A Proud Death

Exposing oneself to older ideas has many benefits.  Such a statement is almost a cliche for someone in my line of work, but then every so often the reality of this truth hits one afresh.  The old world had much wisdom that we have lost.

One idea that struck me with particular force recently has to do with the early Church’s link between the reality of sin as it relates to fact of death.  For Adam and Eve, sin brought death, and their progeny inherit bodies of death.  After the Fall, sin now results from death.  That is, we sin because we know we will die.  Sin often originates in our rebellion against death.

We do this unfortunately, in a variety of ways.  We distract ourselves endlessly with extended consumption.*  When men reach my age they buy sports cars and get trophy wives in an attempt to feel young and powerful again.  All of us feel the need for self-preservation, so when we see a chance to “extend ourselves” and grow our kingdom we seize it, whether that means invading another country or cutting someone off in traffic.

The futility of such actions is obvious on a biological level — we will die.  But such actions do more than merely delay the inevitable.  By making death more distant, we lose our dominion over it and thereby give it more power over our lives.

This is the main theme of Philippe Aries’ book The Hour of our Death, which stands as a greatly expanded version of his Western Attitudes toward Death.  In that book he talks about the idea of a “tame” death in a more thematic manner. In this work, in minute and at times fascinating detail Aries gives the reader a multi-faceted look at how western man has died since the early Middle Ages.

I will try not to repeat myself too much from the review linked above.  He begins his study under the heading “The Tame Death.”   Essentially from the early Middle Ages, our approach to death consisted of . . .

  • A belief that death “politely” let one know of its imminent arrival.  This blessed those about to die, for it gave them a chance to say goodbye and reconcile with friends and family.
  • Rituals that governed the process of death for the dying, which included last rites
  • The rituals having the effect of “taming” death*

Aries concludes his first chapter by writing,

The fact that we keep meeting instances of the same general attitude toward death from Homer to Tolstoy does not mean we should assign a historical permanence exempt from variation.  .  . . But for 2000 years it resisted pressures in a world subject to change . . . this attitude toward death is like a bulwark of inertia and continuity.

It has by now been so obliterated from our culture that it is hard for us to imagine or understand it.

Thus, when we call this “familiar” death the tame death, we do not mean to say that it was once wild and is now domesticated.  On the contrary, we mean that it has become wild today when it used to be tame.

This “wild” state of death came about in distinct stages.

  1. Perhaps because of the plague, the later Middle Ages depicted the gruesomeness of death and the reality of death much more frequently in their artwork.  Death was far from “put aside,” but assumed a more terrible aspect.
  2. The late Renaissance made death more about the Last Judgment than redemption in their art.  Perhaps this happened as Renaissance culture knew that it had drifted from its medieval roots and sought through a kind of force — like shaking a patient — to regain some ground.
  3. Many Protestants abandoned this Catholic practice, but as is typical in such cases, swung the other way entirely.  Death no longer brought terror, but neither could it allow for mourning.  Some Puritans, for example, had encouragement to remarry within a month or two of the decease of their spouse.  Rather than fix the “problem” of death, this approach attempts to give death an unreality, which makes it ultimately abstract and impossible to tame.
  4. The scientific age believed that cemeteries were unhealthy places.  Burials stopped happening in or beside churches (located within the town) and got moved outside town limits.  Now, too, rituals involving the dying were in jeopardy, because of the risk of disease, infection, etc.  In suffering “medicalization,” death left the field of the Church and entered the field of science.
  5. The Romantic era of the “beautiful death” attempted to correct the Enlightenment approach.  But like the Puritans before them, they unintentionally swung unhelpfully in the other direction in two main ways: 1) The “beautiful death” imposed a burden on the dying to “get it right” — be tranquil, be composed, be “natural,” etc., and 2) In returning death to the provence of nature they believed they entered a beneficent realm.  But nature in truth (at least according to Aries) is arbitrary, and cannot be “tamed” on its own terms.  Thus, the impossibility of taming death in nature.
  6. The modern era has abandoned rituals of almost every kind that guide cultural practice.  Our societies do not pause in any way for death, unless it is perhaps the death of a statesmen or our military.  Other deaths in society do not register.  As the “ends” of our communal life have secularized, so too has death been secularized.  The whole notion of a “communion of saints,” or a “cloud of witnesses” has disappeared utterly from nearly all Protestant churches.  Without this sense of continuity or ritual, death has free reign, no controls, and again, becomes more terrible in aspect.

Aries published his book in 1981, perhaps the height of the modern medicalization of death.  With the advent of hospice care and other less invasive end of life medical practices we begin to move back in a more positive direction.  But we have a long way to go.

One key way back to a more proper understanding of death will involve a theological shift, as I hinted above.  If we persist in the idea that God resides “up there” while we remain “down here,” we will never understand death.  The same holds true for the departed.  Without the communion of saints, death will continue its lordship.  I quote extensively from Stephen Freeman’s Everywhere Present below to illustrate the point and show us the way forward.

At the time of my visit [to the St. Saba monastery] one of the brotherhood had “fallen asleep” two weeks earlier.  “We never say that a monk has died, ” our guide told us, and I suddenly imagined the unspokenness of death I knew so well [from living in America].  He continued, “We always say, in the words of Scripture, that they have “fallen asleep.”  But most we say this because we see them so often.

Now I knew I was in a different place.

“You see them?” I asked.

“Sure,” he said.  “They appear to monks all the time.  It’s nothing to see St. Saba on the stairs or elsewhere.”  The witness of the monk (who happened to be from San Francisco) was not a tale of the unexpected.  These were not ghostly visits he described, but the living presence of the saints who inhabit the same space as ourselves.  It is a one-storey universe.  Such stories . . . can be duplicated all over the monastic world.

The doctrine of the ancient Church is quite clear in this matter.  Those who have died are separated from us in the body, but the Church remains One.  There is not one church in heaven and another on Earth.

 

Dave

 

*Who doesn’t love Amazon Prime?  But my countenance fell upon reading a recent ad of theirs for same day shipping — “Patience no longer required.”

Wise as Serpents

Sometimes the meaning of Jesus’ words, and their application, seem entirely obvious once you read them.

Sometimes He confounded His audiences both then and now.  He did not always seek to give answers.  It seems to me that sometimes He wants to draw us deeper into a Mystery.

His command to be “wise as serpents, and innocent as doves” (Mt. 10:16) has always perplexed me.  Do we have to be one or the other, or can we be both wise and innocent at the same time?  The command to be “innocent as doves” seems easy to understand, but of course hard to achieve.  The first part apparently asks us to mimic the cleverness of the Devil, which might seem easier to our fallen selves but surely more dangerous.  And how to apply this first admonition?  I have no idea.

I thought about this saying of Jesus during one particular section of Kyriacos Markides The Mountain of Silence, a series of interviews with one particular monk from the monastery on Mount Athos.  I strongly recommend the work, not because of the author but because for most of the book he simply allows his subjects to speak at length.  Early on in the book the author tells of two events in the life of the monastery.

In W.W. II the Nazi’s began to overrun Greece and the monks on Mount Athos wondered what they might do.  The monastery is located at the very edge of one of the Chalcedonian peninsulas and remains somewhat isolated territorially.  As a pre-emptive strike of sorts, they decided to ask Hitler to put the monastery under his personal protection.  They correctly deduced that Hitler would be flattered to do so, which might have spared the area damage from bombs, or at least allowed the monks to stay.  They then proceeded to use their privileged position to hide many Jewish women from the Nazi’s, the only time in their long history that they have allowed women within their walls.

Turkey invaded Greece in 1974, which again endangered both the physical structures of the monastery and its spiritual independence.  This time the monks made a special appeal to Leonid Brezhnev of the Soviet Union to have the monastery put under his personal protection.  Perhaps they hoped to hearken to Russia’s own special monastic tradition. Or perhaps they hoped to appeal to Russia’s rivalry with Turkey in the late 19th/early 20th century over the fate of the Balkan Orthodox Christians.

Both instances, and especially the appeal to Hitler, did not at first impression sit well with me.  But then I reconsidered.  In neither case did the monks side with their protectors.  They stood above the purely national aspects of the wars — but not the moral ones.  They had the foresight to use Hitler’s vanity for good.  In the second instance they may have exhibited real foresight in standing above the national aspects of that conflict.  Alas, based on what very little I have read, it appears that many Mediterranean churches use the events of the 1970’s as a rallying point for Greek nationalism and ignored deeper spiritual aspects.  The monks on Mount Athos avoided this.

Might we consider these actions as correct applications of the Jesus’ words cited above?  Perhaps.

One can springboard from thoughts about these incidents to speculations about the relationship between the church and state, something the church in the west may have to reconsider in light of recent events.  In western thought the classic exposition of the issue came from St. Augustine’s City of God where he outlined the nature and purpose of the “City of Man” and the “City of God” — in simplistic terms — the state and the church respectively.  Augustine seems to advocate cooperation between the two when it appears that interests genuinely align, even though they may seek to achieve the same ends for very different reasons.

This sounds entirely reasonable. It looks like something along the lines of what the monks of Athos did in the circumstances cited above. But I wonder about its applicability in modern democracies, a context Augustine did not envision.

A monarch or emperor has the sum total of political power in his hands.  He may share power with unofficial advisers or an an official council like a Senate.  But whether an absolute ruler or no, the power remains with him.  In these situations the Church can easily stand aside and say, “This is good king, we can work with him, ” or the opposite as the case may be. Whether they cooperate or no, they stand outside the power structure and can detach themselves (in theory) from it with ease.

But in democracies power coheres with the amorphous “majority.”  Cooperation in the sense Augustine entails with a democracy would likely mean the need to become part of the power structure itself. Standing outside said structure effectively puts you within the minority.  Influencing government would then involve not cooperation with the City of Man but joining the City of Man.  Of course in a monarchy all are equal because everyone is in the minority.

We shall need great wisdom to navigate this dilemma in the coming years.

“Through the Eye of the Needle”

Peter Brown is one of a few scholars for which one must simply stand back and let them pass.  Decades ago he published a seminal biography of St. Augustine that made his name in the field of late antiquity.  Since then he has done nothing flashy, contenting himself with “staying in his lane” and doing what he loves.  He keeps churning out new and interesting things about the transition from Rome to the medieval period, and his latest book, Through the Eye of the Needle is no exception. I did not read anywhere close to all of the book’s 600 pages, but found what I managed to take in eye-opening.

The title references the famous verse in Matthew 19:24, and the subtitle of the book indicates Brown’s purpose of showing how the Church dealt with the idea of wealth. His chosen dates of focus (350 – 550 AD) foreshadow a surprising assertion.  Most understandings of the early church take one of two paths:

  • The growth of the church within Roman society happened primarily in 2nd and 3rd centuries AD as a result of persecution.  Constantine’s “Edict of Milan” granting toleration and preference to Christianity did not create something new so much as confirm an already existing reality.

Or . . .

  • The “Edict of Milan” represents a key and decisive turning point in the history of the Church.  The growth of the Church as a “power” and distinct social force begins because of Constantine.

With this standard dilemma,  Brown both “splits the horns” and creates a new way of understanding the growth of the Church.

Obviously the church grew significantly from its roots in Palestine in the century following Pentacost. But at the time of Constantine Christianity still occupied fringe status in Rome, perhaps akin to Moslems in America today.  This means that, among other things, we cannot chalk Constantine’s adoption of Christianity to political reasons.   Something dramatic really happened in Constantine’s life that led him to shock his contemporaries and side with a distinctly minority faith. Just imagine the reaction the country might have if a newly elected president suddenly declared he was Buddhist.  But the church remained a side-note within the empire.  However the church prospered between the years of 312 – ca. 370, they had little impact on the wider Roman culture.  This may have been because the era of Constantine and his successors was the “era of gold.”  The stability Constantine brought returned economic prosperity to Rome in general and might have reinvigorated faith in Roman civilization.  As time marched on, however, the wealth remained even as Rome began to lose its grip.  When the wealthy began to enter the Church.  The Church needed to decide what to do with “real money” for perhaps the first time in its history.

If we think about money we need to consider it with a wide lens.

Genesis 1 shows us God creating all things good as a gift of His love.  God meant for Adam and Eve to enjoy the world he made.  As Alexander Schememann commented,

Man must eat in order to live.  He must take the world into his body and transform it into himself, into flesh and blood.  He is indeed that which he eats. and the whole world is presented as one all-embracing banquet throughout the whole Bible, the central image of life.

Just as God created man soul and body, so too there need be no conflict between the physical and the spiritual.  We shouldn’t even have the categories in the first place.

An ancillary question might be, “Does money aid in our enjoyment of creation?”

In early Biblical history we might see a link between physical wealth and spiritual well-being.  We see this with Job, with Abraham, and with Jacob.  As the nation of Israel forms and grows roots, we certainly see it in the life of Solomon.  But after the division of the kingdom between the northern and southern kingdoms we have the age of the prophets, when God sought to “afflict the comfortable.” Now physical blessings come particularly to those outside Israel’s physical and ethnic boundaries, like the widow of Zarephath (Luke 4).

Jesus talks a great deal about money in the gospels, but never with one absolute message.  At Cana He blessed marriage, wine, and a general sense of “a good time had by all.”  He urges the rich young ruler to sell everything.  Zaccheus shows his repentance by giving away half of his fortune.  The rich will have difficulty entering the kingdom (the “through the eye of the needle” passage), but His “render unto Caesar” may indicate a laissez-faire approach to money in general.  Clearly Jesus Himself had little money, but Matthew may have been wealthy.  We are told in no uncertain terms that, “the love of money is the root of all evil,” and this might make us think of Ananias and Saphira.  But in the epistles we have the encouragement/command to generosity of giving, but not the abandonment of wealth.

Many writers accuse the Church of abandoning gospel simplicity in favor of “worldliness” in the late 4th century, but Brown rightly critiques these voices.  The Biblical evidence presents a complex picture, and ignores the Roman cultural environment in which the Church worked.

The Romans built their civilization around the idea of civic love.  One could say that they worshipped the idea of Rome, or the actual city/cities of Rome, as their true gods.  The patrons of Rome were in fact the “patricians,” the aristocracy.  The patronized Rome with their service to the state, and with their money.  Spending large sums came with the territory, and it could take the form of buildings, religious festivals, and the like.  St. Cyprian in the 3rd century takes this idea and transmutes it.  All Christians, but especially wealthy Christians, should patronize the City of God.  This took the form of providing for the poor (especially or sometimes exclusively to the Christian poor), building churches, and providing for religious feasts.  These were Christian “civic” projects.  In contrast to the “earthly” giving of those in the City of Man, money given to eternal purposes got redeemed, in a sense.

This approach helped give direction to the giving of the wealthy and helped build a distinct physical identity for Christians apart from the Roman monolith.  Christians have a home “not of this world.”  The approach of the early Church, however, gave Christians a physical manifestation of the heavenly city.*  Augustine would use this line of thought to develop his monumental City of God, and he proved pivotal in changing the Church’s attitude toward wealth.

The presence of wealth in the Church for the first time in large numbers brought up the question of the place of wealth.  Wealth may present temptations and problems, but is it evil?  Some believed that no one could claim both wealth and the gospel.  Pelagius, who heretically affirmed the near absolute autonomy of the will, thought that only a grand gesture of giving away everything at once could give proof of true faith.  Augustine disagreed.  He believed foremost in the need for the unity of God’s people.  The rich should receive the same welcome as the poor.  Pride, not wealth, posed the real problem for the Christian.  Naturally Augustine pushed the need for generosity.  Unlike Pelagius, he thought with a longer lens.  Wealth need not be given dramatically all at once, but steadily over time and with a distinct purpose. Their giving should seek to help build another kingdom, the “alternate reality” of the City of God.

With this line of reasoning, the Church could possess wealth, but not individual clergy.  Clergy could use wealth for the Church, but never own it directly.  The line would inevitably be gray and abuses came and went over time, but the principle remained the same.

We think of Augustine as a Platonist, and certainly he had more Platonism in his thought than St. Thomas Aquinas centuries later.  But his ideas gave the Church an idea of a concrete, visible community on Earth.  The idea of making the Kingdom of God manifest in the here and now, comes from Augustine — who may not have been quite the Platonist that we might imagine.**

The concept of using wealth to redeem our experience of creation and to create a “City of God” has many possible consequences and gray areas up for debate.  I thought of Brown’s thesis when thinking about the late Renaissance and the monk Savanarola, who railed against what he saw as the frivolous use and abuse of art, jewelry, makeup, and so on.  That conflict did not end well for anyone or for the city of Florence.  We can begin by stating the obvious — too much attention to adornment risks skewing our priorities, while no attention to at all to appearance honors neither the image of God (in the sense of honoring maleness or femininity) or one another.   The question arises, then — is some degree of focus on our appearance our Christian duty, or perhaps our Christian privilege?  It can be fun to look nice, after all.  And if we should adorn ourselves to some degree, should we not adorn our churches, our “cities of God?”

From this line of thought we can see why priests, bishops, and so on would also want adorned.  If king’s and their counsellors wear finery to show forth the glory of England or France, should not God’s representatives and ambassadors also have a chance to show the glory of their city?  Some would argue that doing this  would mean merely mimicking the world.  But one could flip this — maybe the world has in fact mimicked what the Church should be.

Sometimes I think modern Christians are uncomfortable with such baubles for the right reasons, such as avoiding waste and maintaining proper priorities.  But I wonder if we might also fear creating truly separate identities for ourselves within the Church.  Sometimes I if we fear creation itself.

Dave

**Brown points out that St. Augustine did not invent the idea of a “City of God” entirely on his own.  It had roots in African Christianity going back to at least St. Cyprian in the 3rd century.  But St. Augustine does give the concept its fullest expression.

Flotsam from “The Palace of Reason”

Like most great artists, Johann Sebastian Bach created his immortal works amidst uncertain times and an unusual amount of philosophical and cultural upheaval.  One could sense a perceptible shift away from theology as “queen of the sciences” towards the dominance of abstract reason and scientific methodology.  James Gaines chronicles one particular episode in Bach’s life representative of this shift in his Evening in the Palace of Reason.  Bach, the great Baroque composer, received an invitation to visit Frederick the Great of Prussia, the great Enlightment monarch.  Their brief meeting led to Bach composing “A Musical Offering,” considered by some to be his greatest instrumental work, and a definitive statement of his theological and musical convictions.

Gaines’ book is serviceable, if unremarkable.  It certainly is more accessible than other works on Bach I’ve attempted.  On the other hand, Gaines’ background is in magazine editing, so as one might expect, the books lacks expertise and depth. Life presents us with many such trade-offs.

Reading the work did spur on a few thoughts and questions in my mind . . .

To best understand Bach and the shift in the sciences taking place during his life, Gaines briefly describes the cosmological beliefs Bach inherited from his contemporaries.  Gaines has a difficult job with this material.  On the one hand, his book seeks a more conventional and conversational tone and such information bogs down modern readers in a mass of unfamiliar material.  But Gaines needs to cover the material to properly understand Bach. Unfortunately Gaines gives a dismissive rendering of the information, interspersed with parenthetical comments such as, “This will be over soon,” and “There will not a quiz on the forgoing.”  Gaines seems to find the pre-modern scientific beliefs absurd and embarrassing, despite his frank admission that such beliefs had a direct connection to music of the period. As one contemporary of Bach commented, “. . . an individual is both inwardly and outwardly, spiritually and physically, a divinely created harmonic being,” (emphasis mine) reflecting the divine harmony of the cosmos itself.

Some regard Bach as perhaps the greatest composer Western civilization has produced. Everyone agrees that at bare minimum he’s one of the all-time greats.  Is it possible then, that such great music could come from theological and scientific foundations (in Bach’s day these two naturally went together) utterly removed from the truth? Bad trees produce bad fruit, but the scientific tree of the Baroque era gave us something else entirely (for an extended look at the transition between Galileo and the past, please enjoy my friend Bill Carey’s post here).

Asking this question leads one into the deep waters of the nature of scientific truth, waters too deep for me. The real problem, I think, is that the modern view of truth (in science or elsewhere, but perhaps especially in science) has very little to do with poetry. Or to take a different approach, the scientific tree of the baroque period produced fantastic music, but less than able surgeons. Can science do both equally at once?  This is a question science must answer.

With the transition to the Enlightenment, Bach’s music and convictions fell out of favor. People no longer sought complex harmony, they wanted more “pleasing” — and easier — melodies.  The purpose of music and art shifted from lifting us up to the divine to meeting our needs here and now.  This was not merely a matter of taste. These different ideas about music arose from a shift in cosmology and theology.

When we think of the solar system, we probably think in a horizontal rather than vertical fashion.  We also likely think of each planet “doing it’s own thing” floating around in space.  Space between planets is empty and cold. In the medieval conception of the universe the planets descended hierarchically, with the movement between the planets forming a glorious celestial harmony — the “music of the spheres” — which in turn reflected the eternal “perichoresis” (the Greek word used by early church fathers meaning “circle dance”) of the Trinity.

Whichever we prefer, we should note that modern and medieval choices in regard to the cosmos are theological and poetic in nature, not strictly scientific.

This theological and poetic shift impacted musical opinions of Bach’s later years.  His critics believed that emphasizing harmony (as Bach did) made the music too difficult.  What’s more, harmony itself was “artificial” and “unnatural.”  Music should instead focus on singable, “natural” melodies, which we can “perform” as individuals.

Baroque harmony and counterpoint, then, came from a theological perspective that emphasized the importance of the trinitarian community, and scientific perspective that emphasized the “community” of planets.  So we might only think of harmony as “artificial” if we believe that either

  • The spheres have no music, or
  • If they did, it would be irrelevant as it would not be part of our daily experience.

Of course the medievals believed both that the spheres make music, and that their motion had an impact, however indirect, on our lives.  Thus, celestial harmony for them occupied a very real place in creation and could hardly be called artificial.

So once again we see the intersection of science, poetry and theology in musical theory, and we see the stark difference the Enlightenment brought to many aspects of our life and thought.  The legion of trickle-down effects on poetry, music, church architecture and like are everywhere present.

 

Dave

The Green Stick and the Saint

How does one know if your faith is “really real?”  Christians can sometimes get hung up unnecessarily on this question, but it’s an easy one to ask.  When you don’t have a dramatic night/day testimony it can seem all the more difficult to answer.  The Church can complicate matters by sometimes venerating the Damascus road kind of conversion of the overtly evil man immediately transformed.  Such people have more certainty, we assume, and so have greater faith and a more profound Christian experience.

But aside from the exceptional experience of St. Paul, very little in the history of Christian spirituality suggests this as the norm. Every significant spiritual writer I am aware explains that God almost always works slowly over time through the mundane aspects of life.  Growth in holiness comes by putting one foot in front of the other.  It makes sense then (barring exceptions of course), that those who had an early start and never traveled in the wrong direction for long periods of time would be further up the mountain than even the “dramatic” converts.

Two recent works I encountered bear this out.

We have no equivalent to Malcolm Muggeridge in the west today.  To get him we would probably have to combine G.K. Chesterton, Truman Capote, and David Brooks.  He made his career as a journalist first, but later became a social “man about town” who rubbed elbows with the media and intellectual elite of English society.  He then rejected much 3102608of the pomp and circumstance of his life and converted to Christianity.  He wrote many books, perhaps his most famous being his autobiography, Chronicles of Wasted Time, a work spread out over three volumes.  In the first volume, “The Green Stick,” he tells the story of his early life, and his embrace of the liberal left.

Throughout the book Muggeridge’s wit and panache shine through.  He gleefully pokes Rude-Gargoyle-1073659himself and his profession.  He had gone from devotee to gargoyle, happily mocking all our pretensions.*  Typical of his style is how he discovered as a reporter how to distill all momentous political speeches to just a few phrases.  “We decided that there was no need for politicians to finish their sentences,” he writes,  “with their end being implicit in the beginning.”  Such phrases are,

On this historic occasion when . . .

There can be no one here present who . . .

We have just passed through an ordeal that . . .

No thinking man will underestimate the . . .

While there are many circumstances which . . .

While recognizing the reality of . . .

It is surely incumbent upon all of us to . . .

Such is the choice that at present confronts . . .

It is idle to think that politicians can . . .

It rests with the common people to . . .

With head erect and clear purpose we . . .

One feels the sham nature of so much of our modern existence reading Muggeridge. Having drank deeply from the world, he can expose it all the more readily.  This brief clip illustrates not only his fabulous voice (and who wouldn’t want the life of sitting around, smoking, and giving one’s opinion on everything), but also his abhorrence with that which most fascinated the 20th century.

Muggeridge takes his title from the Russian legend of the Green Stick, so dear to Tolstoy.  In this story, should anyone find the Green Stick he would have the power to remove all suffering.  The simplicity of the idea charms anyone, but of course nothing is ever that simple.  Muggeridge as a boy talked of his wish for the same Green Stick, which may have helped lead him down socialist paths in his younger days.  One can’t fault him for this, but it strikes me that occasionally Muggeridge’s rejection of so much he experienced led him to oversimplify in the other direction.  Even his brief quote in the clip above reveals this flaw.  Power is not evil in itself, obviously, for we rejoice in God’s own power. Naturally no one on earth perfectly uses power, and most abuse it in great or small ways.  Some of the greatest saints of the Church divested themselves entirely of earthly power.

But Muggeridge would, I think, rejoice to see power rightly used to crush evil or to bring justice.  And this is not mere theory.  On rare occasions (like king St. Louis IX) Christian rulers have used power and worldly status for good ends without it getting to their heads.  So power can be redeemed.  Of course Muggeridge could have said something like, “Power is so dangerous, and so rarely used well.  We in the modern world, with it’s deadly combination of technology and our uncertain moral compass, are particularly unsuited to use power, and we should seek to limit its use whenever possible”

But he didn’t.

Muggeridge’s style easily engages the reader, and he mixes humor with profound insight almost perfectly at times.  I recommend him.  But he also comes across at times as someone with a bit too much baggage. He has a hard time appreciating things in general — perhaps he ruined his palate with the life he led.  A convert to Christianity somewhat later in life, I think he still struggled (as I and so many of us do) to see things clearly as they really are.

The Discourse and Sayings of Dorotheos of Gaza are not as entertaining to read as thMuggeridge, but one senses quickly that his writing comes from a much different place.  His stories have an endearing simplicity, though perhaps lack penetrating insight.  His instructions about the spiritual life seem immediately obvious, but then, the best kind of teaching usually has this quality.  What really struck me, however, about reading this on the heels of Muggeridge was how Dorotheos comes across as so unencumbered, so free of the “issues” that run rampant in modern experience.  He led a simple, unadorned life with monks in the wilderness, and this gives him an almost perfect freedom.  If nothing else, it shows how the dramatic, worldly convert is not better off, and often has less to teach the Church, than the slow and steady Christian who has lived the Christian life with others for countless years.  The clarity and simplicity of the Discourses reminds of Dante, who knew something akin to Dorotheos when he ended his journey by seeing God as a single point of light.

Dave

*This, I’m sure, was the true purpose of the medieval gargoyle — they had little to do with scaring anyone.  They were meant to mock us, to humble us, to poke fun at the culture around us.  That’s why I hate the famous Darth Vader gargoyle on the National Cathedral, which pats our culture on the back in a cutesy way.  I suppose though, that’s what happens when we have a “National” cathedral which serves ultimately as a monument to ourselves.

Hillaire Belloc’s “Europe and the Faith”

This is one Belloc’s most famous works, and should be read by students of Medieval history, though it is far too polemical to serve as ‘the’ text for the period.

To understand the book we should understand a bit about Belloc himself.  Born of an English mother and a French father, Belloc moved easily in both societies but perhaps felt at home in neither.  He served in the French army, but got his education in England.  His strong and unwavering Catholicism definitely made him enemies, especially in England.  He may have felt some alienation, but he loved good fights, and had no trouble finding them.

One must also glimpse the context of when he wrote this book for it to make sense.  I have not read a lot of his histories but he seemed to me have an eternal hatred against 1) The prevailing Whig interpretation of history, which saw history as one long climb out of the darkness in the wake of Rome towards the glorious & inevitable light of Victorian English society, and 2) The then-current Darwin influenced racial interpretations of European history, which saw all things good in Europe, from its “energy,” to its representative governments coming from the all-holy Nordic-Teutonic racial stock.  When he published this book W.W. I had done much to undermine the first premise,  but tragically the second was still gaining steam (Belloc gets high marks for his early and strident criticism of Nazi ideology even before they came into power).

The book makes several different arguments, all around a central theme, that of the essential unity of Europe.

He first mentions that one cannot understand European history without understanding the importance of Christian belief and the theology and history of the Church.  He takes as a type the example of the encounter between Henry II and St. Thomas Beckett.  To one outside this understanding Beckett’s attempt to try and stop Henry II from having legal jurisdiction over priests seems obstructionist and archaic at best.  Those inside see that Beckett may not have chosen the best issue to plant his flag, but he fought ultimately for the freedom and independence of the Church from the state.  Without a free Church, no people can be free in a spiritual or political sense.  If you miss this, you cannot make heads or tails of Beckett or Henry II.

Europe’s history begins, not with Rome’s fall, but from the Roman conquest of Gaul.  Nearly every historian will claim that Europe grew from seeds planted by Rome.  Belloc goes much further and argues for a great deal of continuity between the late Empire and the early Middle Ages.  And this is no mere difference of degree, but of overall perspective and purpose.  He argues that the pseudo-racial theory of hardy German barbarians sweeping down from the north to end Rome has no basis in fact whatsoever.  In denying a cataclysmic end to Rome from without, we can find more Roman, and not barbarian influence, in the society that succeeded Rome, and thus more continuity in the European experience.

True, Rome incorporated barbarians into their army, and towards the end accelerated their progressivism and made many with barbarian ancestry high ranking officials and generals.  Alaric of the famous 410 sack of Rome was one such man.  He did not come to destroy Rome so much as claim his rightful place in it.  The Battle of Adrianople in 378 stands as another such case.  Many different types of Alaric’s throughout the waning phase of Rome fought each other, but for supremacy to rule what they held dear.  None of them dreamt of destroying the empire’s unity, otherwise what would they rule over?

Radagaisus’ invasion, contemporary with Alaric’s turn on Rome, helps Belloc’s point as well.  For here we have a large truly barbarian force decisively beaten by the Roman army at a time when Romans were supposed to be “soft” and “decadent.”  Rome did not fall due to barbarian invasions.

This early section is the clearest and perhaps strongest of the book, but then I think he goes too far.  Perhaps carried away by the fight and the truths he latches onto, he buys into the idea that we cannot really speak of a decisive “fall” of Rome at all.  Instead we should envision and steady, gradual transition from one way of life to another, like easing into a hot-tub.  His theory couldn’t have credence if it had no truth to it, and Belloc cites some linguistic and administrative evidence to back it up.  But  to my mind he goes too far, for a great deal of different evidence shows a large drop off in other kinds of measures of health and well-being, like travel, trade, navigation, writing, etc.  We need not conclude that if Rome did not fall to barbarians, that it had no fall at all.

Belloc then moves on to discuss certain key aspects of the medieval church, specifically their fight against central authority.  They sought spiritual unity, not political unity, for no man can serve two masters.  He also points out that the Christianity developed in such a way to become to very essence of Europe.  We might speak of Stoicism, but not Christism. Christianity for medievals formed not “a way of life,” but the essence of life, with the Church’s life inseparable from that of any individual.

Belloc never lived to see Vatican II, and that may have been a blessing.  He was an old-school absolute Catholic in every respect, so he had no love for the Reformation, which he holds responsible for destroying the 1500 year unity of the continent.

First, his argument:

1. The medieval synthesis faced enormous challenges from within and without.  From without, the Black Plague, the march of Islam, etc. all put enormous pressure upon society.  From within, the natural waxing and waning of any civilization’s ethos was in a waning period, and thus medieval society found itself unable to deal with these challenges.  Belloc writes, “The spiritual hunger of the time was not fed.  [Society’s] extravagance was not exposed to solvent of laughter or the flame of sufficient indignation.”

Belloc admits that the 15th century had many problems, and many from different quarters talked of the need for reform.

2. But he believes that the Reformation had nothing particularly positive to offer.  Protestantism had an essentially negative and narrowing character, as each sect picked its pet doctrines and blew them out of their natural proportion.

3. The Reformation would have petered out had it not been for England.  Before England, nearly everywhere the Reformation took hold stool outside the old Roman empire (Germany, Scandinavia, Switzerland), and thus outside the essential Roman unity of Europe, which the Reformation could not challenge.  England’s defection not only meant that a powerful independent country could lend support to the cause, but most crucially, it broke the pattern of those within Rome’s ancient reach maintaining fidelity to unity, which gave legitimacy to the Reformation as a whole.  Again, without this, he believes the Reformation would have gone the way of Arianism.

4. The Reformation sprang from some noble motives, but ended up severing the soul of Europe. In breaking the spiritual unity, they altered the place of the individual, with terrible results.  Belloc writes,

The grand effect of the Reformation was isolation of the soul.  This was its fruit.  In the first place and underlying all, the isolation of the soul releases in society a furious new accession of force.  The breakup of any stable system in physics, as in society, makes actual a prodigious reserve of potential energy.

This isolation produced a society that swayed from one desperate void-filling attempt to another.  They went from

  • Worship of absolute civil governments, which began in Protestant areas and found its way into France
  • A desperate pursuit of knowledge (i.e. Scientific Revolution)
  • A flight first to reason (Englightenment), then to emotion (Romanticism), which having exhausted itself, left us only to pursue money and material gain (unbridled capitalism in the Industrial Revolution, which Belloc regards as a great evil).
What can we make of Belloc’s arguments?
  • Belloc has much to praise about the Renaissance, stating that the era continued much of the great things medievals started.  But during the Renaissance many of the things Belloc deplores had their origin, like the banking empire of the Catholic (nominally?) D’Medici’s, or the exaltation of the political sphere in Machiavelli.
  • Surely also the Church’s political maneuvering during the Middle Ages contributed to the problem of spiritual sterility in the 15th century.  They played a tight game of fostering political disunity while trying to enhance overall spiritual unity.  But this put them in the position of helping to create the monster that destroyed them, for in the end the political disunity they fostered became a tool for the Reformation to use to their advantage.  It also made the Catholic Church part of the troubled system.  Not standing outside it, they could offer no solution.
  • He asserts that the Reformation had an almost exclusively negative character, but misses the positive aspects of some reformers, notably Luther.  Clearly the Reformation also produced some great culture, Bach, Rembrandt, etc.
  • To accept a Refomation = Bad, Renaissance = Good argument, one must believe in the basic continuity between the Medieval & Renaissance eras.  But I think that more discontinuity presents itself, that the Renaissance began at least the aesthetic narrowing of Europe that the early Reformation built upon.
  • To his great credit, Belloc admits the ultimate spiritual sterility of even the greatest Catholic humanist voices, like that of Erasmus.  Whether justified or no, the Reformation filled a spiritual vacuum that the Catholic church could not fill in the state it was in.
  • Finally, the Catholic church did its fair share of pushing Luther out of the fold.  They helped create the Reformation.  One could go farther and claim that the Reformation gave the Church a needed kick in the seat of their pants to get their own house in order.  The Catholic revival of the mid-late 16th century (which produced such great witnesses as St. John of the Cross and St. Francis de Sales, among others) might not have happened without the Reformation.
So all in all, I do not believe that the Reformation deserves the treatment Belloc gives it.  But I agree with him that the Reformation exacerbated some key negative trends within Europe at the time, and that the lasting fruit of the Reformation is a mixed bag.  It did not heal Europe’s wounds — in some cases it opened them further, and did contribute (without being the only contributor) to many of our modern problems.  One can assert the necessity of the Reformation, but I would not want to make it into a golden age that “rescued” the Church and Europe.  Also, when thinking about Europe Belloc leaves the East out of the discussion entirely, and so gives no credence at all to the possibility of a third path in Eastern Orthodoxy.
Fast forward to today, and I can’t help wondering what Belloc would think of the European Union. Would he applaud it as the beginning of the healing of the harms began (in his view) during the Reformation?  I think not, and I imagine his reaction going something like,
  • Europe has recognized what Napoleon also saw, that every war in Europe had the quality of a civil war. So, kudos to them for seeing the problem.
  • But — they look for a cure in all the wrong places.  First, they have tried to impose unity in an administrative, “top-down” style where the people have little direct say in important policies.  Such an approach is bound to fail.
  • Second, they fail to recognize that from ca. 500 AD on, Europe had spiritual unity but never administrative and political unity.  Thus, they try to give Europe what it never had at the expense of what held them together in the first place.  Their focus almost exclusively on trade, currency, monetary policy, etc. shows their blindness to the true problems they face.

Belloc states in his famous conclusion to the book,

Europe is the Faith, and the Faith is Europe.

A Theology of Time

Very few would place Bach anywhere outside of one of the top musical masters in history.  He has universal praise and admiration for his talent, innovation, and inspiration.  Personally for me, Bach stands at the top, with Beethoven a very close second.  I have yet to read a full-fledged Bach biography, but those that I have glanced at so far turned me off by phrases like, “A man of great musical genius and simple faith,” or “His outstanding musical ability contrasts with his unadorned faith,” or some other such sentiment.

Certainly having a “simple” faith should be praised, if by the term one means something akin to purity of trust, or as Aquinas might have used the term, i.e. “unclouded.”  But I doubt that the authors intend this meaning of the word. Instead I get the impression that they mean something like, “Bach poured his genius into his music while rubber-stamping his faith.” Jaroslav Peikan’s Bach Among the Theologians dispels these notions once and for all, and shows Bach to have thought deeply about theological concerns, which he expressed not in letters, memoirs, or treatises but in his music.

Pelikan first sets the context of Bach’s music within the Reformation as a whole.  Living on this side of the Reformation many may take certain things about worship for granted.  Before the Reformation, churches had musicians, “striving for perfection in the true style of this music, a a performance far removed from subjective expression and concert effectiveness” that often centered around Gregorian chant.  The dissolution of this heritage opened up new possibilities for good and evil.  Granted, Pelikan admits that Protestant worship music might tend to take on a “performance” character, and hence the horrifying “worship leader” stereotype, which must be one of the worst inheritances of the Reformation. On the other hand, we had the introduction of congregational singing and participation in the service.  And while I do think that the Reformation should have kept the baby and at least some of the bathwater from their medieval past, the changes allowed Bach to develop music along a “concert-like” character and forge a whole new style of church music.

But Pelikan does not start his work here.  Instead he contextualizes Bach’s work within the Church calendar as a whole.  Luther himself kept many so-called Catholic “trappings,” with the Church calendar as a whole. Of course the vast majority of Bach’s works were commissioned for worship settings, and the church calendar dictated at least something of the tone and style of Bach’s work.  Here we can make two conclusions, one rather obvious, and the other less so:

  • Artists in the modern era often talk of the need for them to be free to create what they wish.  I think this idea would have struck people in earlier eras as rather odd.  The artist had a job like anyone else. We should not assume that strictures such as “commissions,” and “orders” restrict creativity. Unquestionably, the west’s greatest artists (Machiavelli, Bach, Rembrandt, etc.) did their best work under such so-called “limitations.”
  • “The liturgical year is the context in which the Church commemorates, day by day, all history.”  Pelikan reminds us that the Church calendar doesn’t merely provide a convenience, it expresses a theology of time.*  The major festivals of the church with one exception (Trinity Sunday, the latest addition to the calendar) celebrate not doctrines, but events.  The cycle of four seasons integrate our experience with that of creation as a whole.  This formed the subtle, sometimes unseen backdrop to Bach’s work.  Since much of Bach’s work, then, got commissioned to commemorate events, the possibility of more emotional and experiential content in his music.

Bach never wavered from his staunchly confessional Lutheran perspective.  He appears not to have thought much about ever joining a different church.  Some might use this to support the “simple faith” thesis of Bach, but Pelikan shows that Bach interacted with many different prevailing ideas of his time and yet was captured by none of them. Bach admired Frederick the Great and Enlightenment rationalism, with its emphasis on balance and symmetry, and muted sensibility.  We see this influence in his Well Tempered Clavier, and The Art of the Fugue to great effect (Pelikan also points out the geometrical symmetry of some of his cantatas).  This is the kind of Bach music that gives you a contented sense of completion.

But unlike other somewhat contemporary artists (perhaps like Vivaldi, for example), Bach’s range extended far beyond “rationalist” confines.  To the dismay of some of his Lutheran patrons, Bach admired some aspects of the emerging Pietist movement, which stressed the importance of subjective religious experience. Pietists occupied almost the opposite point on the spectrum from the rationalists, yet Bach felt comfortable here too.  He could see that just as reason has a place in God’s economy, so too does subjective emotional experience.  Bach applied his understanding in his St. Matthew’s Passion, where he emphasizes the suffering of Jesus the individual.

In emphasizing such “subjective” emotions, Bach went against some of his staunchest Lutheran supporters (which undercuts whoever sees Bach as a mere tool of his patrons).  But in St. John’s Passion Bach picks up on that gospel’s different perspective.  In John’s narrative the resurrection receives far more attention, and the resurrection is not just Christ’s victory, but that of all mankind.  So he makes St. John’s Passion more magisterial and universal in scope.  In these different emphases Bach paid heed to the differences in the texts themselves. Matthew’s gospel has the most Old Testament references so might be described as the gospel that gets the most context, hence, the most particularity.  John wrote his gospel much later after the fall of Jerusalem, and so his account gives us more universal, grand themes.  Again we see Bach not merely as a musician in a vacuum, but using music to express theology (as I suppose all music does in one way or another).

And finally, the wilder, unhinged Bach of the B Minor Mass . . . 

Pelikan reminds us that we will not see the modern view of the artist as the man freed from all limits in Bach no matter how hard we look, however.  Yes, he innovated and tweaked sensibilities.  Yes, he refused to let one particular theological perspective bind him  But his “sacred” works (Pelikan recognizes that with Bach the line between his “sacred” and “secular” works is very thin indeed) all answered to the liturgy of the Church and its measurement of time.  If the four seasons of the year give us different perspectives and priorities, so too the Church calendar gives time itself a context.  In rooting us to all of time and mapping it out for us, the Church reminds us that God has something to say about all of our experience in His world. God’s limitations, then, are much broader, wider, and deeper than any freedoms we might imagine we grant ourselves.  No matter how hard we may try, none of us can break free from the limitations of time itself.

Dave

*This gives us a hint as to why controversies in the church surrounding say, when Easter should be celebrated seem arcane and irrelevant to us, but had much greater importance to them.

“Decline in History: The European Experience.”

The back cover of this book by James K. Thompson proclaims that, “there are few comparative studies available” of theories of decline,” whereas “growth” gets all the attention.  This seems false to me. Hollywood can’t go more than a few weeks without making a movie about huge disasters and the end of all things.  Americans, at least, seem to be continually questioning themselves and pondering our place in the cosmos.  Historians too, going back to Thucydides at least, seem in general more drawn to decline than growth.  And admittedly for me, the title Decline in History: The European Experience in itself got me to look at the book in the first place.  It seems that I, like everyone else, have decline on the brain.

Thompson sets out to first examine two basic approaches to decline taken in the 20th century, and then see via synthesis whether or not he can come up his own grand theory.  In past centuries theories of decline had their roots in the actions of men, and here I don’t mean “mankind” generally but men as political leaders most particularly.  Not much else got examined.  In the early 20th century Spengler and Toynbee changed this standard approach and saw the actions of people in general against a back drop of a process of growth and decay that had either the dread inevitability of death about it (Spengler) or the great likelihood of human actions adding up to eventual failure (Toynbee).

Enter into the arena the Fernand Braudel, a patient, meticulous genius who rebelled utterly from the standard way of viewing decline.  He looked at everything but people and instead focused on climate, the soil, geographical positioning, and observed slight changes over time.*  So, Portugal was doomed not so much by what it did as by the fact that their forests could never keep up with their shipbuilding, thus leading to an inevitable overextension in their soil.  The Mediterranean itself never had high quality soil.  So while (perhaps following Toynbee) this initially presented a great challenge and brought out an inspired response from those who lived there, no amount of human ingenuity could fundamentally change nature.  The receding tide of Mediterranean dominance was written under the soles of their feet.

Other 20th century historians followed Braudel armed with a Marxist approach that focused on social class, such as Michael Mann.  Success in any civilization raises the standard of living for the middle class.  This middle class then aspires to join the aristocracy, or at least emulate their habits.  This results in exploitation of the lower classes and with that, an attendant social and political decay.  Thus for Braudel and Mann, success, exploitation, and decline all go together, whether in the soil or in the mass of humanity.

Thompson attempts to glean from these approaches (with a few others thrown in as well) and come up with his own approach.  I liked his broad spectrum approach, and some of his examples show give great illumination into what happens with decline across different civilizations.

Historically rises in power, and shifts in power, tend to have two main characteristics.  One is proximity to the coast, for coastal regions will lead to fruitful contact with other civilizations.  The second factor in significant and sustained growth lies in the coastal region’s proximity to another great power of different aspect, allowing for progress arising out of a dynamic synergy.  So Greece’s proximity to Egypt presaged a shift from the Fertile Crescent to the Mediterranean.  Venice’s location on Italy’s northeastern coast gave them beneficial interaction with Byzantium.  So Venice’s decline in power might have less to do with Venice and more to do with the Moslem conquest of Byzantium by 1453.  Now the possibility of fruitful interaction ended, and the “center of gravity” shifted away from the Mediterranean towards the Atlantic.  This gave Portugal the early advantage in the next growth cycle.

But for Thompson growth and decline involve more than geographic position.  Portugal’s quick rise had something to do with geography, but also to the dominance of the aristocracy with a high-born and heroic ideal.  As De Tocqueville states, aristocratic societies will eagerly jump into the fray when competition, honor, and glory beckon.  They are bred for that sort of thing, and perhaps this explains (along with their geography) why   Thompson then suggests that perhaps Portugal held onto their empire for longer than we might expect due to the tenacity of the peasant class seeping into the Portuguese ethos.  But it was this lack of a strong merchant middle-class that meant that they could not really implement their enormous gains and diffuse them into the whole of society.  Imagine one getting first to Thanksgiving dinner, gorging oneself, but lacking proper digestion.  Everything would sit in the belly with none of the nourishment passed to the body, immobilizing the unfortunate eager diner.

Thompson shows himself torn between the deterministic Braudel/Mann and the more fluid Jonathan Israel, who focused on politics.  It does appear, however, that he has little time for theories of growth and decline that focus on individual rulers.  He offers a lengthy summary of Charles Diehl’s work on Byzantium, whose “traditional interpretation” focuses mainly on the influence of their emperors.  Thompson prefers other sociological factors, namely,

A transitional state, between Antiquity and the medieval world, one too whose quixotic obsession with preserving the imperial ideal [agreeing with Toynbee’s spiritual analysis of Byzantium] caused it to clash continuously with new economic, social, and political developments, thus, not altogether surprisingly, can be seen to have experienced the type of decline associated with both types of civilization.

Based on Thompson’s brief summary, I think I would have more sympathy with Diehl than he.  But Diehl himself suggests an interesting point of confluence between the political and sociological perspectives when he argues that at a certain point, Byzantium issues lay beyond the help of any one ruler.  Eventually concrete sets in that requires a catastrophe to loosen.  I like this approach of synthesizing different approaches, but few historians have the necessary nimbleness of mind, personality, and the patience of research to achieve this.  Perhaps that leaves us layman needing to seek out different writers with different strengths and different points of view.

*I have tried (feebly) to read Braudel and failed on multiple occasions.  How he gathered his research, how he had the patience to do so, is beyond me.  I do think, however, that while his methods have much to commend them, writing history without focusing on people seems too clever by half.

Naming Infinity

If you were like me you grew up thinking that math stood as the most obvious, least abstract, and therefore most inherently “atheistic” of the disciplines.  Literature involved interpretation, who knows what happened in the past with History, but math was always math, brutal, hard, and cold.

Long after my last math class I found out that in ye olden days, Greek philosophers considered math the most inherently religious of the disciplines.  It involved, after all, abstractions, universals, unchanging reality, and perfection, the very things inherent in the spiritual realms.  After the Greeks, some of the greatest mathematical advances came from deeply religious people like Pascal and Newton.

A strength of Naming Infinity, by Loren Graham and Jean-Michel Kantor, is that it looks at some of the deepest questions about the truths in Math through one obscure group of people at the turn of the 20th century.  In Russia at that time a group of monks arose who engaged in a practice called Name Worshipping.  The roots of this practice go back to the “Jesus Prayer” prevalent in Eastern Orthodox spirituality, where a person repeats the prayer, “Lord Jesus, have mercy on me a sinner” continually to achieve greater spiritual awareness.  Name Worshippers went further, believing that “the Name of God is God.”  The name of God contains His character, so speaking the name of God revealed God Himself.

The church labeled this practice heretical.  God’s name stands for God Himself to be sure, but the church’s  main criticism of this practice stemmed from the seemingly “magical” qualities the monks attributed to the name itself.  And of course, since the name of God gets rendered differently in different languages, it could open up the charge of polytheism.

Naturally the monks accused of heresy had good arguments in their defense, denying that they believed literally in the divinity of the letters or sounds themselves.  Rather, the name of God stood as the most important signifier of divinity in the world (the idea of “signs” would prove to be a link to mathematical innovation). The book frustrates somewhat on this topic, because although this so-called “name worship” will have an indirect link to the story the authors tell, it gets dropped early in the book.  Still, the authors are not Church historians or theologians, and probably rightly step out of the way of an issue they wouldn’t understand well.  This is one weakness of the book — the authors introduce an esoteric and unfamiliar concept and then drop it for the vast majority of the story.

The real root of the book deals with a mathematical and not a theological controversy (though theology remains indirectly involved in the story).  On one side we had the French, who stressed “continuity,” the idea that to get from one mathematical point to another, one must pass through all intermediate points.  Math then, is a closed system, a measurable system, where numbers have a concrete reality that cannot be manipulated.

Russians occupied the other side, the more interesting one for me.  They stressed “discontinuity,” or the idea that reality is not as set in stone as we think, and thus, reality can be manipulated.  We can call reality into being through the creation of numbers, or sets of numbers. In the west at this time determinism held sway over many scientific and mathematical minds.  A Russian priest and mathematician, Pavel Florensky, led the opposition to this school of thought.  He preached discontinuity in all fields, not just in math.  Here the book frustrates yet again, for they back off from going into any real detail linking mysticism and math.  I think the central idea of the Russian school had to do with the concept of naming sets of numbers (linked to set theory), and hence the connection to the heretical school of Name Worshippers.  To quote the authors,

To take a simple example, defining the set of numbers such that their squares are less than 2, and naming it “A,” and analogously the set of numbers such that their squares are larger than 2 and naming it “B,” brought into existence the real number the square root of 2 (emphasis mine).  Similar namings can create highly complex new sets of real numbers.  . . . When a mathematician created a set by naming it, he gave birth to a new mathematical being.

If math dealt with more than finite possibilities, then “real reality” too had to be more than just finite.  The connections of math with religion become obvious, as creation happened in Genesis 1 via the Word, via naming (this idea is present in Egyptian texts as well).

Freed from normal approaches to mathematical questions, the Russian school made key advances in math.  They also taught in new and unusual ways.  One student recalls that,

Luzin would start from the outset by posing to his students who were hardly out of high school problems of the highest level, problems that stymied the most eminent scholars.

The authors add,

One characteristic of the Russian school stood out — the conviction of the best Russian teachers that the most fruitful attack on problems was direct and straightforward, without any preliminary, long, and heavy reading.  In other words, start from scratch.  By doing so one got an almost physical feeling of being directly in contact with mathematical objects and experienced the sensual pleasure of having to fight intellectually with one’s bare hands.  One of the great mathematicians of the time, Israel Moisseivich Gelfand, “We should study this topic before it has been tainted by handling.”*

Here we sense the mystical side of math where one bypasses “matter” to get right in touch with “reality.”  It sounds thrilling, but I don’t understand it.  I never was any good at math, but this sounds appealingly very little like the math I had in high school.  But one also might sense its weaknesses.  The great Luzin (mentioned above) would sometimes brag that he “never solved equations anymore.”  That is, math resided for him not in reality, but perhaps in some gnostic fairy world.  Math need now always have a direct physical application to have value.  The training of the mind itself has great value.  But math must, I think, have some “physical” applications to root us close to the Incarnation.

But though I found the book oddly structured, and though it bounced around too much from topic to topic, the book has great value in exposing western laymen like myself to a whole new way of thinking about math, and about reality itself.

Dave

*This whole approach reminds me of Dostoevsky’s theories on reality as it applied to gambling.  In his story The Gambler, it seemed to me that he thought the interaction of the human will could influence the games played.  It was never about mere statistics.  Likewise, I had a friend who swore that he developed a “system” to win on roulette, which seems like a game one must lose if played for any length of time.  Yet he assured me that over the course of more than a year, with 10+ trips to a local casino, that he had come out ahead $880.

Byzantine Patterns

In the later 19th century Victorian England ruled the waves, the economy, and much of the inhabited world.  At the same time, Victorian morality and dress focused on maintaining distance, withdrawal, and possibly, even disdain.  It is perhaps no surprise then, that many Victorians saw themselves as the incarnation of classical Athens.  Classical Athens ruled the waves Pericles of Athensand the treasuries of many a Greek-city state.  They also began to develop at that time a philosophy that would later bloom into varieties of gnostic detachment, and the great Athenian Pericles has the arrogant disdain that comes with such detachment down pat.

Those that saw themselves in his image would likely follow in his footsteps. And indeed they did.  In his Decline and Fall of the Roman Empire Gibbon poured his own brand of disdain upon Byzantine civilization, perhaps even coining the pejorative term “byzantine,” i.e. confusing, outdated, etc.  He paid no attention to Eastern civilization, and if he did he would not have understood it.  The English intelligensia (who led scholarship as they led the world at that time) got brought up, perhaps in Gibbon’s day, and certainly after that, to adopt the same attitudes towards this “unwieldy” appendage of the Roman Empire. Thankfully in the 20th century some great English historians (Toynbee among them) rebelled against this trend and examined Byzantine history afresh, and this resulted in English translations of the many primary sources from that period.

I admit that I failed in my previous attempts to read Procopius, but immediately recognized the merit of Michael Psellus’ Fourteen Byzantine Rulers.  He writes with an easy style and great psychological insight.  He lets us know when he personally witnessed something or knew someone, and when he reports 2nd or 3rd hand.  His writing adds to the mountain of evidence that, contra Gibbon, Byzantium attained a high level of civilization and its own unique style apart from Rome.  It was far more than a decrepit appendage of the western Roman empire. Psellus writes in a disarming and clear style.  He structures his narratives well and doesn’t shy away from playing armchair psychologist when appropriate.  I always appreciate when historians seek to interpret rather than just report, and so its natural that I would appreciate Psellus’ work. The introduction to the work argues that Psellus writes about decline, and there is some truth to this.  Psellus doesn’t see a clear linear progression downwards from the first to last ruler he discusses.  Nor does he lock in to one particular trait that makes a ruler good or bad.  But he does have a keen sense of cause and effect over the long-term, and this gives his narrative a dramatic sweep to go along with the vivid people he portrays.

As much as I enjoyed the work, I think both Psellus and the introduction to his text might misunderstand the roots of Byzantine decline. The first ruler Psellus discusses is the great Emperor Basil II.  After a rocky start, Basil righted the ship of state by transforming himself.  Psellus writes of a man who refused to indulge himself in the pleasures and distractions of palace life.  He ate simply, dressed simply, spent little money, and devoted himself to duty.  Basil did have a weakness, however, that for power itself.  Though he had various counselors and a Senate at his disposal he made them useless by his firm will and desire to see things done “right” by himself. This could work as long as the one wielding such absolute power had a firm dedication to duty and possessed more wisdom than those around him.  Naturally, those that followed him had neither the character or the longevity of rule to have the kind of impact and success of Basil II.

But the decline came not after Basil in my view.  Rather, the decline came in Basil’s time for two main reasons. The first has to do with the war he initiated with the Bulgarians.  I don’t think the war had any real solid justification (Psellus agrees, stating that Basil “deliberately attacked their country”) and distracted them from their real problems with the Moslems on their eastern border. I touched on this war and its consequences in this post from several months ago, so I won’t elaborate here.  What I didn’t say in that post is that, based on Basil’s incessant energy and love of power, it seems like the kind of war someone like him might engage in.  I detailed the effects of this war on the Byzantine’s in this post here, which I also reposted. The second reason is that the system Basil set up that concentrated power in his hands put too many eggs in one basket, that of the emperor.  This “idolization of an ephemeral institution,” that of the old Roman empire, may have contributed significantly to their decline.  This gets placed at Basil II feet.  His failure to share power extended to his brother and probable heir, whose indolence and laissez-faire attitude towards governance suited Basil II perfectly.

Sure enough, when his brother came into power he continued this same approach to life.  A country can do alright if such a person delegates well to wise people, but Constantine VIII followed in his brother’s footsteps and cared nothing for the Senate, yet accompanied that habit with far less wisdom and vigor than Basil. This pattern of concentration of power and abuse of power had varying degrees of consequences over time.   Romanus III (1028-1034) thought only in terms of “bigger is better.”  To fight he raised big armies.  To increase the treasury he collected “big taxes.”  When he repented somewhat of his former ways, he sought to build the biggest church he could to demonstrate his sincerity.  While I wouldn’t trace these acts directly to Basil, it shows the same lack of proportion and balance that Basil II displayed regarding power.  Psellus praises devotion and piety in general, but then writes regarding Romanus,

It cannot be right, in order to show one’s piety, to commit great injustices, to put the whole state into confusion, to break down the whole body politic.  He who rejects the harlot’s offering, who utterly despises the sacrifice of the ungodly, as though the wicked were no better than a dog — how could he in any way draw near a building, however rich and glorious, when that building was the cause of many evils?*

Byzantium would remain “off kilter” for the rest of its existence, but again, their problems only make sense in the context of their great achievements.  If they had nothing to lose, they had nothing to mourn in their decline.  But for Psellus and us, this is not so.

Dave

*This passage should not be read in isolation, as it could lead one to think that he gave lip service to “general piety” as a cloak for a secular world view.  One only needs to read his praise of Emperor Michael IV (1034-41), who abandoned the throne to join a monastery at the end of his life, to see the error of that line of reasoning.  Among Michael’s other acts was the founding of a home for reformed prostitutes.  In order to help lure them out of their way of life and end their fear of poverty, Michael made the home luxurious, promising any who came and vowed to live celibately that “all things, unsown, without labor of hands, would spring forth for their use” (Homer, The Odyssesy).  Psellus claims that “swarms” of women came to the homes.

A Softly Completed Scale

Many of us know the anecdote of the composer with the rebellious son who could always annoy  his father by playing an incomplete scale on the piano.  No matter what occupied the composer at the time, he would go to the piano and complete the scale himself.

True or not, the story testifies to our need for completeness.  Reading Charles Hill’s Grand Strategies: Literature, Statecraft, and World Order made me think of this story, but with a slight twist.  I imagine Hill at the piano playing a complete scale, but with the last note much quieter than the others.  It’s there, but so faint that one would feel bound to go the piano and play the final note at its proper volume.  Meaning and wholeness requires balance, symmetry, and perhaps also, a strong finish.

Hill had a long career as a diplomat that spanned the Cold War and beyond and so has authority to speak on his subject.  What drew me to the book was his idea that good diplomacy went far beyond political science theories of realism, idealism, and the like.  Good diplomacy requires good literature, which touches us in areas beyond politics.  Problems in diplomacy arise when we seek mere political solutions to political problems.  As in C.S. Lewis’ “First and Second Things,” one only gets political solutions by basing them on something more foundational.  Hill believes that great literature gives us the foundations for real wisdom, and thus, real understanding of problems.  He quotes Henry Kissinger towards the end of the book, who said,

I put a proposition to you all: we have entered a time of total change in human consciousness of how people look at the world.  Reading books requires you to form concepts, to train your mind to relationships.  You have to come to grips with who you are.  A leader needs these qualities.  But now we learn from fragments of facts.  A book is a large intellectual construction; you can’t hold it all in your mind all at once.  You have to struggle mentally to internalize it.  Now there is no need to internalize because each fact can be called up instantly on the computer.  There is no context, no motive.  Information is not knowledge.  People are not readers, but researchers, they float on the surface.  Churchill understood context.  It disaggregates everything.  All this makes strategic thinking about the world nearly impossible to achieve.

Hill impressed me with the idea behind his book, and he displays a wide knowledge of western civilization’s literary heritage.  Many times I marked pages where I gained fresh insight and had my perspective challenged, but in the end the book left me frustrated at the missed opportunities Hill leaves on the table.  He conveys the message that great literature helps us understand the world and ourselves, but this note strikes me as far too wimpy and obvious given what the book could have achieved.

As Kissinger mentioned, statesmen should prioritize context.  Hill does a good job with this in his section on ancient literature.  He weaves in Aristotle’s assertion that the family gives the state its foundation, and then looks at the Illiad and the Odyssey, which have marriages at their center.  He fans out to Aeschylus, whose Oresteia  trilogy has the breakdown of family bonds nearly destroy the state.  He traces this up through De Tocqueville, who saw family, and especially women and mothers, as bulwarks of the familial stability needed for any state.  But democracies in particular need family stability due to their decisive emphasis on individual rights.

So far so good — my eyes got opened to a theme that unifies so many different thinkers across time.  But Hill draws no conclusions from this, he has no application.  He has no stories or anecdotes about how this insight helped him, or how it can help anyone else form a “grand strategy.”

Hill makes the importance of context brilliantly in his section on Walt Whitman.  If we know the opening lines of the The Illiad  and The Aeneid Whitman’s, “I sing the song of myself,” suddenly strikes one like a thunderclap.  We see that Whitman means to destroy, or perhaps remake, the whole concept of epic literature.  His exaltation of the “eternal now” of the individual has an enormous impact on how Americans think of themselves. You, the I, are now the epic, which brings us right up to social media today.  But again, to what end?  Hill hints at the potentially destructive impact of Whitman’s attempts to make the past obsolete, but never draws out the consequences for American diplomacy.  Many Europeans argue, for example, that Americans act rashly without proper understanding of context and history, but Hill never addresses this.  But now not just Americans, but much of the western world appears ready to formally and radically redefine the concept of marriage and family.  What will this mean for our diplomacy as a nation, especially in sensitive areas of the globe that reject this redefinition as blasphemy?  Hill compares the hopeful message of the Oresteia with American Eugene O’Neil’s recapitulation of the same themes in Mourning Becomes Electra.  O’Neill rejects Aeschylus’ hopeful conclusion.  Why, and to what end?  Again, Hill offers us nothing.

For someone so adept at drawing conclusions based on texts, and for someone so experienced in putting forth ideas and proposals, I cannot believe he lacks the ability to make grand strategic pronouncements.  But Hill plays it very close to the vest and misses a great opportunity to share whatever wisdom he has.  His great specific insights never come full circle.

Similarly, Hill frustrated me by never questioning the logic of the state itself.  He has high praise for the Peace of Westphalia, which in his view ended the cycle of violence from religion and clan and created the state.  This parallels what happened in the Oresteia and the symmetry appeals to Hill and to myself.  But has the state in fact limited violence?  Maybe it has, but it should not be assumed.  What problems come with the creation of states?  Aeschylus assumes the good of the state as almost a given, but that’s understandable given his medium.  Aeschylus also lived in one of the great golden ages of civilization, and the state no doubt shone brightly in its virtues in his lifetime.  Hill has no such restrictions of medium, and has the benefit of the hindsight of history.  He should have done more.

Hill tantalizes in doses.  The individual notes he strikes promise much.  But he fails to deliver on the promise of his title.

 

 

 

 

 

 

On the Frontier, “The Lesson is, Never Try.”

UnknownIn 1893 Frederick Jackson Turner changed our study of American history with a speech to the American Historical Association entitled “The Significance of the Frontier in American History.”  His talk helped propel him to national prominence.  But naturally all that attention also made him a target for criticism.  In his speech Jackson proposed that the concept and reality of the frontier had done more than anything else to shape American history and American consciousness.  As the frontier disappeared in the late 19th century, he argued we might expect to see a new phase in our national development.

Jackson begins his speech by defining the frontier as the boundary between “savagery and civilization,” and states that the American frontier differentiates itself from other places by lying at “the hither edge of free land.”  In the days of earliest settlement in the 17th century, the east coast formed the frontier of Europe.  Then, as our national identity took shape, areas in the west became our own frontier.

While initially the French rather than the English engaged in the most direct trading with Indians, Turner argues that the trading trails themselves inevitably drew English colonial civilization westward.  Trails to sources of salt (used as a preservative) then assumed vital importance, leading to a still more inexorable march of civilization.

But the frontier did more than this, serving as the first real “melting pot” in American history, long before the wave of 19th century immigration.  In short, frontier expansion created the first sense of “composite nationality,” the first sense of what it meant to be American as opposed to European.  One could have the north and the south at odds, but “the west could not remain sectional.”  Of course this new sense of national identity led to a new political identity.  Turner claimed that, “this nationalizing tendency of the West that transformed the democracy of Jefferson into the national republicanism of Monroe and the democracy of Andrew Jackson.”

Perhaps most crucially, the frontier had a decisive impact on the growth of democracy.  Turner cites several examples of how frontier/western sections of colonies and states continually pushed a progressive agenda, especially in terms of expanding the right to vote.  Turner quotes from one early 19th century representative from western Virginia who spoke in Congress,

The Old Dominion has long been celebrated for producing great orators; the ablest metaphysicians in policy; men that can split hairs in all abstruse questions of political economy.  But at home, when they return from Congress, they have negroes to fan them to sleep.  But . . . a western Virginia statesman, though far inferior in logic and metaphysics and rhetoric to the old Virginia statesmen, has this advantage, that when he returns home he takes off his coat and takes hold of the plow.  This gives him bone and muscle, sir, and preserves his republican principles uncontaminated.

This may give us a clue as to why we never had any success regulating frontier expansion.  We attached the frontier so strongly to our national identity that to go without a frontier meant repudiating ourselves.  Or perhaps, as Turner suggests, the frontier functioned as a “safety valve” for the landless, the immigrant, the economically distressed.  Without this, democracy might tend towards eating itself from within.  In the absence of an external threat or safety valve, Turner surmised that democracy might turn into a mere vehicle for discontent.  The self-reliant virtues that made us great would weaken us when we turned inward.

Turner’s essay raises this crucial question without answering it — can democracy survive without a frontier?  Rome’s history suggests it, as do the words of Alcibiades when he urged Athens to attack Syracuse:

Nicias must not divert you from your purpose by preaching indolence, and by trying to set the young against the old; . . . The state, if at rest, like everything else will wear herself out by internal friction. Every pursuit which requires skill will tend to decay, whereas by conflict the city will always be gaining fresh experience and learning to defend herself, not in theory, but in practice. My opinion in short is, that a state used to activity will quickly be ruined by the change to inaction; and that they of all men enjoy the greatest security who are truest to themselves and their institutions even when they are not the best.

There exists however, the opposite theory.  Some argue that the rapid expansion of republics, and not their “rest,” that leads to a “time of troubles.”  In the example above, for example, the Athenians did not rest, did attack Sicily, and this led to catastrophic disaster.  Or we might bypass the question somewhat and declare that the problems experienced by Rome and Athens are human problems and not particular to democracies.

In any case, this question needs further thought.

The introduction to the essay explained Turner’s influence, and also his critics.  I have no problem with such a bold idea as Turner’s drawing criticism.  This is the purpose of bold ideas — to inspire conversation.  What I have a problem with is the nature of some of the apparent objections.  Some complain that Turner should have devoted more study to the period after the closing of the frontier.  But this seems silly.  He studied one particular period, and not another.  Not studying the time after the closing of the frontier doesn’t mean his ideas are false.

Some complain that Turner overlooked other factors in America’s growth.  “You never mention southern agrarians or eastern capitalists!  For shame, Turner, for shame!”

I can’t stand these kinds of objections.

Turner only claimed that the frontier explained the heart, not the whole body.  To say, “You never mentioned southern agrarians” is entirely without meaning, unless one means to say that Southern agrarians form the key to understanding America.  Otherwise all you’re doing is whining that someone didn’t say something about your own pet field of study.  It’s not an argument.

We should do better than this.

I also mistrust the argument that no “heart” of American history can be found at all.  In this vein, Turner’s thesis is false by definition, and again, not proved wrong via an argument.  This declaration sounds like a rejection of History itself.  Such people may be old and grumpy long before their time, or perhaps they resent the mere effort of trying in the first place. For if those that try to find meaning happen to do so, others who reject it might feel threatened.  Such people would appreciate Homer Simpson’s advice . . .

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If you can do Math, you can do Theology

I think any biographer of Pascal has a difficult task.  Brilliant, ill, and aristocratic, Pascal lived much of his life up in his head.  The Abbe Jean Steinmann does a passable job with his life, though I found myself bored at times and skipped or glazed over portions of his work.

I do give Steinmann credit, however, for bringing out some of the remarkable aspects of Pascal’s mind.  The 17th century witnessed an intellectual explosion that has no equal afterwards.  A list of intellectuals from that time still should dizzy us — Newton, Descartes, Hume, Hobbes, Galileo, Leeuwenhoek, Boyle — the list could go on and on.  We talk flippantly about the “pace of innovation” today and yet surely we can’t begin to hold a candle to that era.  While I have no familiarity with most of the names on the list of 17th century notables, Pascal stands out to me as the most passionately Christian of the lot, and he was no slouch with math either.  He invented the calculator and gets credit for advances in projective geometry and probability theory.

Having not read it all, the book gets no full review, but it did inspire a few thoughts. . .

  • Euclid

Euclid had a profound impact on Pascal’s early life.  One might almost say Euclid “inspired” him.  Euclid got Pascal to see the world and use his mind in wholly new ways.  I know that Abraham Lincoln also had a similar experience with Euclid.  When we consider that every major intellect probably from the Renaissance onwards cut his (or her) teeth on Euclid, we might surmise that perhaps only Plato and Aristotle have had more influence from the ancient world.

And yet, for whatever reason, Euclid has fallen off the face of the earth.  Why do we not use Euclid for geometry classes?  The answer is likely not, “Well, modern geometry texts hold the students attention much more effectively.  They’re more exciting, more memorable.”  Chronological snobbery probably has something to do with it.  Some might add that geometry has advanced beyond Euclid and we have new ways of approaching the subject, thanks to thinkers like Descartes and Einstein’s.  But (in keeping with Jacques Maritain’s dictum) the only way to fight against the tradition is to first know the tradition.  In my own math education I had never had a whiff of the story of math, or knew how anyone in the past solved any problems.  For me math meant memorizing formulas.  Contrast this with Steinmann’s description of how discovering, on his own, how the angles of a triangle must equal 180 degrees changed Pascal’s early life.*

  • Math and Theology

Over the last few years I have often heard comments like, “We should learn to read the Bible as literature,” or “We must learn to see the poetry in theology.”   I concur with both sentiments and applaud the drift away from viewing Scripture as a list of isolated proof texts.  But I never hear how math or science should impact our theological thinking.  Some use science to “prove” aspects of the Bible, but I have yet to hear someone show how thinking “mathematically” can help you think theologically.

This is unfortunate, and perpetuates misperceptions about math and science.  If God invented both literary and scientific minds surely both lead to him, not just in the details, but in the “big picture” as well.

Enter Pascal, whose wonderful imagination (good for lots of things besides literature) led him to make theological conclusions based on his genius for math and science.  Pascal argued for the idea of vacuums, against much of the establishment of his day.  But he took the issue further, arguing for the infinite divisibility of matter, which then became a springboard for the proper place of reason in faith.  We see him use math in other ways, such as the “spiritual perfection” of numbers showing the fallenness of the world.  For Pascal some things are simply just self-evident and beyond reason, but his “math sense” led him to these ideas.

Whatever we think of some of Pascal’s conclusions, if we taught math as Pascal learned it, I think we would see math and science rejuvenated, and our theology enriched.

  • Dominion

Pascal’s illness meant that he lived only a few short years after starting to take his faith seriously.  We need not call it a “conversion experience,” but clearly Pascal had some kind of experience in the last few years of his life that intensified his faith and changed his life.  Some see Pascal rejecting reason, math, etc. in his latter years.  I wouldn’t go that far — I would say that Pascal may have been going through a recalibration period that tragically got cut short by his death.

I wrote elsewhere about the concept of dominion and I will try not to repeat myself too much.  The Pensees have brilliant insights, but they lack a fullness that you see in more mature Christian thinkers (granted, of course, that it was very much an unfinished work).  Pascal’s brain (and his heart) burned at fever pitch.  I don’t blame Pascal for this.  Had he lived longer I’m sure he would have written something monumental and deep.  As it is, of course, the Pensees are a classic, but Pascal did not have enough distance from math and reason to welcome it back fully into his thought, this time in the proper place.  For example, he wrote that, “Curiosity is only vanity. We usually only want to know something so that we can talk about it.”  Surely this is too harsh.  Those who want to talk about their discoveries might do so mainly with the intent of enjoying them further, for enjoyment increases when we share it.  Pascal seems a bit too jaded, a bit too sure of himself as a “new convert,” and this portrait of him shows that he may not have been at home with himself either.

But all in all Pascal’s life should strongly encourage the right brained that yes, they can do more than defend Creation by design.  Their mathematical insights can give rise to profound truths about the world.

*Alas, Steinmann fails to mention how Pascal did this, just that it happened.  Maybe he expects us to figure it out on our own, like Pascal.

^ Some great quotes from Pascal . . .

All of humanity’s problems stem from man’s inability to sit quietly in a room alone.

When a soldier complains of his hard life (or a labourer, etc.) try giving him nothing to do.

The heart has its order, the mind has its own, which uses principles and demonstrations. The heart has a different one. We do not prove that we ought to be loved by setting out in order the causes of love; that would be absurd.

Knowing God without knowing our wretchedness leads to pride. Knowing our wretchedness without knowing God leads to despair. Knowing Jesus Christ is the middle course, because in him we find both God and our wretchedness.

Jesus is a God whom we can approach without pride and before whom we can humble ourselves without despair.

Man is to himself the most wonderful object in nature; for he cannot conceive what the body is, still less what the mind is, and least of all how a body should be united to a mind. This is the consummation of his difficulties, and yet it is his very being.

Man is equally incapable of seeing the nothingness from which he emerges and the infinity in which he is engulfed.

We know truth, not only by reason, but also by the heart.

 

Liberty: The God that Failed

My wife and I both love Garrison’s Keillor’s Lake Wobegon Days for its humor and insight into small-town life.  It often resides near our bedside table, so it is with great frustration that I cannot find a particular passage that immediately resonated with me years ago.  Keillor writes about the vapid predictability of his elementary school history lessons about George Washington (and his best friend Abraham Lincoln) and fantasizes about shaking things up just to relieve the boredom.  “I imagined,” Keillor writes (but here I am working from memory and not quoting directly), “fighting for the British, and calling Washington a traitor. Yes, a traitor!  There I would be, scouting the woods, finding the rebels, taking potshots at the great general.  Firing on the Father of our Country?  Why not — yes!.”

It was in this spirit that I initially approached Christopher Ferrara’s Liberty: The God that Failed.  Ah ha!  Here is something different, clearly written from a very defined point of view in a polemical spirit.  Liberty, that treasured American possession, will get exposed as a nothing, or less than nothing!  It sounded like great fun regardless of whether or not it persuaded me.

But something more meaningful also encouraged me to read this, for the author pledged to critique both the modern liberal and conservative/libertarian approaches to liberty.  The problems with modern America lie not so much with Republicans or Democrats, or any particular president, or era in our history, but instead within our very DNA as a Nation — Garrison Keillor’s daydream made real.

Before delving into the book’s arguments, I can say that it lives up to its promise.  He writes crisply, and the arguments roll like a freight train.  At 650 pages it’s a surprisingly quick read.  He has a voluminous bibliography.  But Ferrara tries to shoot everything and demolish every sacred cow, and thus sets the bar perhaps a bit too high for himself.  In the first half of the book I recognized many reputable sources from authors like Gordon Wood, Bernard Bailyn, and Joseph Ellis.  By the book’s end he repeats himself, and his discipline seems to crack (I noticed a couple “.com” footnotes later in the work, inappropriate for a book of this weight).  Still, though perhaps about 200 pages too long, Ferrara gives the reader much to ponder.

The book begins with brief summary of the heritage of Greek philosophy after the Peloponnesian War (431-404 B.C.). After the idolatrous parochial worship of their own political communities (see Appendix below) that started that devastating conflict, Plato and Aristotle saw that the state needed a foundation beyond itself.  Neither of them conceived of the state in Christian terms, but both saw that when the state merely served as a mirror for the populace, disaster resulted.  The state should aid in the living of the good life, which is the life of virtue.  The state should have no other legitimate purpose.  In other words, do we want the state to enable injustice and destroyed lives?  In the wake of Rome’s fall, medieval Europe picked up on this idea, and struck a new course.  They would have agreed with Jacques Maritain, who wrote in the mid 20th century that,

We must affirm as a truth . . . the Church’s supremacy . . . over all terrestrial powers.  On the pain of radical [earthly] disorder, she must guide the people towards the last end of human life, which is also that of states.

Without rendering justice to God, we cannot practice justice to others.

Of course the medievals did nothing new in this regard.  Every civilization that has ever existed before the Enlightenment linked the public recognition and worship of God/gods and politics.  Certainly most of the Reformers thought likewise, as Calvin’s Geneva or Puritan New England attest, among other examples.  Only since the Enlightenment has western man tried the novel experiment of severing themselves from looking at anything but themselves to guide their politics.

Ferrara continues with a brief defense of Christendom itself, which we can pass over quickly.  He notes that contrary to received myths with Enlightenment origins that continue to this day, Christendom had

  • Great cultural achievements (Gothic cathedrals, Sistine Chapel, etc.) that can only come with true artistic freedom
  • Economic freedom
  • Limited government, and therefore
  • Limited wars and violence

Ferrara recognizes wisely that defending Christendom stands outside the scope of his thesis, so he moves on from this quickly — perhaps it could have been left out, for it raises many unanswered questions.

By chapter four, he begins to lower the boom.

John Locke had a enormous influence over the founders.  Locke himself may have been either a deist or a Christian, but that, for Ferrara is beside the point (Thomas Hobbes also gets attention, but Locke had far more influence over our founders).  Locke’s “blank slate” metaphysics undermined much of the foundation for mankind knowing eternal ideas “in a state of nature,” contra Romans 1.  Since man has no shared foundation in the eternal, mankind must root government in the consent of the governed.  This is such a truism for us that we hardly give it a passing thought, but this means that “every man has the executive power of the law of nature (Locke, “Two Treatises on Government).”  Locke later states that “Virtue and vice are names pretended” based on the conventions of the day, and all this follows naturally on Locke’s view of the world.  All this forms Locke’s view of sovereignty as essentially a tautology referencing nothing but “the consent of the governed” to determine its will.

Certain places in colonial America based their societies on something like an idea of a Civitas Dei, i.e. the New England Puritans.  But with Locke the emphasis had changed, and America the nation, founded on Locke’s principles could never be a “Christian nation” and doomed itself to moral chaos.  Though other thinkers besides Locke had their role to play, most, like Montesquieu and Bayle drank deeply from Enlightenment thought.  Thus, the myth of an essentially conservative American Revolution designed to protect an already existing social order has no foundation.  The founders were revolutionaries in every sense of the word, and radically reoriented the basis of their society (I like Edmund Burke and his view of the problems between England and America, which Ferrara challenges.  This needs further consideration for me).  Ample citations show that men like Madison, Adams, Jefferson, and Washington saw themselves in this way.

The main problem with the American Revolution as Ferrara sees it, is not the concept of liberty in itself, but how our founders defined the concept.  Borrowing from Locke and others, liberty got defined either as . . .

  • A mere “freedom from” constraint from others, where, to quote Locke, “individual consent is the only proper basis for all man’s organizations, civil or ecclesiastical,” and,
  • The freedom for a people to define one’s own community, one’s own laws.  But the only possible basis for this under Enlightenment thought is “the consent of the governed,” or — “the opinion of most people.”

The end result of this ideology would make “Liberty” into a form of Power, the power to rule others, make laws, on the fly, with no reference to any eternal truth.  This proposition forms Ferrara’s central thesis.

Did the American Revolution play out this way?  At the crucial point of our history, did we turn towards a Civitas Dei or make Liberty our God, and thus make it a demon?

The book goes into some detail to show that many Founders had membership as Masons, and that Masons, by “faith,” were dedicated to deism.  The book references early modern and medieval constitutions that had explicit foundations in Christian belief and practice.  The Enlightenment changed this to “Great Architect of the Universe,” or other such vague references to a distant God.  This means that the so called “moderate Enlightenment” actually brought radical change to how our founders saw the world.  Again, ample evidence exists of this, i.e. Madison’s quote in “Federalist 14” that “our revolution has no parallel in the annals of human history.”  Gordon Wood also comments that the revolution, “fundamentally altered the character of human society.”  So the Revolution happened not to preserve an existing order, but create a new one.

We see the revolutionaries, just before and after the Revolution itself, impose their will to change society.  The Boston Tea Party is a good example.  Rather than let the “market”/people decide whether or not to buy the tea, the Sons of Liberty destroyed it (which happened after they failed to persuade the populace not to buy it, at least in Ferrara’s interpretation).  Liberty meant power over others, and it the revolutionary view of Liberty had pagan roots.  Ferrara perhaps goes a bit too far here, but does cite numerous examples of totems such as the Liberty Tree and Liberty Pole, and the resurrection of the Roman goddess Libertas, “invoked far more often than the Judeo-Christian god.”  This may seem too much for some, but Ferrara cites several 18th century sources, including the widely read and hugely popular Thomas Paine, to show that Liberty became a worshipped idol, and like all paganism, a source of power and manipulation.

The Sons of Liberty used this power to control the press during the Revolution, and tax and sometimes even arrest Tories for their support of England.  Jefferson, famed for his defense of freedom, made loyalty oaths compulsory while serving as Governor of Virginia.  Americans love to believe in the benign nature of their revolution compared to France, but our revolution produced 24 political exiles per thousand, while at the height of the Jacobin terror, France only had 5 refugees per thousand.^   Ferrara cites Murray Rothbard, a great admirer of the Revolution, who writes, “The revolutionaries moved to suppress crucial liberties of their opposition–an ironic but not surprising illustration of the conflict between Liberty and Power.”  “Jefferson,” Ferrara writes, “venerated as an icon by so many libertarians, was really just another statist.”  Maybe Rothbard is wrong.  Maybe no conflict really exists between American “Liberty” and power.

Liberty as Power continued after the revolution, where in Shay’s Rebellion the offenders had no right of habeus corpus.  Many were hung, and we see the “statist” power of Liberty on the rise.  By contrast George III never so much as arrested any revolutionary before the war.  Big government began right after the war’s conclusion with increased taxes and an army of public servants.  Could personal rights exist apart from the declared sovereign power of the people?

Deism, Ferrara argues, forms the natural religion of state grounded in Liberty.  It allows for God to create, and then nicely removes Him to the sidelines. So we have the Treaty of Tripoli (1797) unanimously approved by the Senate, which included Article XI:

As the Government of the United States of America is not, in any sense, founded on the Christian religion; as it has in itself no character of enmity against the laws, religion, or tranquility of [Moslems] . . . it is declared by the parties, that no pretext arising from religious opinions shall ever produce an interruption of the harmony existing between the two countries.

As John Adams later wrote, “[our government] was contrived merely by the use of reason and the senses.”

Ferrara continues on. . .

Liberty as Power had perfect expression in chattel slavery.  Many slave owners, in fact, explicitly defined liberty in terms of slavery.  They used the, “you can’t tell me what to do,” defense, but also went further and claimed that their personal exercise of liberty required slavery, i.e. more slavery = more freedom/more ability for me to live as I like. We rightly cringe at this today, but in fact the founders had no logic within their framework to contradict them, and slavery not only remained, but expanded.  Ferrara wants us to harbor no illusions — America from the American Revolution onwards was in no way a Christian country.  Nowhere does the Constitution recognize God as such, nowhere is any particular religious belief required.  We openly allowed for the oppression of blacks, and violated all laws and treaties to oppress the Indians as well under the same logic that allowed for slavery.  In other words, we had no law but the law of self, the idolatry of the self, or the consent based parochial community.  “We said it, it must be true.”

By this point the reader may grow faint, but not Ferrara.  Looking for a good guy in the Civil War?  Don’t bother.  Southern romantic myths about “genteel society,” whatever truth lay in them, rest on the foundation of slavery.  He exposes Southern myths about their so-called recovery of limited government.  The Southern constitution replicated the North’s almost exactly.  It formally recognized no Christian God (and if they had it would have been blasphemous anyway).  What about the North?  Nope — Lincoln expanded his power in ways George III never dreamed of, such as the draft, suspension of habeus corpus, and the like.  The North had the greater amount of power, so they won, and we in turn went to worship at Nebuchadnezzar’s statue.

Ferrara continues on, but I can’t.  Suffice to say, the growth of liberty as a means of power over our fellow man continues as his theme. His writing grows more scattershot, his sources get weaker.  But he does close on a fascinating and revealing note by examining Justice Kennedy’s “heart of liberty” section from his majority opinion in “Planned Parenthood v. Casey,” which overturned Pennsylvania’s abortion laws.  Kennedy wrote,

At the heart of liberty is the right to define one’s own concept of existence, of meaning, of the universe, and of the mystery of human life.  Beliefs about these matters could not define the attributes of personhood were they formed under compulsion of the state.

Many “conservatives” cried “foul” to Kennedy’s ruling, yet it bears remarkable resemblance Locke’s reasoning in his enormously influential Essay Concerning Human Understanding.  In his dissent, the “conservative” Justice Scalia argued that the decisions on these questions belonged to the state legislatures, to persuasion and the counting of votes — not judges.  Though seemingly on opposite sides, both Scalia and Kennedy drank from the same Enlightenment source, which is the essence of American political conservatism.  For both, it is consent, be it from an individual or group, that determines justice. Thus, no real barrier exists to things like pornography, abortion, homosexual marriage, and the like, provided the votes are there.  America’s very DNA means that we float along with whatever wind comes about by “consent.”  Our Constitution, far from constructing a limited government,** created a structure that would allow for this very thing.  Why would it not?  We should expect the Constitution to reflect Locke’s (and Montesquieu’s, and Bayle’s) views because our founders believed him.  Capitalism in this environment would only contribute to the growth of power, both in terms of big corporations, and in enabling whatever immoral choices we wish to make.

Well, what shall we say about Ferrara’s thesis?

I am a fan of some of John Le Carre’s earlier spy fiction, especially Tinker, Tailor, Soldier, Spy.   I remember reading a review of the book from an actual spy.  He praised it, but cautioned against anyone thinking that “this is what the world of spies really looks like.”  If as much backbiting and infighting existed as Le Carre depicts, no spy program would ever have any success.  

Part of me feels this way about this book.  America surely has had some success and done some good, right?  And the good we have done must have some good roots?  Must we burn every single thing down?*

I think Ferrara would counter that yes, we have done good at times, but that good is only the result of our consent based society sometimes aligning itself with eternal truth.  When we do so, however, we get “lucky,” and should not assume “that’s America.” This may be a fair riposte.  I will reserve final judgment for now.  But all in all, I found him persuasive on the inheritance of Western-based consent societies, especially when we remember the Napoleonic Wars, the Civil War, W.W I, II, and the fact that Nazi Germany, Maoist China, and Soviet Russia were essentially western rooted societies that acted for “the people.”

Part of the validity of his thesis can never have the requisite proof.  What would have become of medieval kingdoms and principalities with modern technology?  Would their wars have been as bloody?  Would certain kings have abused their power like a Stalin even with the more direct presence of Christianity?

We can guess, but never know.  The book also avoids certain key questions.  Would a Christian Commonwealth that Ferrara hopes for allow for freedom of speech, press, etc.?  If yes, what would be dimensions of those freedoms, and if no, would the cure be worse than the disease?  Or is “free speech” yet another idol of Liberty?  He never considers such things.  To be fair, I already stated that the book is too long, and his purpose in writing was to critique American foundations, not put up something definite in its place.  Still, we must face these questions to fully understand the implications of his thesis.

Some may object that even if Ferrara’s is correct, his point has no relevance.  Returning to the Civitas Dei will absolutely never happen now.  Yes — but  this doesn’t mean we should seek to understand exactly what we’re dealing with.  We should call spades spades.

While his ideas may lack immediate political relevance, they have great relevance for education.  So much of how we teach American history assumes significant possible divergence for various “hinge points” in our history with the War of 1812, Civil War, or with this president or that.  Ferrara tells us that many of the choices we think significant are only different shades of the same color.  The real path, the real decisions, got made in the 1760’s.  It’s almost as if we need to tell the story twice to do justice to both Ferrara’s ideas and the traditional approach.

This book should also speak to the Church.  Again, assuming he’s correct, the Church will not influence American politics directly without playing the “power” game.  If our system operates not by virtue but by votes, we may have to appeal to principles we really don’t believe in to accomplish our will.  Ferrara certainly does not believe we have any genuine Christian roots to which we can direct an appeal.

But the greatest value in Ferrara’s exciting, intriguing, but probably too ambitious work lies in how he gets us to rethink the concept of Liberty.  “Individual liberty is individual power.”  So said John Quincy Adams.   Isaiah Berlin gave the classic dilemma of negative (freedom from constraint) or positive liberty (freedom towards an end).  It appears that in the modern framework, negative liberty becomes an idol to self, positive liberty extended creates totalitarianism.  Ferrara splits the horns of the dilemma by reformulating the concept.  Liberty should mean freedom to do as we ought, not as we want, and without this understanding, our nation will float rudderless.

^We should consider, however, that in the “height of the Jacobin Terror” Robespierre’s government seemed much more concerned with executions than forcible exile.  Thus, while the American Revolution had its political compulsion, they preferred exile to execution.

*Perhaps ironically, part of Ferrara’s (a staunch Catholic classicist) work coincides nicely with Howard Zinn’s “radical” and “leftist” interpretation of American history.   Zinn is cited at least once, and probably more, in the footnotes.  In the review above I never delve into Ferrara’s critique of “Liberty” based capitalism, which he argues fosters immorality and at times, oppression and exploitation.  On the “oppression/exploitation” (one that admittedly Ferrara hardly develops) point we see another connection with Zinn.

**Ferrara briefly looks at the 10th Amendment, on which many proponents of limited government pin their hopes.  Ferrara argues that the 10th Amendment is a mere sop and has no actual teeth, not in practice, but in reality.  Those that designed the Amendment had no real belief in limited government in the first place.

Appendix: A.J. Toynbee, “The Idolization of the Parochial Community”

Unhappily, Polytheism begins to produce new and pernicious social effects when its domain is extended from the realm of Nature-worship to a province of the realm of Man-worship in which the object of worship is parochial collective human power. Local worships of deified parochial communities inevitably drive their respective devotees into war with one another. Whereas Demeter our common Mother Earth is the same goddess in Attica and in Laconia, the Athene Polias of Athens and the Athana Chalcioecus of Sparta, who are the respective deifications of these two parochial communities, are bound to be rival goddesses in spite of their bearing the same name. The worship of Nature tends to unite the members of different communities because it is not self-centred; it is the worship of a power in whose presence all human beings have the identical experience of being made aware of their own human weakness. On the other hand the worship of parochial communities tends to set their respective members at variance because this religion is an expression of self-centredness; because self-centredness is the source of all strife; and because the collective ego is a more dangerous object of worship than the individual ego is.

The collective ego is more dangerous because it is more powerful, more demonic, and less patently unworthy of devotion. The collective ego combines the puny individual power of each of its devotees into the collective power of Leviathan. This collective power is at the mercy of subconscious passions because it escapes the control of the Intellect and Will that put some restraint on the individual ego. And bad behaviour that would be condemned unhesitatingly by the conscience in an individual culprit is apt to be condoned when it is perpetrated by Leviathan, under the illusion that the first person is absolved from self-centredness by being transposed from the singular number into the plural. This is, however, just the opposite of the truth; for, when an individual projects his self-centredness on to a community, he is able, with less sense of sin, to carry his egotism to greater lengths of enormity. ‘Patriotism is the last refuge of a scoundrel’;5 and the callousness of committees testifies still more eloquently than the fury of mobs that, in collective action, the ego is capable of descending to depths to which it does not fall when it is acting on its individual responsibility.

The warfare to which parochial-community-worship leads is apt to rankle, sooner or later, into war to the death; and this self-inflicted doom is insidious, because the ultimately fatal effects of this religion are slow to reveal themselves and do not become unmistakably clear till the mischief has become mortally grave.

In its first phase the warfare between deified parochial states is usually waged in a temperate spirit and is confined within moderate limits. In this first phase the worshippers of each parochial god recognize in some degree that each neighbour parochial god is the legitimate sovereign in his own territory. Each local god will be deemed to have both the right and the power to punish alien human trespassers on his domain who commit a grievous wrong against him by committing it against his people; and this consideration counsels caution and restraint in waging war on foreign soil. It tends to prevent war from becoming total. The bashful invader will refrain, not only from desecrating the enemy’s temples, but from poisoning his wells and from cutting down his fruit trees. The Romans, when they had made up their minds to go to all lengths in warring down an enemy community, used to take the preliminary precautions of inviting the enemy gods to evacuate the doomed city and of tempting them to change sides by offering them, in exchange, honourable places in the Roman pantheon. When a local community has been exterminated or deported in defiance of the local divinity and without regard to his sovereign prerogatives, the outraged parochial god may bring the usurpers of his domain and scorners of his majesty to heel by making the place too hot to hold them except on his terms. The colonists planted by the Assyrian Government on territory that had been cleared of its previous human occupants by the deportation of the Children of Israel soon found, to their cost, that Israel’s undeported god Yahweh had lost none of his local potency; and they had no peace till they took to worshipping this very present local god instead of the gods that they had brought with them from their homelands.

Thus the conduct of war between parochial states is kept within bounds, at the start, by a common belief in the equality of sovereign parochial gods, each within his own domain. But this belief is apt to break down, and, with it, the restraint that is imposed by it. They break down because the self-worship of a parochial community is essentially incompatible with the moderation commended in such maxims as ‘Live and let live’ and ‘Do as you would be done by’. Every form of Man-worship is a religious expression of self-centredness, and is consequently infected with the intellectual mistake and the moral sin of treating a part of the Universe as if it were the whole—of trying to wrest the Universe round into centering on something in it that is not and ought not to be anything more than a subordinate part of it. Since self-centeredness is innate in every living creature, it wins allegiance for any religion that ministers to it. It also inhibits any living creature that fails to break away from it from loving its neighbor as itself, and a total failure to achieve this arduous moral feat has a disastrous effect on social relations.

A further reason why it is difficult to keep the warfare between parochial states at a low psychological temperature is because parochial-community-worship wins devotion not only by ministering disastrously to self-centredness. It wins it also by giving a beneficent stimulus to Man’s nobler activities in the first chapter of the story. In the histories of most civilizations in their first chapters, parochial states have done more to enrich their members’ lives by fostering the arts than they have done to impoverish them by taking a toll of blood and treasure. For example, the rise of the Athenian city-state made life richer for its citizens by creating the Attic drama out of a primitive fertility-ritual before life was made intolerable for them by a series of ever more devastating wars between Athens and her rivals. The earlier Athens that had been ‘the education of Hellas’ won and held the allegiance of Athenian men and women, over whom she had cast her spell, for the benefit of the later Athens that was ‘a tyrant power’; and, though these two arrogant phrases were coined to describe Athens’ effect on the lives of the citizens of other Hellenic city-states, they describe her effect on the lives of her own citizens no less aptly. This is the tragic theme of Thucydides’ history of the Great Atheno-Peloponnesian War, and there have been many other performances of the same tragedy that have not found their Thucydides.

The strength of the devotion that parochial-community-worship thus evokes holds its devotees in bondage to it even when it is carrying them to self-destruction; and so the warfare between contending parochial states tends to grow more intense and more devastating in a crescendo movement. Respect for one’s neighbours’ gods and consideration for these alien gods’ human proteges are wasting assets. All parochial-community-worship ends in a worship of Moloch, and this ‘horrid king’ exacts more cruel sacrifices than the Golden Calf. War to the death between parochial states has been the immediate external cause of the breakdowns and disintegrations of almost all, if not all, the civilizations that have committed suicide up to date. The decline and fall of the First Mayan Civilization is perhaps the only doubtful case.

The devotion to the worship of Moloch is apt to persist until it is too late to save the life of the civilization that is being destroyed by it. It does break down at last, but not until a stage of social disintegration has been reached at which the blood-tax exacted by the waging of ever more intensive, ferocious, and devastating warfare has come palpably to outweigh any cultural and spiritual benefits that the contending parochial states may once have conferred on their citizens. . .

 

 

 

David Hackett Fischer’s “Fairness and Freedom”

I first posted this two years ago, but recently came across a link to a study on New Zealand’s relationship to globalization. I include this new information, which only confirms Fischer’s keen analysis within the text under the “Immigration” section below.

And now, the original post . . .

A few years ago Fischer blew me away with his classic Albion’s Seed, which for me is far and away the best book on colonial America out there.  In that work he demonstrated a remarkable ability to go from broad sweeping general statements to minute subtle detail.  Fairness and Freedom does not quite match that standard, but once again Fischer succeeds remarkably in a subject rarely, if ever, explored before.

The book looks at the two open societies of the United States and New Zealand.  While this may seem like an odd pairing, both countries

  • Share basic democratic values
  • Were colonial societies, with the vast majority of their settlers coming from England in their early formative phase
  • Have existed in relative geographical isolation from the main events in Europe during crucial periods of their history
  • Had early settlers needing to deal with native populations.

Our shared history means that someone from either country could feel more or less at home in either place.  But the book arose from some keen observations Fischer made while visiting New Zealand during a political campaign.  He noticed how frequently the major candidates used the words “fairness,” or “justice,” and contrasted that with the American lingo of “freedom,” and “liberty.”  He followed that rabbit hole and discovered how these different emphases have subtly shaped each society in a variety of ways.

Here we see the similarity in his approach in Albion’s Seed, where he takes a idea and runs with it over a large swath of time and space.  How has this subtle yet important differences in values shaped each society?

Origins and Geography

  • In NZ, the Maori tribes were themselves not native to the land, and had cultural memory of their own immigration to what know as “New Zealand.”  Furthermore, warring tribes had nearly destroyed each other before the English arrived.  Thus, the Maori had 1) already learned about cooperative living, and 2) had an immigrant identity themselves
  • In America, American Indians had no memory of any migration to the continent, which, if it happened, happened perhaps 10 thousand years ago.  Their mythology had strong elements of their own existence arising “from the earth itself.”  Thus, they had a much stronger tie to the land than the Maori of NZ.  Furthermore, the abundance of resources and space meant that tribes did not need to work out their problems to survive.

Different Kinds of Settlement at Different Times, for Different Reasons

  • The bulk of formative settlement happened in America as result not of economic oppression but lack of liberty to “worship as one pleases.”
  • The bulk of settlement in NZ came from a population that felt the injustice of early Victorian industrial society.  Their main concern was the righting of wrongs, not increased liberty.  In this sense they inherited the old British notion of “fair play.”
We see this reflected in the different visions each society produced — or how they idealized themselves.  Walt Whitman wrote,
From this hour I ordain myself loos’d of limits and
imaginary lines.
Going where I list, my own master total and absolute. . .
I inhale great draughts of space,
The east and west are mine, and the north and the
south are mine.
I am larger, better, than I thought
Song of the Open Road
Whereas New Zealand’s W.H. Oliver wrote in “Counter-Revolution”
Did it go wrong just about a hundred years ago?  A ramshackle self-appointed cast-off elite of first comers, promoters, bent lawyers and sham doctors, set it up for the themselves, a gentry of sorts, saw it collapse and crept away with slim gains . . . Something had to be done.
Fischer does not neglect the fact that America’s geography lends itself much more readily than New Zealand’s to Whitman’s expansive idea of space and freedom.
Different governments formed out of these different visions.  America embraced Federalism, which allowed for and fostered regional differences and different spheres of influence for different groups.  NZ embraced a more national model of “all for one, one for all.”

Civil Rights

Both countries had minorities fight to gain their rightful place in their respective societies.  In looking at the Civil Rights movement, Fischer observes that one key to its success was King’s emphasis on freedom.  King, Fischer notes, “understood a deep truth about America.  Equality divides Americans; freedom unites them.”  Once again, the Maori of NZ focused on  equality, which has much more resonance there.  The same holds true of the feminist movement.  In America, women fought for rights by putting themselves in competition with men.  It had/has a more militant, combative approach, consistent with the concept of Federalism.  In NZ, key feminist leaders saw their role differently.  Anna Logan Stout said that,

The real power of the women’s vote in New Zealand is not in opposition, but in its harmony and cooperation with the men’s vote.

Immigration

Throughout the book I had the impression that Fischer harbors a preference for the NZ approach, but immigration may have been an exception, where their respective emphases on Liberty and Equality bear very different fruit.  American stances on immigration have varied, but we have generally been much more open to many more people than NZ, where they looked for specific kinds of people they were sure would “fit in” to their society.

Some historians have remarked  that settler societies, though they often originate from those seeking to escape the motherland, sometimes seek to “outdo” their homelands.  With immigration, NZ has unconsciously created a country that functions in some ways like one of those exclusive Victorian clubs the original settlers would have hated back in England.

In foreign affairs also, America has stressed freedom of action, while NZ has emphasized cooperation.

(And now the addendum)

Recent studies on New Zealand’s attitude toward immigration reflected in its attitude towards globalization.  The study says that,

A report in 2012 by The New Zealand Initiative drew attention to New Zealand’s seventh position among 57 countries for having the most restrictive FDI regulatory regime. This was largely due to New Zealand’s economy-wide screening regime and the broad definition of ‘sensitive’ land. Treasury has confirmed that there is credible anecdotal evidence that New Zealand’s regime is having a chilling effect on inwards FDI investment, but the materiality of this effect is an open question. It is doubtful that the damaging Crafar farms case would have triggered regulatory barriers in other Anglo-Saxon jurisdictions or comparable Asian countries.

New Zealand’s Overseas Investment Act further detracts from the country’s ‘open for business’ image by starkly asserting that it is a privilege for foreigners to be allowed to own or control sensitive New Zealand assets. This is in stark contrast to the explicitly welcoming approach widely taken elsewhere.

Statistics show that New Zealand has largely missed out on the expansion of global FDI since the mid-1990s. Both inwards and outwards stocks of FDI peaked as a percentage of GDP more than a decade ago in New Zealand, while world stocks continued their upwards climb. Between 2000 and 2011, New Zealand’s rank on UNCTAD’s FDI attraction index slumped from 73rd in the world to 146th. Hong Kong and Singapore have been in the top five throughout this period.

The full study is here.

Military

This section may have been my favorite.  Fischer traces the differences in liberty and equality into how each military fights and organizes itself.

The U.S.

  • Emphasizes freedom of action for junior officers.  Those in higher ranks try and keep their distance from these officers so as not to interfere unless truly necessary.
  • The best and brightest soldiers are shunted to smaller elite units or branches of the service
  • Their main strength in war has been adaptability and quick response

In New Zealand

  • Serving in the infantry isn’t for the grunts, it’s considered a badge of honor
  • Officers of nearly all ranks are expected to “lead from the front” and join the men in the fighting.  Distinctions of rank do not hold the same importance as in other armies.  In W.W. II, for example, a British general complained about NZ troops who did not salute him.  “I’m sorry sir,” replied a NZ officer, “but if you wave to them I’m sure they’ll wave back.”
  • The key virtue of NZ forces over time has been their strong unit cohesion and stubbornness
What makes this work similar to Albion’s Seed is his emphasis on the persistence of cultural values over time.  We are not free to reinvent ourselves, but we should do what we can to understand ourselves.  The values embedded in our societies impact us ways we may not be aware of, and that’s justification enough for  Fischer’s enjoyable and insightful work.