of its influence on western civilization, however true that may be, but because we have with the Hellenic world a complete story fairly well documented. Given the uniformity of human nature, their story can be instructive for all us.

His argument runs like this:

1. One key to understanding the Hellenic world is the city-state model. Time and again, this model proved its superiority over other political organizations in the Mediterranean and beyond. The Greeks beat Persia for example. Organized along these lines, the Romans were poised to better their less well organized neighbors.

2. Conflict is part of life, and Rome eventually and continually got into conflicts with provinces around them. Their inward structure and at least moderately progressive alliance structure gave them a final advantage in these various conflicts.

Toynbee does not exalt Rome as the paragons of ancient virtue. But neither does he dismiss the good parts of what made them great. It’s ok to discover good things about western civilization!

Their victories solved some problems but created others. By the mid 4th century B.C. Rome’s expansion had done two things

  • It brought them up to the Mediterranean which likely would have inevitably involved them in conflict with Mediterranean naval powers. Should this conflict come the impact on Rome would be far reaching, win or lose. But this particular law of unintended consequence is faced by every civilization.
  • More importantly, Rome’s territorial expansion put great stress on the concept of the city-state. City-state’s work well when their is enough familiarity with one another to share rights, privileges, and responsibilities equally. When done, the resulting social cohesion can be personally fulfilling and politically dynamic.

Now such cohesion would be impossible. They were too big. Rome had a choice to make. They could either a) Transition into a more bureaucratic state with more central authority, b) Expand the base of their rights and go to a broad-based representative democracy, or c) Forget social cohesion and extend the power of their ruling class to these other areas as well.

Given their aversion to monarchy, ‘a’ was not likely, but ‘b’ was possible. Alas, they chose ‘c.’

Toynbee elsewhere makes the somewhat dubious assertion that the Hellenic world (which included Rome in his view) began to collapse in 431 BC with the Peloponnesian War. As it applies to Greece, it works, but not Rome. His argument here though, that Rome began to lose itself somewhere around 350 BC makes more sense. This is when Rome makes the transition from some kind of admirable democracy to a less admirable oligarchy.

3. It is the nature of oligarchies (like most regimes) to maintain control. Rome was still progressive in some ways, but in moral/political matters going half-way is worse than nothing. For example, most would rather not be invited to a party at all, instead of being invited and then told, “You can’t eat that. These rooms are off limits, etc.” They could be benevolent at times, but insisted on control. This dynamic often led to a unity of prominent families over and against the masses. They condescended to give allies some rights, but never equality.  This made them vulnerable.  Pride often does.

4. This was the climate that Hannibal hoped to exploit when he invaded. The traditional narrative is that Rome, pressed to the brink by a military genius, rallied itself and  gained the victory. They add lots of territory in Africa and Spain. It’s a triumph for western civilization.  Rome’s victory over Hannibal saved them from coming under the thumb of an an elitist merchant class oligarchy that would never have let them exercise their political wings.  That was the best case scenario, with the worst case being utter destruction.  Hurray — western civilization is saved!

Not so fast, says Toynbee.  He dedicates the vast majority of vol. 2 to showing the unintended negative ripple effects of Rome’s victory. Some of them were inevitable, but most Rome had a direct or indirect hand in.  They could have avoided their fate.

The Effects:

  • Rome had treated allies generally well before the 2nd Punic War, and often imposed extra burdens on themselves, sparing allied troops certain duties. After the war (during which some key allied states left for Hannibal) this was no longer the case. Rome now often gave the extra/harder duties to their allies. This is just part of the psychological scars the war left on Rome.
  • Much of the SE Italian population and land had been devastated by the war. Many peasants fled to the cities, which caused a manpower shortage in terms of raising troops from the provincial areas. But Rome, being less trusting, would not let their allies short them in any way on troop requirements any longer. But the extra burden came at a time when they were much less able to meet it.

  • New territory had to be manned, but this meant that troops would be away from farms for long extended periods, making their farms unprofitable. The people who get stationed in Spain can’t come back to vote. If they can’t vote they have no power. Legions in Spain would end up serving for 5-10 years at a time. Out of sight out of mind — until you can’t possibly ignore it any longer.  They do not return as happy campers.
  • In general, the war destroyed the average independent peasant farmer. Wealthy oligarchs could easily buy up lots of cheap property and turn them into plantation farms. But who could work these farms? A free peasantry might get called off to war. Slaves made more sense, and of course, were readily available from the conquests. Thus, slavery expands in Rome during and after the 2nd Punic War, which would rot away the core of Rome’s traditional republican values.
  • As the army grew more disconnected from the social and political life of Rome, their habits became more self-serving. Hence, their abuse and looting of the provinces, of seeking conflict for the sake of loot, and of their increased loyalty to the commander instead of Rome itself.
  • Religion changed in Rome as they became exposed to the more emotive Mediterranean faiths. Traditional Roman religion could not provide for the new needs of the people to deal with the trauma of the war. Of course for the most part, the ruling oligarchy responded as they usually did, with force to suppress. But as you might imagine, this did not work very well.
  • The Romans lost perspective in many foreign crisis. ‘Hannibal’ was everywhere, and so what should have been perceived as a minor threat became a major one, which led to the more frequent drafting of larger armies. This put even more stress on an already stressed peasantry.

The main theme of the post-war years is the oligarchy attempting to maintain their hold on power, but shooting themselves in the foot with most every attempt. For example,

  • Vast new flocks and herds required shepherds to watch them. Shepherds need to be armed against theft and animal predators. But shepherds were often also slaves.  So. . . we see a sharp increase in slave rebellions against the oligarchy.  The Romans armed their potential destroyers.
  • The oligarchy maintained their power through accumulation of land, which led to wealth. Their wealth, along with Rome’s Mediterranean expansion, allowed them to acquire more exotic goods from all over. But this created a new class of wealthy merchants who inevitably challenged the oligarchy for control, and the resulting political tension spilled over into violence.

In the end Rome’s response to their victory led to the destruction of the oligarchy, first in their alienation of the peasantry, then in their fratricidal civil wars, and finally, in their death at the hands of the Principate with Augustus.

What lessons can be learned?

Rome made many mistakes, but many of these were not unusual mistakes. When people win the lottery they take the money and don’t consider the consequences. Most civilizations would take the territory gained in war in the same way.

The fact that Rome ‘lashed out’ and became more controlling and paranoid is also not unusual given the horrific shock and destruction Hannibal inflicted. In their minds it must have been ‘prudence.’ ‘Fool me once,’ and all that.

But Rome was not doomed to follow this path. Though Toynbee does not mention this specifically, I believe that his thesis fits with his overall belief that civilization routinely destroy themselves through acts of pride, fear, and envy. Only sacrificial love can allow a civilization to maintain itself long-term. This is not mere sentimentality. In fact, he takes 800 pages with gobs of footnotes from obscure German historians who wrote books with very long titles to prove his point. If we cast our bread upon the waters, we’ll get it back eventually.

For us today, in light of 9/11, the lessons are similar.

We cannot compare the shock of 9/11 to what Rome endured in the 2nd Punic War. The two events are not even close in magnitude, so the fact that our reaction has not been as extreme as Rome’s is nothing to write home about. We should be thankful.

However, in some areas, such as the extension of our military, the possible ‘tightening’ of our society, the easy way which our civilization can give way to fear, should be a warning to us. Through acts we could and perhaps could not help, we find ourselves stretched economically and more divided culturally than before. We would be silly to suppose that are automatically immune from Rome’s fate.

To close the review (too long!) in the true style of Toynbee’s book (also too long!), I need to include a large appendix. So, below is ‘Exhibit A’ for the change of Rome’s character: the expansion of slavery beginning with the first Punic War (264 B.C.) and ending with the destruction of Carthage in 146 B.C.

Expansion of Roman Slavery During Punic Wars (not a complete list): 264-146 B.C.

  • 262 B.C. 25,000 Agrigentines sold into slavery
  • 258 B.C. Myttisstraton massacred by Romans, survivors sold into slavery
  • 258 B.C. Camarinans population into slavery
  • 254 B.C. 13,000 Panormitans, into slavery
  • 241 B.C. 10,000 Carthaginian POW’s into slavery
  • 230 B.C. Romans buy large batch of slaves from Boii
  • 214 B.C. 25,000 killed or enslaved by Fabius Maximus
  • 210 B.C. 2,000 artisans from New Carthage enslaved
  • 210 B.C. Akragas population into slavery by Valerius, leaders executed
  • 210 B.C. Anticyrans sold into slavery, though they had previously made a good faith pledge with Rome
  • 209 B.C. African POW’s in Hasdrubal’s camp enslaved by Scipio
  • 207 B.C. Dymaeans enslaved by Galba
  • 204 B.C. 8,000 African civilians sold into slavery
  • 202 B.C. Wholesale African populations enslaved by Scipio
  • 189 B.C. Samean population enslaved by Fulvius
  • 177 B.C. 5700 from Istrian towns enslaved
  • 177 B.C. 80,000 killed or captured by Sempronius Graachus
  • 171 B.C. Haliatus population massacred, 2500 survivors enslaved
  • 171 B.C. Anti-Roman party at Thisbe enslaved with families
  • 167 B.C. 150,000 from 70 Molossian towns enslaved by direct Senatorial order
  • 155 B.C. Delminium population enslaved by Scipio Nascia
  • 146 B.C. Remaining women-children survivors from the seige of Carthage (perhaps 50,000?) enslaved.
  • 146 B.C. Captured Corinthians massacred, women and children enslaved, liberated Greek slaves re-enslaved by Romans
  • 133 B.C. Numantines enslaved by Scipio Aemilianus

8th Grade: Go Down Gamblin’

Greetings,

This week we looked at one of Rome’s most controversial figures, Julius Caesar.

Caesar stands as one larger than life, and inspires many different reactions.  Many view him quite differently, and he begs the question, “Who was he?”

1. Some see him as a rare combination of political and military genius, not seen again until perhaps Napoleon.  But some counter that he got carried away, went too far, and ended up assassinated.  How much of genius could he have been?  One could say the same about Napoleon, by the way.

2. Others see a man of the people, dedicated to helping Rome’s less fortunate and ending the reign of an elite’s aristocracy’s hold on Rome.  But why then, did he himself amass a massive personal fortune?

3. Still others see a man bent purely on personal gain, dedicated to destroying whatever stood in his way.  His killers did not commit murder, but performed a judicial execution on behalf of the state on a criminal.  Those that disagree point out that no real Republic existed for Caesar to betray anymore.  The patricians sought power just as Caesar did and cloaked that under the auspices of “preserving the Republic.”

4. Finally, some see Caesar as a man dedicated to preserving order in Rome after nearly a century of political strife.  The Republic failed to prevent multiple small level civil wars, and so a “strong-man” needed to arise to bring stability to Rome.  And yet others counter that Caesar went out of his way to antagonize the patricians, who (like them or not) surely were needed to ensure Rome’s stability.

Truth may reside in all these theories, but one struggles to make sense of them all, to find a coherent center.  I believe that one way we can do this is to see Caesar as a gambler at heart.  He had the ability to quickly seize the initiative and take great risks with great rewards that accompany them.  He read people superbly, and at times could conceal his intentions.  He had high levels of self-confidence.  He would have identified with the Bob Seger song I referenced for this posts title. But like many gamblers, he did not know when to stop.  The compulsive gambler must eventually lose.

We see different examples of this principle at work throughout his life.  He married the niece of Marius, who lost a civil war with the dictator Sulla.  Sulla had Caesar on a list for execution, but decided to spare him on account of Caesar’s mother — on one condition.  Caesar had to divorce his wife, a relative of Sulla’s greatest enemy.

Caesar refused.  No doubt his refusal stemmed in part from his love for his wife.  But clearly another part had to do with the fact that Caesar would not back down to anyone.  No one would tell him what to do.  Or did he just want to see how far he could push the mighty Sulla?

Later on at his mother’s funeral he unveiled statues of his uncle (by marriage) Marius, whose likeness had been forbidden since Sulla’s time.  It’s hard to know if he genuinely sympathized with the cause or just loved tweaking authority.  His rejection of his patrician ancestry puzzles some.  The patricians could have guaranteed Caesar wealth and status.  But of course, it would have been wealth and status on their terms, not his.  Siding with “the people” gave a him a blank slate upon which he would stand or fall by himself.

Other such “all or nothing” instances exist in his life.  He went into massive debt to run for Pontiff, and had he failed he would have gone to jail disgraced.  Naturally, he succeeds, and uses the power of that office to amass a new fortune.  We get the phrase, “Crossing the Rubicon” from his life as well.  He had no qualms about going “all in” even without the strongest of hands.

I’m a believer in the power of images/faces to reveal a lot about the past.  What does Caesar’s face tell us?

Of course this is not the only bust of Caesar in existence.  The one below, in fact, may be the only surviving bust from his actual lifetime, and perhaps it tells a different story:

One of the few that Caesar could not overwhelm with either his charm, force of personality, or force of arms was Cato the Younger.  Cato opposed all that Caesar did, and not always because Caesar went outside the system.  For a long time Caesar worked carefully within the Republic, but Cato still opposed every idea he had.  Cato feared that Caesar had an insatiable attitude for recognition and control, so he must oppose even lawful and possibly good ideas lest they work and enhance Caesar’s reputation.

Even historians who do not like Caesar debate the merits of Cato’s stance.  Did it antagonize and push Caesar further than he would otherwise have gone?  Did it make him despair of the Republic as a whole?  Could the Republic still function, as Cato thought, or had it died long ago, as Caesar believed?  I hope the students enjoyed thinking through these questions.

After Caesar assumed power in Rome, he acted in a number of highly provocative ways:

  • He wore red boots.  A bold fashion statement, yes, but also a political statement, since red boots were associated with the exiled and despised Tarquin kings from centuries earlier.
  • He allowed himself to be named “Dictator for Life.”
  • Some sources say that while presiding over the Senate, he sat on a throne of sorts overlaid with gold.
  • He packed the Senate with his friends and supporters, making that institution politically useless.
  • He had a fling with Cleopatra.  This might cause eyebrow raising and gossip left to itself.  But then Caesar put a statue of Cleopatra up amongst other heroes of Rome.

The question of whether or not Caesar plotted to assume kingship had deep implications.  Rome’s Republic built itself primarily on the rejection of monarchy.  Rome made a law stating that anyone who sought kingship could be killed.  The conspirators believed, or at least said that they believed, that Caesar planned to do just that.

Others counter that Caesar already had all the power kingship could bring.  Before his assassination he planned on a large-scale military expedition against Parthia that would have taken him out of Rome for perhaps a couple of years.  Some argue that it made no sense for him to seek monarchy.

Perhaps the way to see through this dilemma is to see Caesar, for the sheer thrill of it, seeing just how far he could push things.  Like most gamblers, he eventually went too far.

Many thanks for a great year,

Dave

World War II, Japan’s Peloponnesian War

Any student of classical history must admire the incredible flourishing of 5th century Periclean Athens.   From the years 480-430 B.C. we see the birth/enormous growth of drama, architecture, sculpture, politics, etc., etc. Kenneth Clark called this period one of the four or five great eras in human history, and few would dispute this.

Historians also always point out how the unexpected victory of the Greeks in the Persian Wars between 490-479 B.C. propelled them into this golden age.  The victory gave them an unexpected burst of confidence and a validation of their identity.  I have not read anyone who has not made this connection, for it seems obvious.  More than this, we can see that golden ages in other civilizations have origins in similar bouts of resistance against an apparently stronger foe.  So, the Florentines resist the French in the early 15th century, and the English defeat Spain’s Armada in 1588 (not long after we get Shakespeare, Ben Jonson, etc.), and the Dutch defeat the Spanish in the early 17th century, after which we get Rembrandt.

The epilogue to this glory comes with the Peloponnesian War, where Athens flushes away this incredible storehouse of achievement in a messy and long conflict with its rival Sparta.  Athens loses and the golden age ends, but . . . all good things must end, the wheel of fortune spins, and no one doubts the salutary effect of their victory in the Persian Wars.

Recently I have read a slight amount of Japanese history and I wondered about certain possible parallels.  The Russo-Japanese War had all the makings of an equivalent to Greece’s triumph against Persia.  With Japan, we see a ‘rising star’ defeat a much larger power in Russia that everyone expected to win.  Like Greece, the Dutch, the English, etc. the Japanese also were a rising naval power.  Like the Greeks, the Japanese experienced a surge of confidence which led them into a disastrous conflict between 1937-45.  Yet I have yet to read anyone who makes this connection.

Add to this, certain historical conditions for the emergence of a golden age in Japan existed in addition to their underdog victory over Russia.

  • Their naval power gave them a chance to come in contact with other civilization to experience a cultural fusion, (like the Dutch and the English), and
  • A cultural fusion of sorts already existed in their country, with a revival of traditional Japanese culture combined with the western industrial influence.

In response to this at least partial connection, a few thoughts arise:

  1. Though the classic conditions for a golden age in Japan existed, they did not experience a golden age for various possible reasons (most seem to think that Japan’s golden age existed in the Edo Era (1605-1868).
  2. Maybe they did experience a golden age, or at least a silver age, of cultural achievement but we in the west don’t recognize it as easily.
  3. Perhaps neither the Japanese or the Greeks experienced a golden age after their unexpected victories! Perhaps the appearance of a golden age in Greece in the 5th century B.C. is simply a sham propagated by generations of uncritical historians!
  4. Perhaps unexpected military victories are in fact not the necessary spark that ignites a golden age.  Perhaps instead they serve as impediments.

Numbers 1-2 both could be possible, but both lie beyond my abilities to discern.  Alas, though I love the exhilarating death or glory dash of number 3, we must conclude that yes, at least Athens experienced a golden age in 5th century B.C.   We shall have no slaying of dragons today.

Sigh.

But I am intrigued by #4.

Let us revisit the “Golden Ages” I listed above with a fresh eye.

After Dutch independence from Spain we did get Rembrandt and certain pleasant, if unremarkable architectural style.  But the other byproducts of this victory appear more prosaic, such as the first corporation and the first stock exchange.  Of course Shakespeare has few if any equals, but might we see a more sustained English cultural flowering from the late 18th-mid 19th century with Turner, Dickens, etc.?*

Furthermore, we see that some of the greatest and most profound cultural landmarks have come in the midst of defeat or decline.  St. Augustine writes The City of God after the fall of Rome.  Plato and Aristotle pen their penetrating insights after the Peloponnesian War.  Homer’s tales come to us in the midst of the Greek Dark Ages.  The Byzantines may have done their best art just decades before their fall to the Turks.  The golden age of Russian literature came in the final years of the Romanov’s.**

We should also surmise, did civilizations experience a golden age without the assumed prerequisite of unexpected military victory?

Florence’s true golden age may have had nothing to do with the French in the 15th century and more to do with double-entry bookkeeping developed far earlier for medieval fairs.  This skill put them in demand throughout Europe.  The increased revenue and attention led to a burst of innovative construction way back in the 11th century.  This lacks the pizazz of defeating the Persians, but may have been more effective.

Northern Europe experienced one of the great golden ages in history during the late 12th and early 13th centuries.  Here we had a revival of individual scholarship but also the invention of Gothic architecture.  One could argue that this had something to do with the Crusades, but not necessarily a direct military victory that impacted local communities.  I agree with Kenneth Clark, who argues that this particular cultural boom had more to do with movement in general (even for double-entry bookkeeping) than the Crusades which took place so far away, and from which no news would be had for years at a time.

Maybe a military victory such as Athens and Japan experienced might serve as a dangerous stimulant.  Both victories did not contribute to golden ages, but both contributed certainly to overconfidence and expansion.  In the case of Athens they turned the Delian League and the Aegean Sea into an Empire, which certainly contributed to their demise as a result of the Peloponnesian War.  As for Japan, their triumph over Russia may have spurred on efforts to turn much of Asia into their backyard.^  Historian Niall Ferguson I believe argues that Japanese expansion had more to do with the origins of W.W. II than Germany’s expansion.

The Russo-Japanese War may have been akin for Japan to the Persian Wars for Greece.  But if so, perhaps World War II served as their own version of Greece’s disastrous Peloponnesian War.

Dave

*One could argue that this happened after England’s triumph in the Napoleonic Wars, however.

**A possible answer to this might be the civilizations do their best work amidst heady and confident days–things like great architectural works, whereas individuals have their most penetrating insights only in the midst of suffering.

^We think of W.W. II as a global war, but we can see Japan mainly trying to establish dominance over other Asians.  The Greek city-states had a relatively common religious, ethnic, and cultural heritage (with certain distinct differences), just as perhaps did Japan, Korea, China, Manchuria, etc.

 

The Blind Swordsman

Some years ago I watched the movie The Blind Swordsman: Zatoichi and enjoyed it, though it did not match my expectations.  I watch martial arts movies from time to time, but usually not for the plot or character development.  As a kid, I watched any movie I could with big explosions.  Now I am a sucker for the balletic action common in many great kung-fu movies from the east.

Certainly the movie has its share of sword fights, but the style of fighting surprised me, ignorant as I was (and am) of Japanese fighting styles.  I expected long, drawn out battles.  In fact, the fights lasted mere seconds as the combatants focused on short, intense stabs.  Towards the end of the movie the best swordsman of the bad guys and Zatoichi face off alone.  “Ah, here we go,” I thought.  No . . . this was the shortest fight of all, consisting of each man doing only one move.

I thought of this movie reading Japanese Destroyer Captain* by Captain Temeichi Hara of the Japanese Imperial navy.  During W.W. II his record made him Japan’s best captain of destroyers, if not one of their top captains in the whole navy.  Much of his memoir reads like I suppose an American or British naval man would recount the war.  I hoped also to glean something of the culture of Japan that would help illumine the war beyond the narrow confines Hara discusses.

Captain Hara avoids using too much military jargon.  At times I had to strain to understand the battles he describes, but usually not.  He writes openly without any obvious agenda.  He has criticism and praise alike for certain American actions, and even sharply criticizes certain member of Japanese high command (I believe he was the first to do so after the war).

I mentioned The Blind Swordsman because the whole atmosphere of Hara’s account has its roots in samurai lore.  Hara often references maxim’s from different literature and famous swordsmen, but he seems to do more than just quote them.  He gives evidence of living inside of them.  His grandfather actually was a samurai and he speaks at the beginning of the book of his deep connection with his grandfather.  He obviously sought to live out this connection in battle.  Often his thoughts on tactics and strategy come couched in aphorisms of the samurai, especially Mushashi Miyamoto.

But this applies to the whole Japanese naval effort.  Certainly Japan faced certain strategic limitations given their relatively small industrial capacity, but their tactics reminded me of the final sword battle of Zatoichi.  The best samurai win with one stroke.  The Japanese developed torpedoes that had longer range and ran without leaving a distinct trail in the water.  This gave them an advantage that they attempted to exploit in samurai like fashion.  They sought to fire first from long range, well before U.S. ships could fire.  If successful, the naval battle would over immediately.  But if not–and the long ranges from which they fired made this less than likely–the advantage would immediately swing to the Americans.  On the one hand, their concepts make sense apart from samurai lore.  If you have a smaller chance of winning a close-fought battle (Americans never had to worry about supplies of ammo) try and win it from long-range.  Even so, we still see the samurai connection.

We this seeking after a decisive final-blow in other aspects of Hara’s account.  He frequently criticized any effort of Japan that failed to use its forces en masse in decisive faction, citing the adage, “A lion uses all its strength when catching a rabbit.”  Even in April of 1945, with no chance of victory, Hara seems strangely at peace with their final naval assault.  Many eagerly sought death in samurai fashion in an entirely hopeless battle.  Hara, if I may venture  a guess, seems pleased in a more detached sense that the navy had marshaled all its remaining ships and at least would now use them all at once.  In this last moment for the Japanese navy we see the Zatoichi sword fight connection.  Rather than keep their ships back to defend Japan, they sought a grand offensive thrust at our beachhead in Okinawa (which also mirrors how they used their torpedos).**

When discussing Guadalcanal Hara shows a keen understanding of strategic and tactical success.  The Japanese at one point won a key battle by sinking several U.S. ships.  The Japanese celebrated.  Hara did not.  He noted that nothing about the situation in Guadalcanal had fundamentally changed.  The U.S. could still supply its men, and the Japanese still could not supply their own.  Soon after the Japanese evacuated their troops.

I thought of this earlier section of the book when reading the last paragraph.  Hara writes,

The powerful navy which had launched the Pacific war 40 months before with the attack on Pearl Harbor had at last been struck down.  On April 7, 1945, the Japanese Navy died.

That’s it?  After giving many opinions and demonstrating time and again the ability and courage to criticize and analyze situations, I found myself mystified that he offered no general conclusions.   Why?  Again, I am guessing . . . but in the midst of battle, Hara dedicated himself to victory at (almost) any cost.^  Part of this ‘cost’ came in the form of even criticizing high command.  But once the war ended, perhaps Hara thought of himself as a ronin, masterless and without purpose.  Reflection about some grand meaning after the fact might for him resemble one hand clapping in a void of space–what would be the point?  Perhaps . . . perhaps, Hara resembled Zatoichi in more than just a sense of samurai vocation.  Perhaps his field of psychological vision was likewise obscured.

Dave

*I assume this is a poor translation and the title in Japanese is not so wooden.

**Perhaps another connection . . . Hara laments that the Japanese could not build small torpedo boats akin to our PT class ships.  They had the requisite physical capability, of course, but not, it seems, the ability to match the mental will and physical capacity.  Hara offers no explanation for this so my guess will be exceedingly tentative . . . the PT boat offered nothing that would produce a decisive and grand blow.  No samurai wanted to inflict a death of 1000 cuts.

I mentioned one effect of the democratization of the samurai ethos in this post.  In a more mild vein, Hara mentions a samurai drinking ceremony related to battle.  Now, with all supposed to embody the samurai spirit, all would drink as the samurai did.  But, there are many more men in the navy than there were samurai.  Hara recounts several amusing instances when he “had” to drink many many toasts with his men, with almost any occasion an excuse to drink.

^Hara felt that too many in Japan’s military applied the bushido ethic too far and too liberally, merely seeking death as preferable to life.  Hara did not fundamentally object to suicide missions, but he did believe that they must serve some purpose beyond the merely symbolic.  He objected to the final sortie to Okinawa not because it would involve the destruction of the fleet, but because it would needlessly destroy the fleet.  Hara wanted instead to sell his life attacking supply and transport ships, to do at least some damage to the U.S.