8th Grade Literature: Iceberg Theory and the Hemingway Paradox

Greetings all,

WIth this blog I hope to keep you updated on some aspects of our class. I will not convey everything about our week, but hope to give you insight into some of the main points of focus and discussion. I hope you find this helpful.

Our summer reading was Hemingway’s Old Man and the Sea, his most famous and best beloved story. The plot is simple, perhaps almost aburdly simple. A poor, elderly fisherman named Santiago journeys out on his skiff. He hooks and fights a huge marlin for three days. He eventually lands the fish, but then has the problem of getting it back to shore intact. As he rows back to shore, sharks come and eat the fish, leaving him with nothing but its skeleton when he lands. But Santiago remains content. He is a fisherman and has done what a fisherman should do. He knows who he is.

Hemingway’s story has several important themes, such as man vs. nature, and the essence of human life, dignity, and identity. But at the heart of the story is a paradox, rooted both in Hemingway’s style of writing, and in his development (or lack thereof) of his main character, Santiago.

First, his style of writing . . .

Many credit Hemingway, along with Mark Twain, of pioneering a distinctively American style of writing. He uses simple sentences and simple words, at times writing in a somewhat offhand, stream of consciousness. He rarely if ever introduces large metaphysical or theological questions. What you see is what you get. In this way, Hemingway’s writing mimics the plain, open approach of the common man. Many famous commentators, such as Alexis de Tocqueville, see Americans as primarily doers, not thinkers. Hemingway doesn’t argue, but rather leans into this conception of American identity.

Hemingway may not have invented his particular style, but he pioneered a concept of writing called Iceberg Theory. His approach allows the reader only to see the surface of the characters–what one can observe in “real life.” Most authors give the reader insight into the character’s thoughts and inner life. Hemingway rarely grants this insight. For the most part, the reader gets to observe the characters but is limited to seeing their actions and words. In this way, Hemingway presents his readers with something more realistic. In real life when we observe others we would not have omniscent access to their thoughts and motivations. Hemingway writes in the same. Of course his characters have deep seated motivations just like any person, but they remain below the surface. We have to guess as to what lies beneath.

Herein lies the paradox of Heminway’s style, which is both transparent and opaque all at once.

On the one hand,

  1. Hemingway’s writing reflects everyday reality that all experience all the time. His writing is “common” and “relatable” in this sense.
  2. His plots and his characters are open books, making them, in a certain sense at least, easily understandable to anyone.

On the other hand,

  1. While we can easily discern the plot of the story, without access to the character’s inner life we have no easy way to determine why anything happens. This is no coincidence, as Hemingway seemed much more interested in the “what” than the “why.” “Why” questions are burdensome and hinder one from living fully.
  2. This in turn, means that an author lauded for his humble and transparent prose can write stories that confuse his readers. Many of the students, for example, perfectly understood the plot but had “no idea what happened.” With this comment, they meant that they had no idea what the story meant, or how they might apply it to their lives.

We can push further, and see how Hemingway mirrors the paradox of American individualism and society as a whole. Many foreign visitors to America are surprised by the frank openness of most Americans they encounter. Frew other countries are as immediately transparent with those outside of their community as are Americans. But Americans are also much less communal than people in most other countries. Our suburbs, technology, and habits isolate us from one another. Both of these observations can be true at once.

The character of Santiago perfectly melds with Hemingway’s style of writing. Santiago constantly reminds himself throughout the story to stop thinking, and focus on the moment in front of him. He is a beloved figure in his village. But at the same time, he lives alone, with no family and no direct connections to the village around him. He has one friend, but in keeping with the “Hemingway paradox,” this friend is a much younger boy. The boy loves Santiago, but of course, cannot really relate to him or connect with him.

This coming Monday, the students will discuss some aspects of this paradox in our first formal discussion.

Thanks so much and have a great weekend,

Dave